27th Apr 2022 11:51
FORM 8.3 | Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 25 April 2022 | |||||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||||||||||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 43,160,502 | 4.15% | 963,754 | 0.09% |
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(2) | Cash-settled derivatives: |
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906,583 | 0.09% | 39,390,488 | 3.78% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 44,067,085 | 4.23% | 40,354,242 | 3.88% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 464 | 5.5480 GBP | ||||
10p ordinary | Purchase | 512 | 5.5770 GBP | ||||
10p ordinary | Purchase | 599 | 5.5620 GBP | ||||
10p ordinary | Purchase | 616 | 5.5646 GBP | ||||
10p ordinary | Purchase | 628 | 5.5700 GBP | ||||
10p ordinary | Purchase | 646 | 5.5580 GBP | ||||
10p ordinary | Purchase | 813 | 5.5520 GBP | ||||
10p ordinary | Purchase | 900 | 5.5615 GBP | ||||
10p ordinary | Purchase | 917 | 5.5458 GBP | ||||
10p ordinary | Purchase | 917 | 5.5460 GBP | ||||
10p ordinary | Purchase | 1,010 | 5.5713 GBP | ||||
10p ordinary | Purchase | 1,026 | 5.5592 GBP | ||||
10p ordinary | Purchase | 1,053 | 5.5790 GBP | ||||
10p ordinary | Purchase | 1,371 | 5.5781 GBP | ||||
10p ordinary | Purchase | 1,397 | 5.5820 GBP | ||||
10p ordinary | Purchase | 1,407 | 5.5800 GBP | ||||
10p ordinary | Purchase | 1,561 | 5.5780 GBP | ||||
10p ordinary | Purchase | 1,588 | 5.5736 GBP | ||||
10p ordinary | Purchase | 2,035 | 5.5812 GBP | ||||
10p ordinary | Purchase | 2,055 | 5.5684 GBP | ||||
10p ordinary | Purchase | 2,102 | 5.5600 GBP | ||||
10p ordinary | Purchase | 2,664 | 5.5718 GBP | ||||
10p ordinary | Purchase | 2,910 | 5.5564 GBP | ||||
10p ordinary | Purchase | 3,248 | 5.5691 GBP | ||||
10p ordinary | Purchase | 3,636 | 5.5642 GBP | ||||
10p ordinary | Purchase | 6,148 | 5.5708 GBP | ||||
10p ordinary | Purchase | 8,162 | 5.5699 GBP | ||||
10p ordinary | Purchase | 14,430 | 5.5632 GBP | ||||
10p ordinary | Purchase | 20,311 | 5.5604 GBP | ||||
10p ordinary | Purchase | 23,251 | 5.5517 GBP | ||||
10p ordinary | Purchase | 63,604 | 5.5598 GBP | ||||
10p ordinary | Purchase | 478,965 | 5.5500 GBP | ||||
10p ordinary | Sale | 146 | 5.5680 GBP | ||||
10p ordinary | Sale | 464 | 5.5480 GBP | ||||
10p ordinary | Sale | 520 | 5.5780 GBP | ||||
10p ordinary | Sale | 638 | 5.5800 GBP | ||||
10p ordinary | Sale | 646 | 5.5580 GBP | ||||
10p ordinary | Sale | 917 | 5.5460 GBP | ||||
10p ordinary | Sale | 1,179 | 5.5620 GBP | ||||
10p ordinary | Sale | 1,397 | 5.5820 GBP | ||||
10p ordinary | Sale | 1,536 | 5.5785 GBP | ||||
10p ordinary | Sale | 2,102 | 5.5600 GBP | ||||
10p ordinary | Sale | 2,224 | 5.5583 GBP | ||||
10p ordinary | Sale | 2,489 | 5.5607 GBP | ||||
10p ordinary | Sale | 3,218 | 5.5642 GBP | ||||
10p ordinary | Sale | 4,340 | 5.5715 GBP | ||||
10p ordinary | Sale | 4,772 | 5.5502 GBP | ||||
10p ordinary | Sale | 11,589 | 5.5602 GBP | ||||
10p ordinary | Sale | 14,066 | 5.5526 GBP | ||||
10p ordinary | Sale | 34,524 | 5.5623 GBP | ||||
10p ordinary | Sale | 70,967 | 5.5500 GBP | ||||
10p ordinary | Sale | 71,348 | 5.5612 GBP | ||||
10p ordinary | Sale | 100,000 | 5.5673 GBP | ||||
10p ordinary | Sale | 171,536 | 5.5598 GBP | ||||
10p ordinary | Sale | 200,000 | 5.5878 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 2,489 | 5.5607 GBP | |||
10p ordinary | SWAP | Long | 3,811 | 5.5585 GBP | |||
10p ordinary | SWAP | Long | 7,283 | 5.5497 GBP | |||
10p ordinary | SWAP | Long | 14,181 | 5.5570 GBP | |||
10p ordinary | SWAP | Long | 28,939 | 5.5488 GBP | |||
10p ordinary | SWAP | Long | 45,259 | 5.5704 GBP | |||
10p ordinary | SWAP | Long | 69,995 | 5.5500 GBP | |||
10p ordinary | CFD | Short | 607 | 5.5504 GBP | |||
10p ordinary | SWAP | Short | 1,445 | 5.5605 GBP | |||
10p ordinary | SWAP | Short | 1,781 | 5.5730 GBP | |||
10p ordinary | SWAP | Short | 1,803 | 5.5760 GBP | |||
10p ordinary | SWAP | Short | 2,079 | 5.5680 GBP | |||
10p ordinary | SWAP | Short | 2,473 | 5.5706 GBP | |||
10p ordinary | SWAP | Short | 2,567 | 5.5639 GBP | |||
10p ordinary | SWAP | Short | 8,039 | 5.5530 GBP | |||
10p ordinary | SWAP | Short | 8,184 | 5.5698 GBP | |||
10p ordinary | SWAP | Short | 10,472 | 5.5715 GBP | |||
10p ordinary | SWAP | Short | 31,958 | 5.5618 GBP | |||
10p ordinary | SWAP | Short | 32,744 | 5.5615 GBP | |||
10p ordinary | SWAP | Short | 493,371 | 5.5500 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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