19th Apr 2022 13:22
FORM 8.3 | Amendment to Sale | |||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||
MORE | ||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||||||||||
relevant securities this form relates: | |||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||
offeror/offeree: | |||||||||||||||
(e) | Date position held/dealing undertaken: | 13 April 2022 | |||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 43,713,116 | 4.20% | 913,542 | 0.09% |
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(2) | Cash-settled derivatives: |
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838,303 | 0.08% | 39,682,792 | 3.81% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 44,551,419 | 4.28% | 40,596,334 | 3.90% |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 52 | 5.4880 GBP | ||||
10p ordinary | Purchase | 1,195 | 5.5120 GBP | ||||
10p ordinary | Purchase | 3,147 | 5.4966 GBP | ||||
10p ordinary | Purchase | 3,507 | 5.5041 GBP | ||||
10p ordinary | Purchase | 4,808 | 5.5034 GBP | ||||
10p ordinary | Purchase | 22,191 | 5.4360 GBP | ||||
10p ordinary | Purchase | 34,758 | 5.4980 GBP | ||||
10p ordinary | Purchase | 67,932 | 5.5106 GBP | ||||
10p ordinary | Sale | 71 | 5.5090 GBP | ||||
10p ordinary | Sale | 152 | 5.5080 GBP | ||||
10p ordinary | Sale | 256 | 5.5071 GBP | ||||
10p ordinary | Sale | 483 | 5.5180 GBP | ||||
10p ordinary | Sale | 1,120 | 5.4956 GBP | ||||
10p ordinary | Sale | 1,120 | 5.5040 GBP | ||||
10p ordinary | Sale | 1,135 | 5.4940 GBP | ||||
10p ordinary | Sale | 1,387 | 5.4931 GBP | ||||
10p ordinary | Sale | 2,288 | 5.5216 GBP | ||||
10p ordinary | Sale | 2,441 | 5.4980 GBP | ||||
10p ordinary | Sale | 2,934 | 5.5146 GBP | ||||
10p ordinary | Sale | 2,948 | 5.5152 GBP | ||||
10p ordinary | Sale | 4,331 | 163.6845 CZK | ||||
10p ordinary | Sale | 4,770 | 5.4989 GBP | ||||
10p ordinary | Sale | 4,808 | 5.5034 GBP | ||||
10p ordinary | Sale | 5,207 | 5.4900 GBP | ||||
10p ordinary | Sale | 7,548 | 5.4925 GBP | ||||
10p ordinary | Sale | 19,779 | 5.4982 GBP | ||||
10p ordinary | Sale | 19,945 | 5.5212 GBP | ||||
10p ordinary | Sale | 45,118 | 5.4709 GBP | ||||
10p ordinary | Sale | 154,798 | 5.4907 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 62 | 5.4060 GBP | |||
10p ordinary | SWAP | Long | 109 | 5.5120 GBP | |||
10p ordinary | CFD | Long | 170 | 5.4975 GBP | |||
10p ordinary | SWAP | Long | 184 | 5.4980 GBP | |||
10p ordinary | SWAP | Long | 226 | 5.5185 GBP | |||
10p ordinary | SWAP | Long | 328 | 5.5111 GBP | |||
10p ordinary | SWAP | Long | 1,120 | 5.5040 GBP | |||
10p ordinary | CFD | Long | 4,331 | 163.5700 CZK | |||
10p ordinary | SWAP | Long | 12,626 | 5.4360 GBP | |||
10p ordinary | SWAP | Long | 19,945 | 5.5212 GBP | |||
10p ordinary | SWAP | Long | 32,260 | 5.4846 GBP | |||
10p ordinary | CFD | Long | 48,000 | 5.4840 GBP | |||
10p ordinary | SWAP | Long | 154,798 | 5.4907 GBP | |||
10p ordinary | SWAP | Short | 52 | 5.4880 GBP | |||
10p ordinary | CFD | Short | 4,331 | 5.4815 GBP | |||
10p ordinary | SWAP | Short | 9,754 | 5.5137 GBP | |||
10p ordinary | SWAP | Short | 29,441 | 5.5113 GBP | |||
10p ordinary | SWAP | Short | 32,255 | 5.5111 GBP | |||
10p ordinary | CFD | Short | 48,000 | 160.7975 CZK |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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