8th Feb 2022 15:50
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 02 February 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
| and/or controlled: | 42,981,549 | 4.14% | 11,926,100 | 1.15% | ||
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(2) | Cash-settled derivatives: |
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57,092 | 0.01% | 19,433,811 | 1.87% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 43,038,641 | 4.14% | 31,359,911 | 3.02% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
10p ordinary | Purchase | 59 | 6.1000 GBP | ||||
10p ordinary | Purchase | 73 | 6.0740 GBP | ||||
10p ordinary | Purchase | 331 | 6.0900 GBP | ||||
10p ordinary | Purchase | 419 | 6.0760 GBP | ||||
10p ordinary | Purchase | 457 | 6.0590 GBP | ||||
10p ordinary | Purchase | 488 | 6.0720 GBP | ||||
10p ordinary | Purchase | 763 | 6.0993 GBP | ||||
10p ordinary | Purchase | 881 | 6.0780 GBP | ||||
10p ordinary | Purchase | 915 | 6.0818 GBP | ||||
10p ordinary | Purchase | 963 | 6.0849 GBP | ||||
10p ordinary | Purchase | 1,375 | 6.0840 GBP | ||||
10p ordinary | Purchase | 1,450 | 6.0901 GBP | ||||
10p ordinary | Purchase | 1,559 | 6.0820 GBP | ||||
10p ordinary | Purchase | 1,720 | 6.0955 GBP | ||||
10p ordinary | Purchase | 3,213 | 6.0866 GBP | ||||
10p ordinary | Purchase | 3,333 | 6.0831 GBP | ||||
10p ordinary | Purchase | 3,615 | 6.0969 GBP | ||||
10p ordinary | Purchase | 5,742 | 6.0791 GBP | ||||
10p ordinary | Purchase | 7,063 | 6.0880 GBP | ||||
10p ordinary | Purchase | 7,548 | 6.0918 GBP | ||||
10p ordinary | Purchase | 10,230 | 176.4246 CZK | ||||
10p ordinary | Purchase | 10,480 | 6.0856 GBP | ||||
10p ordinary | Purchase | 18,642 | 6.0851 GBP | ||||
10p ordinary | Purchase | 20,226 | 6.0824 GBP | ||||
10p ordinary | Purchase | 20,326 | 6.0887 GBP | ||||
10p ordinary | Purchase | 22,143 | 6.0888 GBP | ||||
10p ordinary | Purchase | 35,187 | 6.0876 GBP | ||||
10p ordinary | Purchase | 45,143 | 6.0915 GBP | ||||
10p ordinary | Purchase | 65,303 | 6.0860 GBP | ||||
10p ordinary | Purchase | 115,388 | 6.0846 GBP | ||||
10p ordinary | Purchase | 125,952 | 6.0857 GBP | ||||
10p ordinary | Sale | 69 | 6.0800 GBP | ||||
10p ordinary | Sale | 73 | 6.0740 GBP | ||||
10p ordinary | Sale | 331 | 6.0900 GBP | ||||
10p ordinary | Sale | 419 | 6.0760 GBP | ||||
10p ordinary | Sale | 594 | 6.0880 GBP | ||||
10p ordinary | Sale | 629 | 6.0874 GBP | ||||
10p ordinary | Sale | 662 | 6.0840 GBP | ||||
10p ordinary | Sale | 695 | 6.0660 GBP | ||||
10p ordinary | Sale | 1,235 | 6.0773 GBP | ||||
10p ordinary | Sale | 1,698 | 6.0820 GBP | ||||
10p ordinary | Sale | 1,749 | 6.0859 GBP | ||||
10p ordinary | Sale | 2,319 | 6.0759 GBP | ||||
10p ordinary | Sale | 4,113 | 6.0771 GBP | ||||
10p ordinary | Sale | 5,008 | 6.0853 GBP | ||||
10p ordinary | Sale | 5,315 | 6.0854 GBP | ||||
10p ordinary | Sale | 9,360 | 6.0657 GBP | ||||
10p ordinary | Sale | 33,596 | 6.0847 GBP | ||||
10p ordinary | Sale | 38,940 | 177.7492 CZK | ||||
10p ordinary | Sale | 40,482 | 6.0860 GBP | ||||
10p ordinary | Sale | 47,440 | 6.0717 GBP | ||||
10p ordinary | Sale | 52,086 | 6.0777 GBP | ||||
10p ordinary | Sale | 73,622 | 6.0927 GBP | ||||
10p ordinary | Sale | 206,142 | 6.0667 GBP | ||||
(b) Cash-settled derivative transactions
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 913 | 6.0845 GBP | |||
10p ordinary | SWAP | Long | 4,588 | 6.0848 GBP | |||
10p ordinary | SWAP | Long | 5,746 | 6.0837 GBP | |||
10p ordinary | SWAP | Long | 6,828 | 6.0860 GBP | |||
10p ordinary | CFD | Long | 10,168 | 6.0828 GBP | |||
10p ordinary | CFD | Long | 11,075 | 6.0750 GBP | |||
10p ordinary | CFD | Long | 37,584 | 6.0859 GBP | |||
10p ordinary | CFD | Long | 38,940 | 177.6248 CZK | |||
10p ordinary | SWAP | Short | 915 | 6.0818 GBP | |||
10p ordinary | SWAP | Short | 2,206 | 6.0859 GBP | |||
10p ordinary | CFD | Short | 2,564 | 6.0864 GBP | |||
10p ordinary | SWAP | Short | 3,154 | 6.0913 GBP | |||
10p ordinary | SWAP | Short | 3,208 | 6.0873 GBP | |||
10p ordinary | SWAP | Short | 4,340 | 6.0843 GBP | |||
10p ordinary | SWAP | Short | 5,281 | 6.0877 GBP | |||
10p ordinary | CFD | Short | 5,619 | 6.0935 GBP | |||
10p ordinary | SWAP | Short | 6,045 | 6.0860 GBP | |||
10p ordinary | SWAP | Short | 7,333 | 6.0871 GBP | |||
10p ordinary | SWAP | Short | 8,027 | 6.0881 GBP | |||
10p ordinary | SWAP | Short | 8,643 | 6.0858 GBP | |||
10p ordinary | SWAP | Short | 9,014 | 6.0854 GBP | |||
10p ordinary | CFD | Short | 10,230 | 176.5481 CZK | |||
10p ordinary | SWAP | Short | 10,531 | 6.0896 GBP | |||
10p ordinary | SWAP | Short | 11,571 | 6.0895 GBP | |||
10p ordinary | SWAP | Short | 12,932 | 6.0898 GBP | |||
10p ordinary | SWAP | Short | 13,097 | 6.0870 GBP | |||
10p ordinary | SWAP | Short | 15,956 | 6.0890 GBP | |||
10p ordinary | SWAP | Short | 19,316 | 6.0863 GBP | |||
10p ordinary | SWAP | Short | 19,316 | 6.0863 GBP | |||
10p ordinary | SWAP | Short | 20,308 | 6.0845 GBP | |||
10p ordinary | SWAP | Short | 22,090 | 6.0879 GBP | |||
10p ordinary | SWAP | Short | 36,076 | 6.0833 GBP | |||
10p ordinary | CFD | Short | 38,878 | 6.0980 GBP | |||
10p ordinary | SWAP | Short | 42,093 | 6.0828 GBP | |||
10p ordinary | SWAP | Short | 43,549 | 6.0847 GBP | |||
10p ordinary | CFD | Short | 50,000 | 6.0860 GBP | |||
10p ordinary | SWAP | Short | 83,689 | 6.0852 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 8 Feb 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20220208005911/en/
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