12th Apr 2022 12:44
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 11 April 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | |||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||||||||
to which the disclosure relates following the dealing (if any) | ||||||||||||||
Class of relevant security: | 10p ordinary | |||||||||||||
Interests | Short Positions | |||||||||||||
Number | (%) | Number | (%) | |||||||||||
(1) | Relevant securities owned | |||||||||||||
and/or controlled: | 43,761,731 | 4.21% | 758,122 | 0.07% | ||||||||||
(2) | Cash-settled derivatives: | |||||||||||||
682,366 | 0.07% | 39,715,504 | 3.82% | |||||||||||
(3) | Stock-settled derivatives (including options) | |||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||||
TOTAL: | 44,444,097 | 4.27% | 40,473,626 | 3.89% | ||||||||||
(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 2 | 5.5850 GBP | |||
10p ordinary | Purchase | 4 | 5.5822 GBP | |||
10p ordinary | Purchase | 6 | 5.5790 GBP | |||
10p ordinary | Purchase | 11 | 5.5785 GBP | |||
10p ordinary | Purchase | 329 | 5.5799 GBP | |||
10p ordinary | Purchase | 532 | 5.5801 GBP | |||
10p ordinary | Purchase | 1,127 | 5.5898 GBP | |||
10p ordinary | Purchase | 1,639 | 5.5920 GBP | |||
10p ordinary | Purchase | 2,462 | 5.5842 GBP | |||
10p ordinary | Purchase | 2,965 | 5.5815 GBP | |||
10p ordinary | Purchase | 5,306 | 5.5899 GBP | |||
10p ordinary | Purchase | 49,089 | 5.5380 GBP | |||
10p ordinary | Purchase | 62,504 | 5.5569 GBP | |||
10p ordinary | Purchase | 135,000 | 5.5719 GBP | |||
10p ordinary | Sale | 903 | 5.5801 GBP | |||
10p ordinary | Sale | 1,477 | 5.5833 GBP | |||
10p ordinary | Sale | 1,539 | 5.5816 GBP | |||
10p ordinary | Sale | 1,854 | 5.5774 GBP | |||
10p ordinary | Sale | 2,513 | 5.5896 GBP | |||
10p ordinary | Sale | 2,559 | 5.5848 GBP | |||
10p ordinary | Sale | 3,476 | 5.5829 GBP | |||
10p ordinary | Sale | 5,468 | 5.5866 GBP | |||
10p ordinary | Sale | 12,199 | 5.5380 GBP | |||
10p ordinary | Sale | 12,561 | 5.5768 GBP | |||
10p ordinary | Sale | 14,876 | 166.5429 CZK | |||
10p ordinary | Sale | 32,270 | 5.5382 GBP | |||
10p ordinary | Sale | 139,865 | 5.5795 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 182 | 5.5880 GBP | |||
10p ordinary | SWAP | Long | 194 | 5.5900 GBP | |||
10p ordinary | SWAP | Long | 241 | 5.5980 GBP | |||
10p ordinary | SWAP | Long | 264 | 5.5960 GBP | |||
10p ordinary | SWAP | Long | 2,146 | 5.5380 GBP | |||
10p ordinary | SWAP | Long | 5,468 | 5.5866 GBP | |||
10p ordinary | CFD | Long | 14,876 | 166.4263 CZK | |||
10p ordinary | CFD | Long | 15,000 | 5.5690 GBP | |||
10p ordinary | SWAP | Long | 34,280 | 5.5826 GBP | |||
10p ordinary | SWAP | Long | 52,547 | 5.5780 GBP | |||
10p ordinary | SWAP | Long | 67,504 | 5.5787 GBP | |||
10p ordinary | SWAP | Short | 1,943 | 5.5380 GBP | |||
10p ordinary | SWAP | Short | 2,965 | 5.5815 GBP | |||
10p ordinary | CFD | Short | 15,000 | 162.8029 CZK | |||
10p ordinary | CFD | Short | 16,626 | 5.5849 GBP | |||
10p ordinary | SWAP | Short | 20,965 | 5.5381 GBP | |||
10p ordinary | SWAP | Short | 31,042 | 5.5647 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays