24th Aug 2022 11:41
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 23 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 14,355,816 | 1.37% | 1,948,693 | 0.19% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,480,618 | 0.14% | 12,733,281 | 1.22% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 15,836,434 | 1.52% | 14,681,974 | 1.40% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 165 | 6.9580 GBP | ||||
10p ordinary | Purchase | 257 | 6.9660 GBP | ||||
10p ordinary | Purchase | 297 | 6.9560 GBP | ||||
10p ordinary | Purchase | 311 | 6.9400 GBP | ||||
10p ordinary | Purchase | 372 | 6.9600 GBP | ||||
10p ordinary | Purchase | 395 | 6.9740 GBP | ||||
10p ordinary | Purchase | 402 | 6.9720 GBP | ||||
10p ordinary | Purchase | 427 | 6.9880 GBP | ||||
10p ordinary | Purchase | 454 | 6.9760 GBP | ||||
10p ordinary | Purchase | 575 | 6.9680 GBP | ||||
10p ordinary | Purchase | 642 | 6.9579 GBP | ||||
10p ordinary | Purchase | 687 | 6.9620 GBP | ||||
10p ordinary | Purchase | 750 | 6.9840 GBP | ||||
10p ordinary | Purchase | 807 | 6.9420 GBP | ||||
10p ordinary | Purchase | 846 | 6.9798 GBP | ||||
10p ordinary | Purchase | 991 | 6.9860 GBP | ||||
10p ordinary | Purchase | 1,413 | 6.9849 GBP | ||||
10p ordinary | Purchase | 1,542 | 6.9800 GBP | ||||
10p ordinary | Purchase | 4,528 | 6.9673 GBP | ||||
10p ordinary | Purchase | 10,706 | 6.9739 GBP | ||||
10p ordinary | Purchase | 10,900 | 6.9839 GBP | ||||
10p ordinary | Purchase | 11,657 | 203.6106 CZK | ||||
10p ordinary | Purchase | 15,345 | 6.9558 GBP | ||||
10p ordinary | Purchase | 27,447 | 6.9523 GBP | ||||
10p ordinary | Sale | 3 | 6.9833 GBP | ||||
10p ordinary | Sale | 248 | 6.9590 GBP | ||||
10p ordinary | Sale | 254 | 6.9620 GBP | ||||
10p ordinary | Sale | 257 | 6.9660 GBP | ||||
10p ordinary | Sale | 297 | 6.9560 GBP | ||||
10p ordinary | Sale | 372 | 6.9600 GBP | ||||
10p ordinary | Sale | 402 | 6.9720 GBP | ||||
10p ordinary | Sale | 427 | 6.9880 GBP | ||||
10p ordinary | Sale | 447 | 6.9820 GBP | ||||
10p ordinary | Sale | 454 | 6.9580 GBP | ||||
10p ordinary | Sale | 454 | 6.9760 GBP | ||||
10p ordinary | Sale | 575 | 6.9680 GBP | ||||
10p ordinary | Sale | 607 | 6.9740 GBP | ||||
10p ordinary | Sale | 637 | 7.0000 GBP | ||||
10p ordinary | Sale | 686 | 6.9775 GBP | ||||
10p ordinary | Sale | 750 | 6.9840 GBP | ||||
10p ordinary | Sale | 838 | 6.9510 GBP | ||||
10p ordinary | Sale | 850 | 6.9683 GBP | ||||
10p ordinary | Sale | 1,033 | 6.9800 GBP | ||||
10p ordinary | Sale | 1,044 | 6.9461 GBP | ||||
10p ordinary | Sale | 1,366 | 6.9860 GBP | ||||
10p ordinary | Sale | 1,376 | 6.9697 GBP | ||||
10p ordinary | Sale | 3,289 | 6.9743 GBP | ||||
10p ordinary | Sale | 4,317 | 6.9541 GBP | ||||
10p ordinary | Sale | 6,783 | 6.9464 GBP | ||||
10p ordinary | Sale | 7,997 | 6.9802 GBP | ||||
10p ordinary | Sale | 10,706 | 6.9739 GBP | ||||
10p ordinary | Sale | 13,237 | 6.9400 GBP | ||||
10p ordinary | Sale | 15,108 | 6.9771 GBP | ||||
10p ordinary | Sale | 36,598 | 6.9745 GBP | ||||
10p ordinary | Sale | 113,903 | 6.9658 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 3 | 6.9833 GBP | |||
10p ordinary | SWAP | Long | 3,271 | 6.9780 GBP | |||
10p ordinary | SWAP | Long | 7,997 | 6.9802 GBP | |||
10p ordinary | CFD | Long | 11,657 | 6.9825 GBP | |||
10p ordinary | SWAP | Long | 13,237 | 6.9400 GBP | |||
10p ordinary | SWAP | Long | 29,356 | 6.9520 GBP | |||
10p ordinary | SWAP | Long | 29,907 | 6.9673 GBP | |||
10p ordinary | SWAP | Long | 47,341 | 6.9775 GBP | |||
10p ordinary | SWAP | Long | 51,077 | 6.9684 GBP | |||
10p ordinary | CFD | Long | 61,000 | 203.6000 CZK | |||
10p ordinary | SWAP | Short | 165 | 6.9580 GBP | |||
10p ordinary | SWAP | Short | 311 | 6.9400 GBP | |||
10p ordinary | SWAP | Short | 807 | 6.9420 GBP | |||
10p ordinary | SWAP | Short | 846 | 6.9798 GBP | |||
10p ordinary | SWAP | Short | 1,727 | 6.9665 GBP | |||
10p ordinary | SWAP | Short | 1,803 | 6.9692 GBP | |||
10p ordinary | SWAP | Short | 3,196 | 6.9686 GBP | |||
10p ordinary | SWAP | Short | 3,579 | 6.9867 GBP | |||
10p ordinary | SWAP | Short | 5,455 | 6.9702 GBP | |||
10p ordinary | SWAP | Short | 8,880 | 6.9701 GBP | |||
10p ordinary | SWAP | Short | 9,554 | 6.9827 GBP | |||
10p ordinary | SWAP | Short | 10,706 | 6.9739 GBP | |||
10p ordinary | CFD | Short | 11,657 | 203.7532 CZK | |||
10p ordinary | SWAP | Short | 12,926 | 6.9403 GBP | |||
10p ordinary | CFD | Short | 61,000 | 6.9828 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays