13th May 2022 13:38
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||||||||||||
(b) | Owner or controller of interest and short | ||||||||||||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||||||||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||||||||||||||||||
relevant securities this form relates: | |||||||||||||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||||||||||||
offeror/offeree: | |||||||||||||||||||||||
(e) | Date position held/dealing undertaken: | 12 May 2022 | |||||||||||||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||||||||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 40,651,946 | 3.90% | 443,144 | 0.04% |
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(2) | Cash-settled derivatives: |
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191,099 | 0.02% | 37,130,031 | 3.57% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 40,843,045 | 3.92% | 37,573,175 | 3.61% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 76 | 4.9610 GBP | |||
10p ordinary | Purchase | 466 | 4.9800 GBP | |||
10p ordinary | Purchase | 482 | 4.9290 GBP | |||
10p ordinary | Purchase | 510 | 4.9280 GBP | |||
10p ordinary | Purchase | 625 | 4.9020 GBP | |||
10p ordinary | Purchase | 678 | 4.9867 GBP | |||
10p ordinary | Purchase | 910 | 4.9500 GBP | |||
10p ordinary | Purchase | 1,039 | 4.9100 GBP | |||
10p ordinary | Purchase | 1,094 | 4.9950 GBP | |||
10p ordinary | Purchase | 1,176 | 149.5500 CZK | |||
10p ordinary | Purchase | 1,297 | 4.9150 GBP | |||
10p ordinary | Purchase | 1,604 | 4.9660 GBP | |||
10p ordinary | Purchase | 1,707 | 4.9700 GBP | |||
10p ordinary | Purchase | 2,753 | 4.9734 GBP | |||
10p ordinary | Purchase | 9,746 | 4.9870 GBP | |||
10p ordinary | Purchase | 18,401 | 4.9448 GBP | |||
10p ordinary | Purchase | 19,310 | 4.9651 GBP | |||
10p ordinary | Purchase | 25,035 | 4.9318 GBP | |||
10p ordinary | Purchase | 137,719 | 4.9472 GBP | |||
10p ordinary | Sale | 136 | 4.9555 GBP | |||
10p ordinary | Sale | 466 | 4.9800 GBP | |||
10p ordinary | Sale | 510 | 4.9280 GBP | |||
10p ordinary | Sale | 587 | 4.9624 GBP | |||
10p ordinary | Sale | 592 | 4.9467 GBP | |||
10p ordinary | Sale | 625 | 4.9020 GBP | |||
10p ordinary | Sale | 910 | 4.9500 GBP | |||
10p ordinary | Sale | 980 | 4.9353 GBP | |||
10p ordinary | Sale | 1,038 | 4.9722 GBP | |||
10p ordinary | Sale | 1,053 | 4.9333 GBP | |||
10p ordinary | Sale | 1,176 | 149.5500 CZK | |||
10p ordinary | Sale | 1,591 | 4.9595 GBP | |||
10p ordinary | Sale | 1,602 | 4.9100 GBP | |||
10p ordinary | Sale | 1,604 | 4.9661 GBP | |||
10p ordinary | Sale | 1,604 | 4.9660 GBP | |||
10p ordinary | Sale | 2,572 | 4.9340 GBP | |||
10p ordinary | Sale | 2,904 | 4.9609 GBP | |||
10p ordinary | Sale | 3,870 | 4.9227 GBP | |||
10p ordinary | Sale | 5,244 | 4.9838 GBP | |||
10p ordinary | Sale | 5,427 | 4.9391 GBP | |||
10p ordinary | Sale | 6,068 | 4.9380 GBP | |||
10p ordinary | Sale | 6,702 | 4.9870 GBP | |||
10p ordinary | Sale | 8,100 | 4.9643 GBP | |||
10p ordinary | Sale | 9,122 | 4.9176 GBP | |||
10p ordinary | Sale | 9,259 | 4.9589 GBP | |||
10p ordinary | Sale | 21,094 | 4.9760 GBP | |||
10p ordinary | Sale | 44,202 | 148.2164 CZK | |||
10p ordinary | Sale | 109,115 | 4.9859 GBP | |||
10p ordinary | Sale | 142,547 | 4.9729 GBP | |||
10p ordinary | Sale | 600,000 | 4.9541 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 1,176 | 149.5500 CZK | |||
10p ordinary | SWAP | Long | 2,897 | 4.9446 GBP | |||
10p ordinary | SWAP | Long | 5,244 | 4.9838 GBP | |||
10p ordinary | SWAP | Long | 5,377 | 4.9701 GBP | |||
10p ordinary | SWAP | Long | 13,408 | 4.9872 GBP | |||
10p ordinary | SWAP | Long | 40,988 | 4.9870 GBP | |||
10p ordinary | CFD | Long | 43,026 | 148.0762 CZK | |||
10p ordinary | SWAP | Long | 49,342 | 4.9865 GBP | |||
10p ordinary | SWAP | Long | 600,000 | 4.9541 GBP | |||
10p ordinary | SWAP | Short | 76 | 4.9610 GBP | |||
10p ordinary | SWAP | Short | 482 | 4.9290 GBP | |||
10p ordinary | SWAP | Short | 537 | 4.9960 GBP | |||
10p ordinary | SWAP | Short | 557 | 4.9941 GBP | |||
10p ordinary | SWAP | Short | 2,753 | 4.9734 GBP | |||
10p ordinary | SWAP | Short | 10,508 | 4.9582 GBP | |||
10p ordinary | SWAP | Short | 11,442 | 4.9621 GBP | |||
10p ordinary | SWAP | Short | 22,770 | 4.9401 GBP | |||
10p ordinary | CFD | Short | 43,026 | 4.9351 GBP | |||
10p ordinary | SWAP | Short | 43,257 | 4.9509 GBP | |||
10p ordinary | SWAP | Short | 74,970 | 4.9486 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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