26th Jul 2022 12:43
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 25 Jul 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 32,813,920 | 3.15% | 1,082,741 | 0.10% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 635,957 | 0.06% | 31,345,892 | 3.01% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 33,449,877 | 3.21% | 32,428,633 | 3.11% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 178 | 5.0601 GBP | ||||
10p ordinary | Purchase | 201 | 5.0740 GBP | ||||
10p ordinary | Purchase | 358 | 4.9950 GBP | ||||
10p ordinary | Purchase | 366 | 5.0020 GBP | ||||
10p ordinary | Purchase | 500 | 5.0160 GBP | ||||
10p ordinary | Purchase | 523 | 5.0100 GBP | ||||
10p ordinary | Purchase | 800 | 5.0440 GBP | ||||
10p ordinary | Purchase | 819 | 5.0560 GBP | ||||
10p ordinary | Purchase | 844 | 5.0600 GBP | ||||
10p ordinary | Purchase | 949 | 5.0710 GBP | ||||
10p ordinary | Purchase | 1,100 | 5.0080 GBP | ||||
10p ordinary | Purchase | 1,893 | 5.0920 GBP | ||||
10p ordinary | Purchase | 1,964 | 5.0780 GBP | ||||
10p ordinary | Purchase | 1,971 | 5.0580 GBP | ||||
10p ordinary | Purchase | 2,069 | 5.0940 GBP | ||||
10p ordinary | Purchase | 2,070 | 5.0520 GBP | ||||
10p ordinary | Purchase | 2,089 | 5.0060 GBP | ||||
10p ordinary | Purchase | 2,347 | 5.0262 GBP | ||||
10p ordinary | Purchase | 2,727 | 5.0133 GBP | ||||
10p ordinary | Purchase | 3,000 | 4.9968 GBP | ||||
10p ordinary | Purchase | 3,032 | 5.0500 GBP | ||||
10p ordinary | Purchase | 5,853 | 5.0174 GBP | ||||
10p ordinary | Purchase | 6,773 | 5.0700 GBP | ||||
10p ordinary | Purchase | 13,018 | 5.0096 GBP | ||||
10p ordinary | Purchase | 17,812 | 4.9830 GBP | ||||
10p ordinary | Purchase | 100,000 | 5.0935 GBP | ||||
10p ordinary | Purchase | 100,000 | 5.0914 GBP | ||||
10p ordinary | Purchase | 100,833 | 4.9964 GBP | ||||
10p ordinary | Sale | 2 | 4.9830 GBP | ||||
10p ordinary | Sale | 90 | 5.0202 GBP | ||||
10p ordinary | Sale | 155 | 5.0090 GBP | ||||
10p ordinary | Sale | 201 | 5.0740 GBP | ||||
10p ordinary | Sale | 304 | 5.0510 GBP | ||||
10p ordinary | Sale | 358 | 4.9950 GBP | ||||
10p ordinary | Sale | 366 | 5.0020 GBP | ||||
10p ordinary | Sale | 468 | 5.0555 GBP | ||||
10p ordinary | Sale | 478 | 5.0690 GBP | ||||
10p ordinary | Sale | 500 | 5.0160 GBP | ||||
10p ordinary | Sale | 523 | 5.0100 GBP | ||||
10p ordinary | Sale | 524 | 5.0730 GBP | ||||
10p ordinary | Sale | 541 | 5.0873 GBP | ||||
10p ordinary | Sale | 800 | 5.0440 GBP | ||||
10p ordinary | Sale | 819 | 5.0560 GBP | ||||
10p ordinary | Sale | 844 | 5.0600 GBP | ||||
10p ordinary | Sale | 918 | 5.0063 GBP | ||||
10p ordinary | Sale | 949 | 5.0710 GBP | ||||
10p ordinary | Sale | 1,106 | 5.0720 GBP | ||||
10p ordinary | Sale | 1,281 | 5.0028 GBP | ||||
10p ordinary | Sale | 1,401 | 5.0180 GBP | ||||
10p ordinary | Sale | 1,628 | 5.0567 GBP | ||||
10p ordinary | Sale | 1,716 | 5.0297 GBP | ||||
10p ordinary | Sale | 1,893 | 5.0920 GBP | ||||
10p ordinary | Sale | 1,909 | 5.0606 GBP | ||||
10p ordinary | Sale | 1,964 | 5.0780 GBP | ||||
10p ordinary | Sale | 1,971 | 5.0580 GBP | ||||
10p ordinary | Sale | 2,069 | 5.0940 GBP | ||||
10p ordinary | Sale | 2,070 | 5.0520 GBP | ||||
10p ordinary | Sale | 2,089 | 5.0060 GBP | ||||
10p ordinary | Sale | 2,106 | 5.0080 GBP | ||||
10p ordinary | Sale | 3,032 | 5.0500 GBP | ||||
10p ordinary | Sale | 3,539 | 5.0530 GBP | ||||
10p ordinary | Sale | 3,865 | 5.0682 GBP | ||||
10p ordinary | Sale | 7,316 | 5.0640 GBP | ||||
10p ordinary | Sale | 7,956 | 4.9996 GBP | ||||
10p ordinary | Sale | 10,792 | 5.0689 GBP | ||||
10p ordinary | Sale | 13,088 | 5.0237 GBP | ||||
10p ordinary | Sale | 13,229 | 5.0634 GBP | ||||
10p ordinary | Sale | 13,546 | 5.0700 GBP | ||||
10p ordinary | Sale | 13,795 | 5.0722 GBP | ||||
10p ordinary | Sale | 14,000 | 5.0643 GBP | ||||
10p ordinary | Sale | 16,258 | 4.9849 GBP | ||||
10p ordinary | Sale | 16,752 | 5.0211 GBP | ||||
10p ordinary | Sale | 16,876 | 5.0551 GBP | ||||
10p ordinary | Sale | 18,381 | 5.0670 GBP | ||||
10p ordinary | Sale | 19,525 | 148.5389 CZK | ||||
10p ordinary | Sale | 23,316 | 5.0329 GBP | ||||
10p ordinary | Sale | 46,140 | 5.0341 GBP | ||||
10p ordinary | Sale | 90,236 | 4.9992 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 2 | 4.9850 GBP | |||
10p ordinary | SWAP | Long | 4 | 5.1200 GBP | |||
10p ordinary | SWAP | Long | 8 | 5.0740 GBP | |||
10p ordinary | SWAP | Long | 10 | 5.0080 GBP | |||
10p ordinary | SWAP | Long | 102 | 5.0760 GBP | |||
10p ordinary | SWAP | Long | 161 | 5.0665 GBP | |||
10p ordinary | SWAP | Long | 170 | 4.9938 GBP | |||
10p ordinary | SWAP | Long | 204 | 5.0730 GBP | |||
10p ordinary | SWAP | Long | 227 | 4.9969 GBP | |||
10p ordinary | SWAP | Long | 14,000 | 5.0643 GBP | |||
10p ordinary | SWAP | Long | 19,155 | 5.0202 GBP | |||
10p ordinary | CFD | Long | 19,525 | 148.4349 CZK | |||
10p ordinary | SWAP | Long | 25,700 | 5.0224 GBP | |||
10p ordinary | CFD | Long | 110,000 | 5.0190 GBP | |||
10p ordinary | SWAP | Short | 178 | 5.0601 GBP | |||
10p ordinary | SWAP | Short | 1,663 | 5.0580 GBP | |||
10p ordinary | CFD | Short | 2,654 | 4.9829 GBP | |||
10p ordinary | SWAP | Short | 3,000 | 4.9968 GBP | |||
10p ordinary | SWAP | Short | 5,163 | 4.9830 GBP | |||
10p ordinary | CFD | Short | 19,525 | 5.0311 GBP | |||
10p ordinary | SWAP | Short | 37,993 | 4.9937 GBP | |||
10p ordinary | SWAP | Short | 62,097 | 4.9951 GBP | |||
10p ordinary | CFD | Short | 110,000 | 144.9923 CZK | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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