6th Apr 2022 11:19
FORM 8.3 | |||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||
MORE | |||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 05 April 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 45,854,977 | 4.41% | 2,928,319 | 0.28% | |||
(2) | Cash-settled derivatives: | ||||||
2,856,507 | 0.27% | 41,833,114 | 4.02% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 48,711,484 | 4.68% | 44,761,433 | 4.30% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 401 | 5.6540 GBP | |||
10p ordinary | Purchase | 515 | 5.6660 GBP | |||
10p ordinary | Purchase | 534 | 5.6616 GBP | |||
10p ordinary | Purchase | 563 | 5.6500 GBP | |||
10p ordinary | Purchase | 739 | 5.6620 GBP | |||
10p ordinary | Purchase | 1,210 | 5.6580 GBP | |||
10p ordinary | Purchase | 1,292 | 5.6546 GBP | |||
10p ordinary | Purchase | 1,435 | 5.6560 GBP | |||
10p ordinary | Purchase | 1,515 | 5.6562 GBP | |||
10p ordinary | Purchase | 1,528 | 5.6590 GBP | |||
10p ordinary | Purchase | 1,632 | 5.6558 GBP | |||
10p ordinary | Purchase | 1,722 | 5.6420 GBP | |||
10p ordinary | Purchase | 1,866 | 5.6520 GBP | |||
10p ordinary | Purchase | 2,605 | 5.6576 GBP | |||
10p ordinary | Purchase | 2,779 | 166.1885 CZK | |||
10p ordinary | Purchase | 4,287 | 5.6530 GBP | |||
10p ordinary | Purchase | 5,387 | 5.6589 GBP | |||
10p ordinary | Purchase | 18,763 | 5.6557 GBP | |||
10p ordinary | Purchase | 24,145 | 5.6559 GBP | |||
10p ordinary | Purchase | 73,686 | 5.6572 GBP | |||
10p ordinary | Sale | 5 | 5.6560 GBP | |||
10p ordinary | Sale | 161 | 5.6590 GBP | |||
10p ordinary | Sale | 515 | 5.6660 GBP | |||
10p ordinary | Sale | 563 | 5.6500 GBP | |||
10p ordinary | Sale | 674 | 5.6558 GBP | |||
10p ordinary | Sale | 695 | 5.6420 GBP | |||
10p ordinary | Sale | 739 | 5.6620 GBP | |||
10p ordinary | Sale | 778 | 5.6525 GBP | |||
10p ordinary | Sale | 1,124 | 5.6588 GBP | |||
10p ordinary | Sale | 1,747 | 5.6520 GBP | |||
10p ordinary | Sale | 1,828 | 5.6540 GBP | |||
10p ordinary | Sale | 1,953 | 5.6577 GBP | |||
10p ordinary | Sale | 3,299 | 5.6580 GBP | |||
10p ordinary | Sale | 3,485 | 168.0262 CZK | |||
10p ordinary | Sale | 3,683 | 5.6608 GBP | |||
10p ordinary | Sale | 4,253 | 5.6592 GBP | |||
10p ordinary | Sale | 6,367 | 5.6600 GBP | |||
10p ordinary | Sale | 7,496 | 5.6579 GBP | |||
10p ordinary | Sale | 8,542 | 5.6545 GBP | |||
10p ordinary | Sale | 19,032 | 5.6839 GBP | |||
10p ordinary | Sale | 33,303 | 5.6564 GBP | |||
10p ordinary | Sale | 33,903 | 5.6565 GBP | |||
10p ordinary | Sale | 37,842 | 5.6649 GBP | |||
10p ordinary | Sale | 64,867 | 5.6561 GBP | |||
10p ordinary | Sale | 200,000 | 5.6753 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 21 | 5.6320 GBP | |||
10p ordinary | SWAP | Long | 656 | 5.6572 GBP | |||
10p ordinary | SWAP | Long | 1,108 | 5.6578 GBP | |||
10p ordinary | SWAP | Long | 1,873 | 5.6609 GBP | |||
10p ordinary | SWAP | Long | 2,316 | 5.6593 GBP | |||
10p ordinary | SWAP | Long | 2,611 | 5.6582 GBP | |||
10p ordinary | CFD | Long | 2,777 | 5.6516 GBP | |||
10p ordinary | CFD | Long | 3,485 | 167.9086 CZK | |||
10p ordinary | SWAP | Long | 3,683 | 5.6608 GBP | |||
10p ordinary | SWAP | Long | 3,802 | 5.6597 GBP | |||
10p ordinary | SWAP | Long | 6,447 | 5.6590 GBP | |||
10p ordinary | SWAP | Long | 10,087 | 5.6560 GBP | |||
10p ordinary | SWAP | Long | 22,259 | 5.6562 GBP | |||
10p ordinary | SWAP | Long | 27,766 | 5.6569 GBP | |||
10p ordinary | SWAP | Long | 28,849 | 5.6564 GBP | |||
10p ordinary | SWAP | Short | 1,160 | 5.6565 GBP | |||
10p ordinary | CFD | Short | 2,779 | 166.3048 CZK | |||
10p ordinary | CFD | Short | 3,558 | 5.6586 GBP | |||
10p ordinary | SWAP | Short | 4,392 | 5.6545 GBP | |||
10p ordinary | SWAP | Short | 6,629 | 5.6568 GBP | |||
10p ordinary | SWAP | Short | 26,194 | 5.6587 GBP | |||
10p ordinary | SWAP | Short | 38,961 | 5.6563 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 6 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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