14th Oct 2021 11:51
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 13 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 18,043,191 | 1.74% | 13,468,020 | 1.30% | ||
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(2) | Cash-settled derivatives: |
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224,628 | 0.02% | 13,005,859 | 1.26% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 18,267,819 | 1.76% | 26,473,879 | 2.56% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| 10p ordinary | Purchase | 93 | 5.6260 GBP | ||||
| 10p ordinary | Purchase | 223 | 5.6112 GBP | ||||
| 10p ordinary | Purchase | 520 | 5.5920 GBP | ||||
| 10p ordinary | Purchase | 545 | 5.6240 GBP | ||||
| 10p ordinary | Purchase | 555 | 5.6220 GBP | ||||
| 10p ordinary | Purchase | 599 | 5.6140 GBP | ||||
| 10p ordinary | Purchase | 1,134 | 5.6172 GBP | ||||
| 10p ordinary | Purchase | 1,160 | 5.6162 GBP | ||||
| 10p ordinary | Purchase | 1,324 | 5.6021 GBP | ||||
| 10p ordinary | Purchase | 1,583 | 5.6023 GBP | ||||
| 10p ordinary | Purchase | 1,714 | 5.5960 GBP | ||||
| 10p ordinary | Purchase | 1,993 | 5.6072 GBP | ||||
| 10p ordinary | Purchase | 2,384 | 5.6078 GBP | ||||
| 10p ordinary | Purchase | 2,929 | 5.6113 GBP | ||||
| 10p ordinary | Purchase | 3,418 | 5.6160 GBP | ||||
| 10p ordinary | Purchase | 6,182 | 5.6250 GBP | ||||
| 10p ordinary | Purchase | 6,822 | 5.6161 GBP | ||||
| 10p ordinary | Purchase | 7,538 | 5.6200 GBP | ||||
| 10p ordinary | Purchase | 8,469 | 5.6116 GBP | ||||
| 10p ordinary | Purchase | 8,674 | 168.1207 CZK | ||||
| 10p ordinary | Purchase | 11,911 | 5.6135 GBP | ||||
| 10p ordinary | Purchase | 12,580 | 5.6141 GBP | ||||
| 10p ordinary | Purchase | 15,750 | 5.6203 GBP | ||||
| 10p ordinary | Purchase | 16,750 | 5.5940 GBP | ||||
| 10p ordinary | Purchase | 22,616 | 5.6189 GBP | ||||
| 10p ordinary | Purchase | 42,143 | 5.6212 GBP | ||||
| 10p ordinary | Purchase | 42,394 | 5.6182 GBP | ||||
| 10p ordinary | Purchase | 206,960 | 5.6171 GBP | ||||
| 10p ordinary | Sale | 325 | 5.6010 GBP | ||||
| 10p ordinary | Sale | 514 | 5.5960 GBP | ||||
| 10p ordinary | Sale | 520 | 5.5920 GBP | ||||
| 10p ordinary | Sale | 539 | 5.6080 GBP | ||||
| 10p ordinary | Sale | 545 | 5.6240 GBP | ||||
| 10p ordinary | Sale | 599 | 5.6140 GBP | ||||
| 10p ordinary | Sale | 782 | 5.6195 GBP | ||||
| 10p ordinary | Sale | 827 | 5.6309 GBP | ||||
| 10p ordinary | Sale | 1,179 | 5.6019 GBP | ||||
| 10p ordinary | Sale | 1,496 | 167.6707 CZK | ||||
| 10p ordinary | Sale | 1,504 | 5.6110 GBP | ||||
| 10p ordinary | Sale | 1,621 | 5.6058 GBP | ||||
| 10p ordinary | Sale | 2,392 | 5.6278 GBP | ||||
| 10p ordinary | Sale | 2,553 | 5.6224 GBP | ||||
| 10p ordinary | Sale | 2,668 | 5.6160 GBP | ||||
| 10p ordinary | Sale | 3,684 | 5.6132 GBP | ||||
| 10p ordinary | Sale | 4,639 | 5.6197 GBP | ||||
| 10p ordinary | Sale | 4,900 | 5.6200 GBP | ||||
| 10p ordinary | Sale | 5,583 | 5.6157 GBP | ||||
| 10p ordinary | Sale | 5,676 | 5.6220 GBP | ||||
| 10p ordinary | Sale | 9,450 | 5.6182 GBP | ||||
| 10p ordinary | Sale | 12,848 | 5.6199 GBP | ||||
| 10p ordinary | Sale | 16,220 | 5.6148 GBP | ||||
| 10p ordinary | Sale | 16,750 | 5.5951 GBP | ||||
| 10p ordinary | Sale | 17,442 | 5.6122 GBP | ||||
| 10p ordinary | Sale | 20,063 | 5.6304 GBP | ||||
| 10p ordinary | Sale | 39,450 | 5.6266 GBP | ||||
| 10p ordinary | Sale | 150,179 | 5.6163 GBP | ||||
(b) Cash-settled derivative transactions
| Class of | Product |
| Nature of dealing |
| Number of | Price per | |
| relevant | description |
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| reference | unit | |
| security |
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| securities |
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| 10p ordinary | CFD | Long | 256 | 168.3797 CZK | |||
| 10p ordinary | SWAP | Long | 784 | 5.6520 GBP | |||
| 10p ordinary | CFD | Long | 974 | 5.6272 GBP | |||
| 10p ordinary | CFD | Long | 1,240 | 167.3718 CZK | |||
| 10p ordinary | SWAP | Long | 3,684 | 5.6132 GBP | |||
| 10p ordinary | SWAP | Long | 6,747 | 5.6270 GBP | |||
| 10p ordinary | CFD | Long | 8,656 | 5.6322 GBP | |||
| 10p ordinary | SWAP | Long | 8,943 | 5.6159 GBP | |||
| 10p ordinary | SWAP | Long | 11,611 | 5.6166 GBP | |||
| 10p ordinary | SWAP | Long | 15,035 | 5.6148 GBP | |||
| 10p ordinary | SWAP | Long | 17,442 | 5.6122 GBP | |||
| 10p ordinary | SWAP | Long | 20,063 | 5.6304 GBP | |||
| 10p ordinary | SWAP | Long | 21,552 | 5.6256 GBP | |||
| 10p ordinary | CFD | Long | 150,179 | 5.6163 GBP | |||
| 10p ordinary | CFD | Short | 238 | 5.6244 GBP | |||
| 10p ordinary | SWAP | Short | 1,620 | 5.6130 GBP | |||
| 10p ordinary | SWAP | Short | 3,145 | 5.6204 GBP | |||
| 10p ordinary | CFD | Short | 8,674 | 168.2384 CZK | |||
| 10p ordinary | SWAP | Short | 47,649 | 5.6089 GBP | |||
| 10p ordinary | SWAP | Short | 58,812 | 5.6104 GBP | |||
| 10p ordinary | SWAP | Short | 115,617 | 5.6235 GBP | |||
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 14 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211014005557/en/
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