6th May 2022 12:09
FORM 8.3 | ||||||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | ||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | ||||||||||||||||||||||||
MORE | ||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | ||||||||||||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 05 May 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 43,556,838 | 4.18% | 600,086 | 0.06% |
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(2) | Cash-settled derivatives: |
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242,665 | 0.02% | 39,343,355 | 3.78% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 43,799,503 | 4.21% | 39,943,441 | 3.84% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 7 | 5.2170 GBP | |||
10p ordinary | Purchase | 18 | 151.8000 CZK | |||
10p ordinary | Purchase | 329 | 5.2180 GBP | |||
10p ordinary | Purchase | 459 | 5.3680 GBP | |||
10p ordinary | Purchase | 517 | 5.2858 GBP | |||
10p ordinary | Purchase | 519 | 5.1880 GBP | |||
10p ordinary | Purchase | 650 | 5.3960 GBP | |||
10p ordinary | Purchase | 654 | 5.3700 GBP | |||
10p ordinary | Purchase | 770 | 5.3920 GBP | |||
10p ordinary | Purchase | 791 | 5.3900 GBP | |||
10p ordinary | Purchase | 793 | 5.3860 GBP | |||
10p ordinary | Purchase | 832 | 5.1560 GBP | |||
10p ordinary | Purchase | 986 | 5.0623 GBP | |||
10p ordinary | Purchase | 1,591 | 5.3940 GBP | |||
10p ordinary | Purchase | 2,721 | 5.1600 GBP | |||
10p ordinary | Purchase | 2,839 | 5.2337 GBP | |||
10p ordinary | Purchase | 3,002 | 5.3560 GBP | |||
10p ordinary | Purchase | 3,553 | 5.1589 GBP | |||
10p ordinary | Purchase | 3,660 | 5.3444 GBP | |||
10p ordinary | Purchase | 4,065 | 5.3605 GBP | |||
10p ordinary | Purchase | 4,654 | 5.2151 GBP | |||
10p ordinary | Purchase | 5,992 | 5.2282 GBP | |||
10p ordinary | Purchase | 10,532 | 5.3755 GBP | |||
10p ordinary | Purchase | 12,077 | 5.1612 GBP | |||
10p ordinary | Purchase | 14,263 | 5.3688 GBP | |||
10p ordinary | Purchase | 15,479 | 5.2413 GBP | |||
10p ordinary | Purchase | 16,177 | 5.3221 GBP | |||
10p ordinary | Purchase | 17,227 | 5.0704 GBP | |||
10p ordinary | Purchase | 19,100 | 5.3592 GBP | |||
10p ordinary | Purchase | 21,447 | 155.4958 CZK | |||
10p ordinary | Purchase | 24,025 | 5.2091 GBP | |||
10p ordinary | Purchase | 24,191 | 5.3566 GBP | |||
10p ordinary | Purchase | 26,652 | 5.3631 GBP | |||
10p ordinary | Purchase | 34,799 | 5.3606 GBP | |||
10p ordinary | Purchase | 64,243 | 5.3930 GBP | |||
10p ordinary | Purchase | 84,435 | 5.3578 GBP | |||
10p ordinary | Purchase | 117,242 | 5.2862 GBP | |||
10p ordinary | Purchase | 221,766 | 5.2256 GBP | |||
10p ordinary | Purchase | 310,000 | 5.1346 GBP | |||
10p ordinary | Purchase | 419,267 | 5.3733 GBP | |||
10p ordinary | Purchase | 454,367 | 5.2320 GBP | |||
10p ordinary | Sale | 2 | 5.2280 GBP | |||
10p ordinary | Sale | 5 | 5.2126 GBP | |||
10p ordinary | Sale | 18 | 151.8000 CZK | |||
10p ordinary | Sale | 329 | 5.2180 GBP | |||
10p ordinary | Sale | 459 | 5.3680 GBP | |||
10p ordinary | Sale | 479 | 5.0680 GBP | |||
10p ordinary | Sale | 519 | 5.1880 GBP | |||
10p ordinary | Sale | 650 | 5.3960 GBP | |||
10p ordinary | Sale | 654 | 5.3700 GBP | |||
10p ordinary | Sale | 712 | 5.2320 GBP | |||
10p ordinary | Sale | 729 | 5.3362 GBP | |||
10p ordinary | Sale | 770 | 5.3920 GBP | |||
10p ordinary | Sale | 791 | 5.3900 GBP | |||
10p ordinary | Sale | 793 | 5.3860 GBP | |||
10p ordinary | Sale | 832 | 5.1560 GBP | |||
10p ordinary | Sale | 958 | 5.2340 GBP | |||
10p ordinary | Sale | 1,376 | 5.2300 GBP | |||
10p ordinary | Sale | 1,591 | 5.3940 GBP | |||
10p ordinary | Sale | 2,388 | 5.1966 GBP | |||
10p ordinary | Sale | 2,721 | 5.1600 GBP | |||
10p ordinary | Sale | 2,879 | 5.2302 GBP | |||
10p ordinary | Sale | 3,002 | 5.3560 GBP | |||
10p ordinary | Sale | 3,289 | 5.3530 GBP | |||
10p ordinary | Sale | 4,633 | 5.3071 GBP | |||
10p ordinary | Sale | 7,026 | 5.2127 GBP | |||
10p ordinary | Sale | 9,592 | 5.2925 GBP | |||
10p ordinary | Sale | 10,476 | 151.9873 CZK | |||
10p ordinary | Sale | 12,104 | 5.3200 GBP | |||
10p ordinary | Sale | 22,772 | 5.3349 GBP | |||
10p ordinary | Sale | 24,646 | 5.2452 GBP | |||
10p ordinary | Sale | 27,860 | 5.3370 GBP | |||
10p ordinary | Sale | 43,709 | 5.3558 GBP | |||
10p ordinary | Sale | 47,122 | 5.2306 GBP | |||
10p ordinary | Sale | 57,264 | 5.3697 GBP | |||
10p ordinary | Sale | 93,937 | 5.2656 GBP | |||
10p ordinary | Sale | 175,000 | 5.3317 GBP | |||
10p ordinary | Sale | 198,858 | 5.2641 GBP | |||
10p ordinary | Sale | 772,819 | 5.3715 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 5,818 | 5.2776 GBP | |||
10p ordinary | SWAP | Long | 6,556 | 5.3631 GBP | |||
10p ordinary | CFD | Long | 10,476 | 151.8809 CZK | |||
10p ordinary | SWAP | Long | 24,646 | 5.2452 GBP | |||
10p ordinary | CFD | Long | 24,747 | 5.3048 GBP | |||
10p ordinary | SWAP | Long | 173,046 | 5.2780 GBP | |||
10p ordinary | SWAP | Short | 3 | 5.1700 GBP | |||
10p ordinary | CFD | Short | 18 | 151.8000 CZK | |||
10p ordinary | CFD | Short | 246 | 5.2319 GBP | |||
10p ordinary | SWAP | Short | 517 | 5.2858 GBP | |||
10p ordinary | SWAP | Short | 1,000 | 5.1640 GBP | |||
10p ordinary | SWAP | Short | 1,598 | 5.1924 GBP | |||
10p ordinary | SWAP | Short | 2,067 | 5.3226 GBP | |||
10p ordinary | SWAP | Short | 2,265 | 5.2027 GBP | |||
10p ordinary | SWAP | Short | 2,802 | 5.1871 GBP | |||
10p ordinary | CFD | Short | 3,109 | 5.2320 GBP | |||
10p ordinary | SWAP | Short | 4,126 | 5.2893 GBP | |||
10p ordinary | SWAP | Short | 4,720 | 5.2525 GBP | |||
10p ordinary | CFD | Short | 10,378 | 5.1035 GBP | |||
10p ordinary | SWAP | Short | 12,443 | 5.2291 GBP | |||
10p ordinary | SWAP | Short | 14,380 | 5.2177 GBP | |||
10p ordinary | CFD | Short | 21,429 | 155.6078 CZK | |||
10p ordinary | SWAP | Short | 24,025 | 5.2091 GBP | |||
10p ordinary | SWAP | Short | 69,665 | 5.2430 GBP | |||
10p ordinary | SWAP | Short | 72,873 | 5.2302 GBP | |||
10p ordinary | SWAP | Short | 94,009 | 5.2167 GBP | |||
10p ordinary | SWAP | Short | 552,596 | 5.2320 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 6 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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