8th Jun 2022 13:09
FORM 8.3 |
| ||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 07 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| ||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
| |||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 39,573,672 | 3.80% | 947,677 | 0.09% | |||
(2) | Cash-settled derivatives: | ||||||
451,649 | 0.04% | 36,423,167 | 3.50% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 40,025,321 | 3.84% | 37,370,844 | 3.59% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| |||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 2,179 | 4.7958 GBP | ||||
10p ordinary | Purchase | 3,562 | 4.7616 GBP | ||||
10p ordinary | Purchase | 4,071 | 4.7487 GBP | ||||
10p ordinary | Purchase | 4,698 | 4.7546 GBP | ||||
10p ordinary | Purchase | 4,878 | 4.7410 GBP | ||||
10p ordinary | Purchase | 5,025 | 4.7481 GBP | ||||
10p ordinary | Purchase | 7,236 | 4.7556 GBP | ||||
10p ordinary | Purchase | 8,011 | 4.7923 GBP | ||||
10p ordinary | Purchase | 10,655 | 4.7804 GBP | ||||
10p ordinary | Purchase | 10,690 | 4.7752 GBP | ||||
10p ordinary | Purchase | 14,644 | 4.7866 GBP | ||||
10p ordinary | Purchase | 23,400 | 4.7320 GBP | ||||
10p ordinary | Purchase | 25,000 | 4.7405 GBP | ||||
10p ordinary | Purchase | 28,043 | 4.8025 GBP | ||||
10p ordinary | Purchase | 49,846 | 4.7400 GBP | ||||
10p ordinary | Purchase | 105,835 | 4.7856 GBP | ||||
10p ordinary | Sale | 312 | 4.7411 GBP | ||||
10p ordinary | Sale | 320 | 4.8240 GBP | ||||
10p ordinary | Sale | 1,494 | 4.8026 GBP | ||||
10p ordinary | Sale | 2,125 | 4.7402 GBP | ||||
10p ordinary | Sale | 2,189 | 4.7860 GBP | ||||
10p ordinary | Sale | 2,446 | 4.7399 GBP | ||||
10p ordinary | Sale | 4,847 | 4.8015 GBP | ||||
10p ordinary | Sale | 5,075 | 4.7619 GBP | ||||
10p ordinary | Sale | 7,000 | 4.8033 GBP | ||||
10p ordinary | Sale | 25,000 | 4.7419 GBP | ||||
10p ordinary | Sale | 59,385 | 4.7581 GBP | ||||
10p ordinary | Sale | 73,906 | 4.7512 GBP | ||||
10p ordinary | Sale | 112,572 | 141.9741 CZK | ||||
10p ordinary | Sale | 208,075 | 4.7370 GBP | ||||
10p ordinary | Sale | 220,475 | 4.7400 GBP | ||||
10p ordinary | Sale | 273,184 | 4.7554 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 320 | 4.8240 GBP | |||
10p ordinary | SWAP | Long | 2,446 | 4.7399 GBP | |||
10p ordinary | SWAP | Long | 5,075 | 4.7619 GBP | |||
10p ordinary | SWAP | Long | 7,000 | 4.8033 GBP | |||
10p ordinary | SWAP | Long | 7,824 | 4.8071 GBP | |||
10p ordinary | SWAP | Long | 8,568 | 4.7722 GBP | |||
10p ordinary | SWAP | Long | 9,549 | 4.7397 GBP | |||
10p ordinary | SWAP | Long | 21,372 | 4.7642 GBP | |||
10p ordinary | CFD | Long | 44,672 | 4.7400 GBP | |||
10p ordinary | CFD | Long | 112,572 | 141.8747 CZK | |||
10p ordinary | SWAP | Long | 165,427 | 4.7400 GBP | |||
10p ordinary | CFD | Long | 481,259 | 4.7475 GBP | |||
10p ordinary | SWAP | Short | 797 | 4.7612 GBP | |||
10p ordinary | SWAP | Short | 1,961 | 4.7459 GBP | |||
10p ordinary | CFD | Short | 3,980 | 4.7400 GBP | |||
10p ordinary | SWAP | Short | 5,025 | 4.7481 GBP | |||
10p ordinary | SWAP | Short | 7,236 | 4.7556 GBP | |||
10p ordinary | SWAP | Short | 18,967 | 4.7477 GBP | |||
10p ordinary | SWAP | Short | 25,124 | 4.7546 GBP | |||
10p ordinary | CFD | Short | 112,572 | 4.8033 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 8 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays