13th Apr 2022 11:14
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 12 April 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 43,900,000 | 4.22% | 955,377 | 0.09% | |||
(2) | Cash-settled derivatives: | ||||||
881,972 | 0.08% | 39,856,842 | 3.83% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 44,781,972 | 4.30% | 40,812,219 | 3.92% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 48 | 165.3000 CZK | |||
10p ordinary | Purchase | 461 | 5.4920 GBP | |||
10p ordinary | Purchase | 844 | 5.5520 GBP | |||
10p ordinary | Purchase | 1,097 | 5.5211 GBP | |||
10p ordinary | Purchase | 1,170 | 5.5289 GBP | |||
10p ordinary | Purchase | 1,767 | 5.5316 GBP | |||
10p ordinary | Purchase | 2,007 | 5.5295 GBP | |||
10p ordinary | Purchase | 2,221 | 5.5288 GBP | |||
10p ordinary | Purchase | 2,304 | 5.5152 GBP | |||
10p ordinary | Purchase | 2,864 | 5.5298 GBP | |||
10p ordinary | Purchase | 4,622 | 5.5160 GBP | |||
10p ordinary | Purchase | 5,691 | 5.5209 GBP | |||
10p ordinary | Purchase | 10,395 | 5.5300 GBP | |||
10p ordinary | Purchase | 11,642 | 5.5332 GBP | |||
10p ordinary | Purchase | 33,727 | 5.5191 GBP | |||
10p ordinary | Purchase | 81,145 | 5.5129 GBP | |||
10p ordinary | Purchase | 105,118 | 5.5276 GBP | |||
10p ordinary | Purchase | 117,668 | 5.5290 GBP | |||
10p ordinary | Purchase | 275,000 | 5.5213 GBP | |||
10p ordinary | Sale | 24 | 165.3000 CZK | |||
10p ordinary | Sale | 136 | 5.5320 GBP | |||
10p ordinary | Sale | 461 | 5.4920 GBP | |||
10p ordinary | Sale | 508 | 5.5263 GBP | |||
10p ordinary | Sale | 808 | 5.5350 GBP | |||
10p ordinary | Sale | 844 | 5.5520 GBP | |||
10p ordinary | Sale | 1,210 | 5.5409 GBP | |||
10p ordinary | Sale | 1,512 | 5.5300 GBP | |||
10p ordinary | Sale | 2,174 | 5.5387 GBP | |||
10p ordinary | Sale | 4,077 | 5.5243 GBP | |||
10p ordinary | Sale | 19,859 | 5.5151 GBP | |||
10p ordinary | Sale | 25,631 | 5.5157 GBP | |||
10p ordinary | Sale | 36,202 | 165.1273 CZK | |||
10p ordinary | Sale | 49,561 | 5.5391 GBP | |||
10p ordinary | Sale | 99,033 | 5.5160 GBP | |||
10p ordinary | Sale | 112,870 | 5.5227 GBP | |||
10p ordinary | Sale | 250,000 | 5.5301 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 136 | 5.5320 GBP | |||
10p ordinary | SWAP | Long | 185 | 5.5280 GBP | |||
10p ordinary | SWAP | Long | 323 | 5.5253 GBP | |||
10p ordinary | CFD | Long | 977 | 5.5154 GBP | |||
10p ordinary | SWAP | Long | 2,174 | 5.5387 GBP | |||
10p ordinary | SWAP | Long | 2,198 | 5.5206 GBP | |||
10p ordinary | SWAP | Long | 19,859 | 5.5151 GBP | |||
10p ordinary | SWAP | Long | 33,561 | 5.5331 GBP | |||
10p ordinary | SWAP | Long | 35,838 | 5.5165 GBP | |||
10p ordinary | CFD | Long | 36,202 | 165.0117 CZK | |||
10p ordinary | SWAP | Long | 48,589 | 5.5209 GBP | |||
10p ordinary | SWAP | Long | 93,468 | 5.5160 GBP | |||
10p ordinary | CFD | Short | 24 | 165.3000 CZK | |||
10p ordinary | SWAP | Short | 2,304 | 5.5152 GBP | |||
10p ordinary | SWAP | Short | 29,746 | 5.4987 GBP | |||
10p ordinary | SWAP | Short | 35,394 | 5.5140 GBP | |||
10p ordinary | CFD | Short | 36,202 | 5.5330 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 Apr 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays