10th Mar 2022 12:39
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") |
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 09 March 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing (if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 46,535,459 | 4.48% | 8,501,144 | 0.82% | |||
(2) | Cash-settled derivatives: | ||||||
17,442 | 0.00% | 39,607,785 | 3.81% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 46,552,901 | 4.48% | 48,108,929 | 4.63% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: |
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 22 | 194.1000 CZK | ||||
10p ordinary | Purchase | 271 | 6.3360 GBP | ||||
10p ordinary | Purchase | 327 | 6.3829 GBP | ||||
10p ordinary | Purchase | 431 | 6.3400 GBP | ||||
10p ordinary | Purchase | 437 | 6.3420 GBP | ||||
10p ordinary | Purchase | 453 | 6.3380 GBP | ||||
10p ordinary | Purchase | 460 | 6.3700 GBP | ||||
10p ordinary | Purchase | 471 | 6.3600 GBP | ||||
10p ordinary | Purchase | 471 | 6.3640 GBP | ||||
10p ordinary | Purchase | 493 | 6.3540 GBP | ||||
10p ordinary | Purchase | 511 | 6.3440 GBP | ||||
10p ordinary | Purchase | 527 | 6.3460 GBP | ||||
10p ordinary | Purchase | 588 | 6.3570 GBP | ||||
10p ordinary | Purchase | 730 | 6.3790 GBP | ||||
10p ordinary | Purchase | 941 | 6.3508 GBP | ||||
10p ordinary | Purchase | 959 | 6.3561 GBP | ||||
10p ordinary | Purchase | 960 | 6.3580 GBP | ||||
10p ordinary | Purchase | 972 | 6.3760 GBP | ||||
10p ordinary | Purchase | 1,496 | 6.3520 GBP | ||||
10p ordinary | Purchase | 1,626 | 6.3478 GBP | ||||
10p ordinary | Purchase | 1,747 | 6.3620 GBP | ||||
10p ordinary | Purchase | 1,784 | 6.3621 GBP | ||||
10p ordinary | Purchase | 1,884 | 6.3743 GBP | ||||
10p ordinary | Purchase | 2,037 | 6.3500 GBP | ||||
10p ordinary | Purchase | 2,985 | 6.3609 GBP | ||||
10p ordinary | Purchase | 2,999 | 6.3560 GBP | ||||
10p ordinary | Purchase | 3,408 | 6.3471 GBP | ||||
10p ordinary | Purchase | 8,707 | 6.3879 GBP | ||||
10p ordinary | Purchase | 18,323 | 190.9982 CZK | ||||
10p ordinary | Purchase | 19,055 | 6.3491 GBP | ||||
10p ordinary | Purchase | 32,670 | 6.3581 GBP | ||||
10p ordinary | Purchase | 35,625 | 6.3587 GBP | ||||
10p ordinary | Purchase | 38,740 | 6.3615 GBP | ||||
10p ordinary | Purchase | 68,301 | 6.3408 GBP | ||||
10p ordinary | Sale | 22 | 194.1000 CZK | ||||
10p ordinary | Sale | 271 | 6.3360 GBP | ||||
10p ordinary | Sale | 379 | 6.3523 GBP | ||||
10p ordinary | Sale | 453 | 6.3380 GBP | ||||
10p ordinary | Sale | 460 | 6.3700 GBP | ||||
10p ordinary | Sale | 471 | 6.3600 GBP | ||||
10p ordinary | Sale | 471 | 6.3640 GBP | ||||
10p ordinary | Sale | 493 | 6.3540 GBP | ||||
10p ordinary | Sale | 522 | 6.3440 GBP | ||||
10p ordinary | Sale | 588 | 6.3570 GBP | ||||
10p ordinary | Sale | 730 | 6.3790 GBP | ||||
10p ordinary | Sale | 794 | 6.3460 GBP | ||||
10p ordinary | Sale | 840 | 6.3485 GBP | ||||
10p ordinary | Sale | 972 | 6.3760 GBP | ||||
10p ordinary | Sale | 1,037 | 6.3398 GBP | ||||
10p ordinary | Sale | 1,306 | 6.3407 GBP | ||||
10p ordinary | Sale | 1,315 | 6.3620 GBP | ||||
10p ordinary | Sale | 1,496 | 6.3520 GBP | ||||
10p ordinary | Sale | 2,037 | 6.3500 GBP | ||||
10p ordinary | Sale | 2,140 | 193.7973 CZK | ||||
10p ordinary | Sale | 2,999 | 6.3560 GBP | ||||
10p ordinary | Sale | 4,091 | 6.3444 GBP | ||||
10p ordinary | Sale | 4,132 | 6.3400 GBP | ||||
10p ordinary | Sale | 4,408 | 6.3956 GBP | ||||
10p ordinary | Sale | 4,951 | 6.3494 GBP | ||||
10p ordinary | Sale | 10,331 | 6.3548 GBP | ||||
10p ordinary | Sale | 14,444 | 6.3375 GBP | ||||
10p ordinary | Sale | 26,235 | 6.3580 GBP | ||||
10p ordinary | Sale | 28,464 | 6.3552 GBP | ||||
10p ordinary | Sale | 33,315 | 6.3414 GBP | ||||
10p ordinary | Sale | 47,399 | 6.3470 GBP | ||||
10p ordinary | Sale | 80,748 | 6.3579 GBP | ||||
10p ordinary | Sale | 91,498 | 6.3619 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 1,870 | 6.3614 GBP | |||
10p ordinary | CFD | Long | 2,140 | 193.6616 CZK | |||
10p ordinary | SWAP | Long | 4,408 | 6.3956 GBP | |||
10p ordinary | CFD | Long | 17,934 | 6.3472 GBP | |||
10p ordinary | SWAP | Long | 20,313 | 6.3543 GBP | |||
10p ordinary | SWAP | Long | 26,210 | 6.3612 GBP | |||
10p ordinary | SWAP | Long | 33,995 | 6.3638 GBP | |||
10p ordinary | SWAP | Long | 47,399 | 6.3470 GBP | |||
10p ordinary | CFD | Short | 22 | 194.1000 CZK | |||
10p ordinary | SWAP | Short | 35 | 6.3582 GBP | |||
10p ordinary | SWAP | Short | 1,784 | 6.3621 GBP | |||
10p ordinary | CFD | Short | 1,833 | 6.3800 GBP | |||
10p ordinary | SWAP | Short | 3,414 | 6.3522 GBP | |||
10p ordinary | SWAP | Short | 7,005 | 6.3654 GBP | |||
10p ordinary | CFD | Short | 18,301 | 191.1281 CZK | |||
10p ordinary | SWAP | Short | 23,113 | 6.3580 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
AVST.LBarclays