23rd Aug 2022 14:41
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | AVAST PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 22 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 14,471,627 | 1.38% | 1,931,105 | 0.18% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 1,476,305 | 0.14% | 12,851,202 | 1.23% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 15,947,932 | 1.53% | 14,782,307 | 1.41% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 4,491 | 6.9996 GBP | ||||
10p ordinary | Purchase | 5,333 | 6.9634 GBP | ||||
10p ordinary | Purchase | 8,080 | 6.9672 GBP | ||||
10p ordinary | Purchase | 13,436 | 7.0000 GBP | ||||
10p ordinary | Purchase | 13,476 | 6.9884 GBP | ||||
10p ordinary | Purchase | 42,826 | 6.9819 GBP | ||||
10p ordinary | Purchase | 62,278 | 202.4201 CZK | ||||
10p ordinary | Sale | 107 | 6.9595 GBP | ||||
10p ordinary | Sale | 223 | 6.9930 GBP | ||||
10p ordinary | Sale | 489 | 6.9615 GBP | ||||
10p ordinary | Sale | 643 | 6.9939 GBP | ||||
10p ordinary | Sale | 1,006 | 6.9540 GBP | ||||
10p ordinary | Sale | 2,649 | 6.9579 GBP | ||||
10p ordinary | Sale | 2,906 | 6.9729 GBP | ||||
10p ordinary | Sale | 4,401 | 6.9687 GBP | ||||
10p ordinary | Sale | 4,924 | 6.9656 GBP | ||||
10p ordinary | Sale | 5,755 | 6.9622 GBP | ||||
10p ordinary | Sale | 7,483 | 6.9673 GBP | ||||
10p ordinary | Sale | 17,927 | 7.0000 GBP | ||||
10p ordinary | Sale | 24,435 | 6.9741 GBP | ||||
10p ordinary | Sale | 47,912 | 6.9747 GBP | ||||
10p ordinary | Sale | 123,675 | 6.9745 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 107 | 6.9595 GBP | |||
10p ordinary | SWAP | Long | 489 | 6.9615 GBP | |||
10p ordinary | SWAP | Long | 1,000 | 6.9614 GBP | |||
10p ordinary | SWAP | Long | 1,256 | 6.9820 GBP | |||
10p ordinary | SWAP | Long | 2,649 | 6.9579 GBP | |||
10p ordinary | SWAP | Long | 4,755 | 6.9624 GBP | |||
10p ordinary | SWAP | Long | 20,374 | 7.0000 GBP | |||
10p ordinary | SWAP | Long | 27,128 | 6.9784 GBP | |||
10p ordinary | SWAP | Long | 47,221 | 6.9798 GBP | |||
10p ordinary | CFD | Long | 49,000 | 202.3500 CZK | |||
10p ordinary | SWAP | Long | 58,508 | 6.9697 GBP | |||
10p ordinary | CFD | Long | 62,278 | 6.9692 GBP | |||
10p ordinary | SWAP | Short | 136 | 7.0000 GBP | |||
10p ordinary | SWAP | Short | 13,300 | 7.0003 GBP | |||
10p ordinary | SWAP | Short | 13,476 | 6.9884 GBP | |||
10p ordinary | SWAP | Short | 42,826 | 6.9819 GBP | |||
10p ordinary | CFD | Short | 49,000 | 6.9896 GBP | |||
10p ordinary | CFD | Short | 62,278 | 202.5618 CZK | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AVST.LBarclays