23rd May 2022 15:38
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||||||||||||||
MORE | |||||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | AVAST PLC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 20 May 2022 |
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(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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disclosures in respect of any other party to the offer? | NORTONLIFELOCK INC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 39,835,204 | 3.83% | 553,744 | 0.05% |
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(2) | Cash-settled derivatives: |
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357,297 | 0.03% | 36,775,671 | 3.53% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 40,192,501 | 3.86% | 37,329,415 | 3.58% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 23 | 4.8430 GBP | |||
10p ordinary | Purchase | 351 | 4.8620 GBP | |||
10p ordinary | Purchase | 365 | 4.8110 GBP | |||
10p ordinary | Purchase | 466 | 4.8257 GBP | |||
10p ordinary | Purchase | 500 | 4.7900 GBP | |||
10p ordinary | Purchase | 503 | 4.7940 GBP | |||
10p ordinary | Purchase | 508 | 4.8410 GBP | |||
10p ordinary | Purchase | 680 | 4.8810 GBP | |||
10p ordinary | Purchase | 878 | 4.8420 GBP | |||
10p ordinary | Purchase | 935 | 4.8439 GBP | |||
10p ordinary | Purchase | 1,448 | 4.8790 GBP | |||
10p ordinary | Purchase | 1,459 | 4.8450 GBP | |||
10p ordinary | Purchase | 1,724 | 4.7904 GBP | |||
10p ordinary | Purchase | 2,196 | 4.8470 GBP | |||
10p ordinary | Purchase | 3,432 | 144.8810 CZK | |||
10p ordinary | Purchase | 5,571 | 4.8561 GBP | |||
10p ordinary | Purchase | 8,129 | 4.8375 GBP | |||
10p ordinary | Purchase | 9,601 | 4.8406 GBP | |||
10p ordinary | Purchase | 14,377 | 4.8520 GBP | |||
10p ordinary | Purchase | 15,633 | 4.8266 GBP | |||
10p ordinary | Purchase | 16,432 | 4.8377 GBP | |||
10p ordinary | Purchase | 76,828 | 4.8380 GBP | |||
10p ordinary | Purchase | 114,880 | 4.8396 GBP | |||
10p ordinary | Sale | 182 | 4.8850 GBP | |||
10p ordinary | Sale | 351 | 4.8620 GBP | |||
10p ordinary | Sale | 365 | 4.8110 GBP | |||
10p ordinary | Sale | 471 | 4.8569 GBP | |||
10p ordinary | Sale | 476 | 4.8400 GBP | |||
10p ordinary | Sale | 556 | 4.8630 GBP | |||
10p ordinary | Sale | 565 | 4.8700 GBP | |||
10p ordinary | Sale | 680 | 4.8810 GBP | |||
10p ordinary | Sale | 878 | 4.8420 GBP | |||
10p ordinary | Sale | 879 | 4.8470 GBP | |||
10p ordinary | Sale | 879 | 4.9400 GBP | |||
10p ordinary | Sale | 1,006 | 4.8970 GBP | |||
10p ordinary | Sale | 1,006 | 4.7940 GBP | |||
10p ordinary | Sale | 1,016 | 4.8410 GBP | |||
10p ordinary | Sale | 1,069 | 4.8745 GBP | |||
10p ordinary | Sale | 1,142 | 4.9084 GBP | |||
10p ordinary | Sale | 1,152 | 4.8228 GBP | |||
10p ordinary | Sale | 1,448 | 4.8790 GBP | |||
10p ordinary | Sale | 1,767 | 4.9175 GBP | |||
10p ordinary | Sale | 2,407 | 4.9435 GBP | |||
10p ordinary | Sale | 2,694 | 4.8991 GBP | |||
10p ordinary | Sale | 3,427 | 4.8437 GBP | |||
10p ordinary | Sale | 5,000 | 4.8586 GBP | |||
10p ordinary | Sale | 8,222 | 4.8125 GBP | |||
10p ordinary | Sale | 12,879 | 4.8182 GBP | |||
10p ordinary | Sale | 13,975 | 4.8742 GBP | |||
10p ordinary | Sale | 14,403 | 4.8930 GBP | |||
10p ordinary | Sale | 17,722 | 4.8390 GBP | |||
10p ordinary | Sale | 18,811 | 4.8317 GBP | |||
10p ordinary | Sale | 49,725 | 144.3353 CZK | |||
10p ordinary | Sale | 50,000 | 4.8244 GBP | |||
10p ordinary | Sale | 76,828 | 4.8380 GBP | |||
10p ordinary | Sale | 76,938 | 4.8908 GBP | |||
10p ordinary | Sale | 100,000 | 4.8482 GBP | |||
10p ordinary | Sale | 210,161 | 4.8386 GBP | |||
10p ordinary | Sale | 268,886 | 4.8367 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | CFD | Long | 3,380 | 4.8965 GBP | |||
10p ordinary | SWAP | Long | 3,427 | 4.8438 GBP | |||
10p ordinary | SWAP | Long | 3,802 | 4.8177 GBP | |||
10p ordinary | SWAP | Long | 4,891 | 4.8128 GBP | |||
10p ordinary | SWAP | Long | 5,000 | 4.8586 GBP | |||
10p ordinary | SWAP | Long | 6,476 | 4.8162 GBP | |||
10p ordinary | SWAP | Long | 6,879 | 4.8216 GBP | |||
10p ordinary | SWAP | Long | 7,714 | 4.8297 GBP | |||
10p ordinary | SWAP | Long | 8,041 | 4.8349 GBP | |||
10p ordinary | SWAP | Long | 9,681 | 4.8424 GBP | |||
10p ordinary | SWAP | Long | 11,653 | 4.8345 GBP | |||
10p ordinary | SWAP | Long | 25,929 | 4.8410 GBP | |||
10p ordinary | SWAP | Long | 49,012 | 4.8382 GBP | |||
10p ordinary | CFD | Long | 49,725 | 144.2342 CZK | |||
10p ordinary | SWAP | Long | 57,342 | 4.8380 GBP | |||
10p ordinary | CFD | Long | 76,828 | 4.8379 GBP | |||
10p ordinary | SWAP | Long | 127,104 | 4.8373 GBP | |||
10p ordinary | SWAP | Long | 131,648 | 4.8365 GBP | |||
10p ordinary | SWAP | Short | 500 | 4.7900 GBP | |||
10p ordinary | SWAP | Short | 1,134 | 4.8396 GBP | |||
10p ordinary | SWAP | Short | 1,724 | 4.7904 GBP | |||
10p ordinary | SWAP | Short | 1,772 | 4.8348 GBP | |||
10p ordinary | SWAP | Short | 2,844 | 4.8686 GBP | |||
10p ordinary | CFD | Short | 3,432 | 144.9824 CZK | |||
10p ordinary | SWAP | Short | 4,290 | 4.8650 GBP | |||
10p ordinary | SWAP | Short | 14,747 | 4.8258 GBP | |||
10p ordinary | SWAP | Short | 15,633 | 4.8267 GBP | |||
10p ordinary | SWAP | Short | 31,072 | 4.8315 GBP | |||
10p ordinary | SWAP | Short | 40,294 | 4.8398 GBP | |||
10p ordinary | CFD | Short | 49,648 | 4.8521 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 May 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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