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Form 8.3 - Avadel Pharmaceuticals plc

25th Nov 2025 15:00

RNS Number : 9391I
Citadel Group
25 November 2025
 

Ap27

 

FORM 8.3

 

IRISH TAKEOVER PANEL

 

OPENING POSITION DISCLOSURE/DEALING DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER

RULES, 2022 BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

1. KEY INFORMATION

 

(a) Full name of discloser

Citadel Group

(b) Owner or controller of interests and short positions disclosed, if different from 1(a)

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

N/A

(c) Name of offeror/offeree in relation to whose relevant securities this form relates

Use a separate form for each offeror/offeree

AVADEL PHARMACEUTICALS PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree (Note 1)

N/A

(e) Date position held/dealing undertaken

For an opening position disclosure, state the latest practicable date prior to the disclosure

24 November 2025

(f) In addition to the company in 1(c) above, is the discloser also making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

N/A

 

 

2. INTERESTS AND SHORT POSITIONS

 

If there are interests and short positions to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2 for each additional class of relevant security.

 

Ap28

 

Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

(Note 2)

 

 

Class of relevant security (Note 3)

Common Stock ISIN IE00BDGMC594

$0.01 ordinary shares

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled

1,441,737

1.47

322,234

0.32

(2) Cash-settled derivatives

0

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to purchase/ sell

161,800

0.16

782,800

0.80

Total

1,603,537

1.64

1,105,034

1.13

 

 

All interests and all short positions should be disclosed.

 

Details of options including rights to subscribe for new securities and any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (Note 4)

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevantsecurity

Purchase/sale

Number ofsecurities

Price per unit (Note 5)

 Common

Buy Transaction

10

22.8940 USD

 Common

Buy Transaction

1,500

22.8950 USD

 Common

Buy Transaction

43,217

22.8951 USD

 Common

Buy Transaction

2

22.9000 USD

 Common

Buy Transaction

507

22.9039 USD

 Common

Buy Transaction

99

22.9051 USD

 Common

Buy Transaction

8

22.9062 USD

 Common

Buy Transaction

3

22.9067 USD

 Common

Buy Transaction

248

22.9100 USD

 Common

Buy Transaction

600

22.9150 USD

 Common

Buy Transaction

1,038

22.9197 USD

 Common

Buy Transaction

36,592

22.9200 USD

 Common

Buy Transaction

1

22.9300 USD

 Common

Buy Transaction

97

22.9315 USD

 Common

Buy Transaction

123

22.9356 USD

 Common

Buy Transaction

1,215

22.9360 USD

 Common

Buy Transaction

863

22.9373 USD

 Common

Buy Transaction

166

22.9380 USD

 Common

Buy Transaction

1,995

22.9402 USD

 Common

Buy Transaction

798

22.9437 USD

 Common

Buy Transaction

1,000

22.9477 USD

 Common

Buy Transaction

56

22.9479 USD

 Common

Buy Transaction

1,065

22.9495 USD

 Common

Buy Transaction

1,083

22.9503 USD

 Common

Buy Transaction

400

22.9525 USD

 Common

Buy Transaction

10

22.9530 USD

 Common

Buy Transaction

390

22.9531 USD

 Common

Buy Transaction

491

22.9544 USD

 Common

Buy Transaction

5,920

22.9569 USD

 Common

Buy Transaction

748

22.9600 USD

 Common

Buy Transaction

545

22.9620 USD

 Common

Buy Transaction

8,704

22.9656 USD

 Common

Buy Transaction

2,328

22.9700 USD

 Common

Buy Transaction

3,310

22.9701 USD

 Common

Buy Transaction

1,073

22.9716 USD

 Common

Buy Transaction

637

22.9739 USD

 Common

Buy Transaction

770

22.9750 USD

 Common

Buy Transaction

29

22.9752 USD

 Common

Buy Transaction

1,990

22.9758 USD

 Common

Buy Transaction

1

22.9800 USD

 Common

Buy Transaction

333

22.9816 USD

 Common

Buy Transaction

3,160

22.9823 USD

 Common

Buy Transaction

3

22.9833 USD

 Common

Buy Transaction

53

22.9842 USD

 Common

Buy Transaction

50

22.9850 USD

 Common

Buy Transaction

498

22.9881 USD

 Common

Buy Transaction

2,173

22.9900 USD

 Common

Buy Transaction

298

22.9923 USD

 Common

Buy Transaction

814

22.9944 USD

 Common

Buy Transaction

592

22.9950 USD

 Common

Buy Transaction

100

22.9950 USD

 Common

Buy Transaction

422

22.9984 USD

 Common

Buy Transaction

3,078

23.0000 USD

 Common

Buy Transaction

15

23.0100 USD

 Common

Buy Transaction

699

23.0101 USD

 Common

Buy Transaction

3,001

23.0117 USD

 Common

Buy Transaction

253

23.0126 USD

 Common

Buy Transaction

5

23.0160 USD

 Common

Buy Transaction

674

23.0162 USD

 Common

Buy Transaction

1

23.0200 USD

 Common

Buy Transaction

157

23.0259 USD

 Common

Buy Transaction

495

23.0305 USD

 Common

Buy Transaction

924

23.0329 USD

 Common

Buy Transaction

579

23.0356 USD

 Common

Buy Transaction

2

23.0400 USD

 Common

Buy Transaction

200

23.0450 USD

 Common

Buy Transaction

127

23.0500 USD

 Common

Buy Transaction

158

23.0513 USD

 Common

Buy Transaction

231

23.0517 USD

 Common

Buy Transaction

5

23.0540 USD

 Common

Buy Transaction

536

23.0569 USD

 Common

Buy Transaction

317

23.0595 USD

 Common

Buy Transaction

254

23.0600 USD

 Common

Buy Transaction

715

23.0638 USD

 Common

Buy Transaction

44

23.0650 USD

 Common

Buy Transaction

530

23.0662 USD

 Common

Buy Transaction

320

23.0714 USD

 Common

Buy Transaction

330

23.0763 USD

 Common

Buy Transaction

78

23.0765 USD

 Common

Buy Transaction

1,474

23.0787 USD

 Common

Buy Transaction

827

23.0791 USD

 Common

Buy Transaction

21

23.0793 USD

 Common

Buy Transaction

20

23.0800 USD

 Common

Buy Transaction

201

23.0820 USD

 Common

Buy Transaction

178

23.0837 USD

 Common

Buy Transaction

170

23.0888 USD

 Common

Buy Transaction

554

23.0900 USD

 Common

Buy Transaction

195

23.0914 USD

 Common

Buy Transaction

110

23.0950 USD

 Common

Buy Transaction

29

23.0952 USD

 Common

Buy Transaction

441

23.1000 USD

 Common

Buy Transaction

1,015

23.1033 USD

 Common

Buy Transaction

1,083

23.1142 USD

 Common

Buy Transaction

300

23.1400 USD

 Common

Buy Transaction

340

23.1500 USD

 Common

Buy Transaction

4

23.1700 USD

 Common

Sell Transaction

110

22.8400 USD

 Common

Sell Transaction

1,000

22.8800 USD

 Common

Sell Transaction

100

22.8950 USD

 Common

Sell Transaction

467

22.8987 USD

 Common

Sell Transaction

3,537

22.9000 USD

 Common

Sell Transaction

39

22.9038 USD

 Common

Sell Transaction

34

22.9050 USD

 Common

Sell Transaction

39

22.9100 USD

 Common

Sell Transaction

140

22.9164 USD

 Common

Sell Transaction

24,242

22.9200 USD

 Common

Sell Transaction

10

22.9250 USD

 Common

Sell Transaction

79

22.9251 USD

 Common

Sell Transaction

5,331

22.9256 USD

 Common

Sell Transaction

27

22.9400 USD

 Common

Sell Transaction

437

22.9401 USD

 Common

Sell Transaction

7,572

22.9494 USD

 Common

Sell Transaction

342

22.9548 USD

 Common

Sell Transaction

1,400

22.9550 USD

 Common

Sell Transaction

391

22.9600 USD

 Common

Sell Transaction

332

22.9603 USD

 Common

Sell Transaction

136

22.9620 USD

 Common

Sell Transaction

555

22.9648 USD

 Common

Sell Transaction

1,106

22.9662 USD

 Common

Sell Transaction

491

22.9700 USD

 Common

Sell Transaction

429

22.9702 USD

 Common

Sell Transaction

164

22.9710 USD

 Common

Sell Transaction

444

22.9729 USD

 Common

Sell Transaction

62

22.9739 USD

 Common

Sell Transaction

1,084

22.9745 USD

 Common

Sell Transaction

322

22.9782 USD

 Common

Sell Transaction

114

22.9793 USD

 Common

Sell Transaction

357

22.9795 USD

 Common

Sell Transaction

144

22.9800 USD

 Common

Sell Transaction

23

22.9817 USD

 Common

Sell Transaction

454

22.9821 USD

 Common

Sell Transaction

123

22.9846 USD

 Common

Sell Transaction

3,327

22.9852 USD

 Common

Sell Transaction

20

22.9865 USD

 Common

Sell Transaction

415

22.9867 USD

 Common

Sell Transaction

377

22.9900 USD

 Common

Sell Transaction

102

22.9912 USD

 Common

Sell Transaction

2,255

22.9939 USD

 Common

Sell Transaction

2,145

22.9948 USD

 Common

Sell Transaction

48

23.0000 USD

 Common

Sell Transaction

2,333

23.0043 USD

 Common

Sell Transaction

376

23.0064 USD

 Common

Sell Transaction

506

23.0075 USD

 Common

Sell Transaction

2

23.0100 USD

 Common

Sell Transaction

246

23.0106 USD

 Common

Sell Transaction

1,040

23.0111 USD

 Common

Sell Transaction

3,001

23.0117 USD

 Common

Sell Transaction

536

23.0119 USD

 Common

Sell Transaction

12

23.0158 USD

 Common

Sell Transaction

1,452

23.0176 USD

 Common

Sell Transaction

4

23.0200 USD

 Common

Sell Transaction

900

23.0244 USD

 Common

Sell Transaction

50

23.0250 USD

 Common

Sell Transaction

1,014

23.0257 USD

 Common

Sell Transaction

100

23.0300 USD

 Common

Sell Transaction

1,165

23.0462 USD

 Common

Sell Transaction

8

23.0463 USD

 Common

Sell Transaction

3,270

23.0500 USD

 Common

Sell Transaction

2,421

23.0520 USD

 Common

Sell Transaction

530

23.0662 USD

 Common

Sell Transaction

290

23.0700 USD

 Common

Sell Transaction

100

23.0750 USD

 Common

Sell Transaction

5

23.0760 USD

 Common

Sell Transaction

584

23.0776 USD

 Common

Sell Transaction

1,122

23.0792 USD

 Common

Sell Transaction

1,664

23.0956 USD

 Common

Sell Transaction

468

23.0983 USD

 Common

Sell Transaction

77

23.1283 USD

 Common

Sell Transaction

5

23.1600 USD

 

Ap29

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/ closing a long/ short position, increasing/ reducing a long/ short position

Number of reference securities (Note 6)

Price per unit (Note 5)

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates (Note 6)

Exerciseprice per unit

Type e.g. American, Europeanetc.

Expiry date

Option moneypaid/ received per unit

Common

Call Option

Sell Transaction

2,500

25.0000 USD

American

2025-12-19

0.2500 USD

Common

Call Option

Sell Transaction

100

25.0000 USD

American

2027-01-15

0.6700 USD

 

(ii) Exercise

 

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit (Note 5)

 

(d) Other dealings (including transactions in respect of new securities) (Note 3)

 

Class of relevant security

Nature of dealing e.g. subscription, conversion, exercise

Details

Price per unit (if applicable) (Note 5)

 

 

 

 

 

Ap30

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer.

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 None

 

(c) Attachments

 

Is a Supplemental Form 8 attached?

YES

 

Date of disclosure

25 November 2025

Contact name

Paula Santos

Telephone number

020 7645 9700

 

Public disclosures under Rule 8.3 of the Rules must be made to a Regulatory Information Service.

 

 

 

Ap32

 

SUPPLEMENTAL FORM 8

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.1, RULE 8.3, RULE 38.5(b) ANDRULE 38.6 OF THE IRISH TAKEOVER PANEL ACT, 1997,TAKEOVER RULES, 2022

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDINGOPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ANDRIGHTS TO SUBSCRIBE FOR NEW SECURITIES

 

1. KEY INFORMATION

 

Full name of person making disclosure:

Citadel Group

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

AVADEL PHARMACEUTICALS PLC

 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities towhich optionor derivative relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Common

Put Option

Purchased

-100

20.0 USD

 

American

 

18/06/2026

 

Common

Call Option

Purchased

24,200

22.5 USD

 

American

 

20/03/2026

 

Common

Call Option

Purchased

5,800

22.5 USD

 

American

 

15/01/2027

 

Common

Call Option

Purchased

5,100

15.0 USD

 

American

 

15/01/2027

 

Common

Put Option

Purchased

-4,700

15.0 USD

 

American

 

19/12/2025

 

Common

Put Option

Purchased

-1,000

17.5 USD

 

American

 

18/06/2026

 

Common

Put Option

Purchased

-60,700

15.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Purchased

4,200

17.5 USD

 

American

 

16/01/2026

 

Common

Put Option

Purchased

-100

7.5 USD

 

American

 

20/03/2026

 

Common

Put Option

Purchased

-1,000

25.0 USD

 

American

 

20/03/2026

 

Common

Put Option

Purchased

-44,400

10.0 USD

 

American

 

16/01/2026

 

Common

Put Option

Purchased

-100

15.0 USD

 

American

 

15/01/2027

 

Common

Put Option

Purchased

-3,800

15.0 USD

 

American

 

20/03/2026

 

Common

Call Option

Purchased

3,000

25.0 USD

 

American

 

15/01/2027

 

Common

Call Option

Purchased

2,200

20.0 USD

 

American

 

18/06/2026

 

Common

Call Option

Purchased

0

25.0 USD

 

American

 

20/03/2026

 

Common

Put Option

Purchased

-200

17.5 USD

 

American

 

20/03/2026

 

Common

Call Option

Purchased

0

5.0 USD

 

American

 

16/01/2026

 

Common

Put Option

Purchased

-2,900

7.5 USD

 

American

 

19/12/2025

 

Common

Call Option

Purchased

5,600

12.5 USD

 

American

 

15/01/2027

 

Common

Put Option

Purchased

0

10.0 USD

 

American

 

20/03/2026

 

Common

Call Option

Purchased

900

7.5 USD

 

American

 

19/12/2025

 

Common

Call Option

Purchased

100

22.5 USD

 

American

 

16/01/2026

 

Common

Put Option

Purchased

0

12.5 USD

 

American

 

15/01/2027

 

Common

Put Option

Purchased

-3,100

12.5 USD

 

American

 

20/03/2026

 

Common

Call Option

Sold

-38,000

15.0 USD

 

American

 

19/12/2025

 

Common

Call Option

Sold

-183,200

10.0 USD

 

American

 

16/01/2026

 

Common

Put Option

Sold

4,800

20.0 USD

 

American

 

19/12/2025

 

Common

Call Option

Sold

-100

35.0 USD

 

American

 

16/01/2026

 

Common

Put Option

Sold

5,500

12.5 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-100

30.0 USD

 

American

 

19/12/2025

 

Common

Call Option

Sold

-5,100

10.0 USD

 

American

 

19/12/2025

 

Common

Put Option

Sold

1,600

12.5 USD

 

American

 

19/12/2025

 

Common

Put Option

Sold

8,200

10.0 USD

 

American

 

19/12/2025

 

Common

Call Option

Sold

-46,200

20.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-700

20.0 USD

 

American

 

19/12/2025

 

Common

Call Option

Sold

-150,600

15.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-31,800

17.5 USD

 

American

 

19/12/2025

 

Common

Call Option

Sold

-4,300

22.5 USD

 

American

 

19/12/2025

 

Common

Call Option

Sold

-10,200

7.5 USD

 

American

 

15/01/2027

 

Common

Put Option

Sold

4,400

17.5 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-4,300

25.0 USD

 

American

 

19/12/2025

 

Common

Put Option

Sold

1,900

17.5 USD

 

American

 

19/12/2025

 

Common

Call Option

Sold

-100

20.0 USD

 

American

 

15/01/2027

 

Common

Put Option

Sold

400

20.0 USD

 

American

 

20/03/2026

 

Common

Call Option

Sold

-1,700

25.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-9,600

7.5 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-4,800

17.5 USD

 

American

 

15/01/2027

 

Common

Put Option

Sold

59,000

5.0 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-13,500

10.0 USD

 

American

 

15/01/2027

 

Common

Call Option

Sold

-5,400

20.0 USD

 

American

 

20/03/2026

 

Common

Call Option

Sold

-10,000

17.5 USD

 

American

 

20/03/2026

 

Common

Call Option

Sold

-30,000

15.0 USD

 

American

 

20/03/2026

 

Common

Call Option

Sold

-34,200

5.0 USD

 

American

 

15/01/2027

 

Common

Call Option

Sold

-6,200

12.5 USD

 

American

 

19/12/2025

 

Common

Call Option

Sold

-65,900

12.5 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-2,600

30.0 USD

 

American

 

16/01/2026

 

Common

Put Option

Sold

24,900

7.5 USD

 

American

 

16/01/2026

 

Common

Call Option

Sold

-2,100

12.5 USD

 

American

 

20/03/2026

 

 

3. AGREEMENTS TO PURCHASE OR SELL

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

Ap33

 

4. RIGHTS TO SUBSCRIBE FOR NEW SECURITIES (INCLUDING DIRECTORS' AND OTHER EMPLOYEE OPTIONS)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

It is not necessary to provide details on a Supplemental Form with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

 

References in these notes to "the Rules" are to the Irish Takeover Panel Act, 1997, Takeover Rules, 2022.

 

 

 

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END
 
 
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