3rd Feb 2026 14:57
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AUCTION TECHNOLOGY GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 02 Feb 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 0.01p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,109,306 | 1.74% | 2,930,976 | 2.42% |
(2) | Cash-settled derivatives: |
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| 2,687,906 | 2.22% | 1,085,737 | 0.90% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 4,797,212 | 3.96% | 4,016,713 | 3.32% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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0.01p ordinary | Purchase | 184,811 | 2.9100 GBP | ||||
0.01p ordinary | Purchase | 71,735 | 2.9055 GBP | ||||
0.01p ordinary | Purchase | 56,075 | 2.9099 GBP | ||||
0.01p ordinary | Purchase | 44,376 | 2.8759 GBP | ||||
0.01p ordinary | Purchase | 35,478 | 2.8613 GBP | ||||
0.01p ordinary | Purchase | 27,689 | 2.8630 GBP | ||||
0.01p ordinary | Purchase | 25,959 | 2.8624 GBP | ||||
0.01p ordinary | Purchase | 24,877 | 2.8781 GBP | ||||
0.01p ordinary | Purchase | 22,992 | 2.9097 GBP | ||||
0.01p ordinary | Purchase | 21,227 | 2.8915 GBP | ||||
0.01p ordinary | Purchase | 2,151 | 2.8400 GBP | ||||
0.01p ordinary | Purchase | 1,000 | 2.7650 GBP | ||||
0.01p ordinary | Purchase | 731 | 2.8770 GBP | ||||
0.01p ordinary | Purchase | 641 | 2.8300 GBP | ||||
0.01p ordinary | Purchase | 468 | 2.8530 GBP | ||||
0.01p ordinary | Purchase | 328 | 2.8550 GBP | ||||
0.01p ordinary | Purchase | 182 | 2.8650 GBP | ||||
0.01p ordinary | Purchase | 171 | 2.8850 GBP | ||||
0.01p ordinary | Purchase | 154 | 2.9202 GBP | ||||
0.01p ordinary | Purchase | 120 | 2.8350 GBP | ||||
0.01p ordinary | Purchase | 59 | 2.9250 GBP | ||||
0.01p ordinary | Purchase | 57 | 2.8750 GBP | ||||
0.01p ordinary | Purchase | 9 | 2.9050 GBP | ||||
0.01p ordinary | Purchase | 7 | 2.9300 GBP | ||||
0.01p ordinary | Purchase | 2 | 2.9350 GBP | ||||
0.01p ordinary | Sale | 360,368 | 2.8860 GBP | ||||
0.01p ordinary | Sale | 112,784 | 2.9100 GBP | ||||
0.01p ordinary | Sale | 91,808 | 2.8512 GBP | ||||
0.01p ordinary | Sale | 81,317 | 2.8856 GBP | ||||
0.01p ordinary | Sale | 74,812 | 2.8317 GBP | ||||
0.01p ordinary | Sale | 73,575 | 2.9050 GBP | ||||
0.01p ordinary | Sale | 46,770 | 2.8880 GBP | ||||
0.01p ordinary | Sale | 41,528 | 2.9099 GBP | ||||
0.01p ordinary | Sale | 37,184 | 2.8665 GBP | ||||
0.01p ordinary | Sale | 35,195 | 2.8590 GBP | ||||
0.01p ordinary | Sale | 22,500 | 2.8894 GBP | ||||
0.01p ordinary | Sale | 17,363 | 2.8437 GBP | ||||
0.01p ordinary | Sale | 12,000 | 2.8842 GBP | ||||
0.01p ordinary | Sale | 11,910 | 2.8142 GBP | ||||
0.01p ordinary | Sale | 11,192 | 2.8904 GBP | ||||
0.01p ordinary | Sale | 10,040 | 2.8760 GBP | ||||
0.01p ordinary | Sale | 6,000 | 2.8900 GBP | ||||
0.01p ordinary | Sale | 5,490 | 2.8878 GBP | ||||
0.01p ordinary | Sale | 4,894 | 2.8837 GBP | ||||
0.01p ordinary | Sale | 4,480 | 2.8735 GBP | ||||
0.01p ordinary | Sale | 4,248 | 2.8646 GBP | ||||
0.01p ordinary | Sale | 2,701 | 2.8832 GBP | ||||
0.01p ordinary | Sale | 2,164 | 2.9133 GBP | ||||
0.01p ordinary | Sale | 1,789 | 2.9238 GBP | ||||
0.01p ordinary | Sale | 1,700 | 2.8369 GBP | ||||
0.01p ordinary | Sale | 906 | 2.8690 GBP | ||||
0.01p ordinary | Sale | 626 | 2.8800 GBP | ||||
0.01p ordinary | Sale | 182 | 2.8650 GBP | ||||
0.01p ordinary | Sale | 171 | 2.8850 GBP | ||||
0.01p ordinary | Sale | 59 | 2.9250 GBP | ||||
0.01p ordinary | Sale | 40 | 2.7650 GBP | ||||
0.01p ordinary | Sale | 7 | 2.9300 GBP | ||||
0.01p ordinary | Sale | 2 | 2.9350 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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0.01p ordinary | SWAP | Increasing Long | 74,812 | 2.8317 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,700 | 2.8369 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 90,935 | 2.8450 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 4,782 | 2.8474 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 87,026 | 2.8514 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 226 | 2.8556 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 2,605 | 2.8634 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 4,248 | 2.8646 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 37,184 | 2.8665 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,091 | 2.8683 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 330 | 2.8755 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 12,000 | 2.8842 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 69,294 | 2.8856 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 22,500 | 2.8894 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 106,284 | 2.8925 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 2,790 | 2.9058 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 156 | 2.9094 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 41,528 | 2.9099 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 114,001 | 2.9100 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 2,941 | 2.9131 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 5,981 | 2.9134 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,789 | 2.9238 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 641 | 2.8300 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 120 | 2.8350 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 328 | 2.8550 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 35,478 | 2.8613 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 27,689 | 2.8630 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 38 | 2.8880 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 101 | 2.8886 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 14,397 | 2.8900 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 44 | 2.8953 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 19 | 2.8965 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 5,916 | 2.9021 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 79,191 | 2.9100 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 14,677 | 2.9101 GBP | |||
0.01p ordinary | CFD | Increasing Long | 11,910 | 2.8142 GBP | |||
0.01p ordinary | CFD | Increasing Long | 17,363 | 2.8437 GBP | |||
0.01p ordinary | CFD | Increasing Long | 8,330 | 2.8554 GBP | |||
0.01p ordinary | CFD | Increasing Long | 35,195 | 2.8590 GBP | |||
0.01p ordinary | CFD | Increasing Long | 10,040 | 2.8760 GBP | |||
0.01p ordinary | CFD | Increasing Long | 81,317 | 2.8856 GBP | |||
0.01p ordinary | CFD | Increasing Long | 9,463 | 2.8950 GBP | |||
0.01p ordinary | CFD | Increasing Long | 73,216 | 2.9050 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 914 | 2.8483 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 25,959 | 2.8624 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 44,376 | 2.8759 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 731 | 2.8770 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 24,877 | 2.8781 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 9,463 | 2.8950 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 38,267 | 2.9099 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 57,884 | 2.9100 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 154 | 2.9202 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercise |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 03 Feb 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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