12th Jan 2026 10:01
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AUCTION TECHNOLOGY GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 09 Jan 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 0.01p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,382,822 | 1.97% | 1,950,851 | 1.61% |
(2) | Cash-settled derivatives: |
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| 1,744,342 | 1.44% | 1,448,354 | 1.20% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 4,127,164 | 3.41% | 3,399,205 | 2.81% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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0.01p ordinary | Purchase | 78,379 | 3.2800 GBP | ||||
0.01p ordinary | Purchase | 47,857 | 3.2875 GBP | ||||
0.01p ordinary | Purchase | 13,970 | 3.2985 GBP | ||||
0.01p ordinary | Purchase | 13,684 | 3.3004 GBP | ||||
0.01p ordinary | Purchase | 5,917 | 3.2892 GBP | ||||
0.01p ordinary | Purchase | 3,539 | 3.3148 GBP | ||||
0.01p ordinary | Purchase | 2,563 | 3.3178 GBP | ||||
0.01p ordinary | Purchase | 1,708 | 3.3053 GBP | ||||
0.01p ordinary | Purchase | 300 | 3.3233 GBP | ||||
0.01p ordinary | Purchase | 110 | 3.3200 GBP | ||||
0.01p ordinary | Purchase | 100 | 3.3100 GBP | ||||
0.01p ordinary | Sale | 52,346 | 3.2800 GBP | ||||
0.01p ordinary | Sale | 21,432 | 3.3008 GBP | ||||
0.01p ordinary | Sale | 20,128 | 3.3188 GBP | ||||
0.01p ordinary | Sale | 16,030 | 3.2994 GBP | ||||
0.01p ordinary | Sale | 10,301 | 3.2986 GBP | ||||
0.01p ordinary | Sale | 10,000 | 3.3090 GBP | ||||
0.01p ordinary | Sale | 9,742 | 3.2922 GBP | ||||
0.01p ordinary | Sale | 9,701 | 3.2901 GBP | ||||
0.01p ordinary | Sale | 8,679 | 3.2882 GBP | ||||
0.01p ordinary | Sale | 7,965 | 3.2999 GBP | ||||
0.01p ordinary | Sale | 7,841 | 3.2921 GBP | ||||
0.01p ordinary | Sale | 6,321 | 3.2798 GBP | ||||
0.01p ordinary | Sale | 6,190 | 3.2931 GBP | ||||
0.01p ordinary | Sale | 1,237 | 3.2700 GBP | ||||
0.01p ordinary | Sale | 1,166 | 3.3016 GBP | ||||
0.01p ordinary | Sale | 1,114 | 3.3060 GBP | ||||
0.01p ordinary | Sale | 1,100 | 3.2712 GBP | ||||
0.01p ordinary | Sale | 908 | 3.3281 GBP | ||||
0.01p ordinary | Sale | 806 | 3.3210 GBP | ||||
0.01p ordinary | Sale | 701 | 3.2960 GBP | ||||
0.01p ordinary | Sale | 692 | 3.3200 GBP | ||||
0.01p ordinary | Sale | 616 | 3.3175 GBP | ||||
0.01p ordinary | Sale | 446 | 3.3050 GBP | ||||
0.01p ordinary | Sale | 353 | 3.2650 GBP | ||||
0.01p ordinary | Sale | 130 | 3.3241 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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0.01p ordinary | SWAP | Increasing Long | 1,237 | 3.2700 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,100 | 3.2712 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 6,321 | 3.2798 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 51 | 3.2897 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 9,701 | 3.2901 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 122 | 3.2904 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 9,742 | 3.2922 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 4,888 | 3.2927 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,302 | 3.2945 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 10,301 | 3.2986 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 16,030 | 3.2994 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 21,432 | 3.3008 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 12,000 | 3.3105 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 616 | 3.3175 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 806 | 3.3210 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 58,427 | 3.2800 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 811 | 3.2801 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 9,428 | 3.2853 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 128 | 3.2900 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 1,139 | 3.2905 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 13,842 | 3.2986 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 1,708 | 3.3054 GBP | |||
0.01p ordinary | CFD | Increasing Long | 27,675 | 3.2800 GBP | |||
0.01p ordinary | CFD | Increasing Long | 1,905 | 3.2916 GBP | |||
0.01p ordinary | CFD | Increasing Long | 7,841 | 3.2921 GBP | |||
0.01p ordinary | CFD | Increasing Long | 7,965 | 3.2999 GBP | |||
0.01p ordinary | CFD | Increasing Long | 446 | 3.3049 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 13,388 | 3.2800 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 14,792 | 3.3014 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercise |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 12 Jan 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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