29th Jan 2026 11:13
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AUCTION TECHNOLOGY GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 28 Jan 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
|
| |||
| disclosures in respect of any other party to the offer? |
|
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | 0.01p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 2,113,387 | 1.75% | 2,662,848 | 2.20% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
|
|
|
| 2,428,853 | 2.01% | 1,093,398 | 0.90% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 0 | 0.00% | 0 | 0.00% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 4,542,240 | 3.75% | 3,756,246 | 3.10% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
0.01p ordinary | Purchase | 80,058 | 3.1004 GBP | ||||
0.01p ordinary | Purchase | 59,953 | 3.1192 GBP | ||||
0.01p ordinary | Purchase | 48,185 | 3.0415 GBP | ||||
0.01p ordinary | Purchase | 36,317 | 3.0700 GBP | ||||
0.01p ordinary | Purchase | 20,800 | 3.0777 GBP | ||||
0.01p ordinary | Purchase | 17,070 | 3.0591 GBP | ||||
0.01p ordinary | Purchase | 17,000 | 3.0341 GBP | ||||
0.01p ordinary | Purchase | 14,154 | 3.1295 GBP | ||||
0.01p ordinary | Purchase | 10,000 | 3.0300 GBP | ||||
0.01p ordinary | Purchase | 9,381 | 3.0521 GBP | ||||
0.01p ordinary | Purchase | 6,810 | 3.0221 GBP | ||||
0.01p ordinary | Purchase | 6,606 | 3.0836 GBP | ||||
0.01p ordinary | Purchase | 6,133 | 3.0900 GBP | ||||
0.01p ordinary | Purchase | 5,028 | 3.0850 GBP | ||||
0.01p ordinary | Purchase | 4,845 | 3.0571 GBP | ||||
0.01p ordinary | Purchase | 2,991 | 3.1100 GBP | ||||
0.01p ordinary | Purchase | 2,622 | 3.0988 GBP | ||||
0.01p ordinary | Purchase | 2,387 | 3.1750 GBP | ||||
0.01p ordinary | Purchase | 1,595 | 3.0040 GBP | ||||
0.01p ordinary | Purchase | 1,557 | 3.0223 GBP | ||||
0.01p ordinary | Purchase | 1,428 | 3.0100 GBP | ||||
0.01p ordinary | Purchase | 1,207 | 3.1116 GBP | ||||
0.01p ordinary | Purchase | 1,066 | 2.9924 GBP | ||||
0.01p ordinary | Purchase | 465 | 3.0699 GBP | ||||
0.01p ordinary | Purchase | 95 | 3.1150 GBP | ||||
0.01p ordinary | Purchase | 57 | 3.1000 GBP | ||||
0.01p ordinary | Purchase | 48 | 3.0150 GBP | ||||
0.01p ordinary | Purchase | 44 | 3.0950 GBP | ||||
0.01p ordinary | Purchase | 36 | 3.1050 GBP | ||||
0.01p ordinary | Purchase | 36 | 3.1250 GBP | ||||
0.01p ordinary | Purchase | 27 | 3.0800 GBP | ||||
0.01p ordinary | Purchase | 27 | 3.0200 GBP | ||||
0.01p ordinary | Purchase | 15 | 3.0411 GBP | ||||
0.01p ordinary | Purchase | 14 | 3.0750 GBP | ||||
0.01p ordinary | Purchase | 10 | 3.0250 GBP | ||||
0.01p ordinary | Sale | 99,099 | 3.0705 GBP | ||||
0.01p ordinary | Sale | 44,626 | 3.0419 GBP | ||||
0.01p ordinary | Sale | 43,139 | 3.0700 GBP | ||||
0.01p ordinary | Sale | 33,193 | 3.0885 GBP | ||||
0.01p ordinary | Sale | 31,931 | 3.0534 GBP | ||||
0.01p ordinary | Sale | 21,180 | 3.0596 GBP | ||||
0.01p ordinary | Sale | 17,574 | 3.0771 GBP | ||||
0.01p ordinary | Sale | 13,771 | 3.0706 GBP | ||||
0.01p ordinary | Sale | 12,582 | 3.0983 GBP | ||||
0.01p ordinary | Sale | 11,809 | 3.0858 GBP | ||||
0.01p ordinary | Sale | 11,250 | 3.0136 GBP | ||||
0.01p ordinary | Sale | 10,600 | 3.0458 GBP | ||||
0.01p ordinary | Sale | 9,000 | 3.0816 GBP | ||||
0.01p ordinary | Sale | 6,764 | 3.0815 GBP | ||||
0.01p ordinary | Sale | 5,028 | 3.0850 GBP | ||||
0.01p ordinary | Sale | 4,050 | 3.0913 GBP | ||||
0.01p ordinary | Sale | 4,044 | 3.0950 GBP | ||||
0.01p ordinary | Sale | 2,387 | 3.1750 GBP | ||||
0.01p ordinary | Sale | 1,803 | 3.0732 GBP | ||||
0.01p ordinary | Sale | 1,663 | 3.0807 GBP | ||||
0.01p ordinary | Sale | 1,429 | 3.0782 GBP | ||||
0.01p ordinary | Sale | 1,428 | 3.0100 GBP | ||||
0.01p ordinary | Sale | 1,313 | 3.0128 GBP | ||||
0.01p ordinary | Sale | 1,265 | 3.0769 GBP | ||||
0.01p ordinary | Sale | 970 | 3.0953 GBP | ||||
0.01p ordinary | Sale | 815 | 3.0908 GBP | ||||
0.01p ordinary | Sale | 674 | 3.1050 GBP | ||||
0.01p ordinary | Sale | 587 | 3.0859 GBP | ||||
0.01p ordinary | Sale | 358 | 3.0499 GBP | ||||
0.01p ordinary | Sale | 342 | 3.0825 GBP | ||||
0.01p ordinary | Sale | 198 | 3.0900 GBP | ||||
0.01p ordinary | Sale | 72 | 3.1150 GBP | ||||
0.01p ordinary | Sale | 57 | 3.1000 GBP | ||||
0.01p ordinary | Sale | 48 | 3.0150 GBP | ||||
0.01p ordinary | Sale | 42 | 3.0253 GBP | ||||
0.01p ordinary | Sale | 36 | 3.1250 GBP | ||||
0.01p ordinary | Sale | 27 | 3.0800 GBP | ||||
0.01p ordinary | Sale | 27 | 3.0200 GBP | ||||
0.01p ordinary | Sale | 15 | 3.0414 GBP | ||||
0.01p ordinary | Sale | 14 | 3.0750 GBP | ||||
0.01p ordinary | Sale | 10 | 3.0250 GBP | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
0.01p ordinary | SWAP | Increasing Long | 11,250 | 3.0136 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 43,700 | 3.0410 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 129 | 3.0455 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 358 | 3.0499 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 31,931 | 3.0534 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 346 | 3.0554 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 21,180 | 3.0596 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,599 | 3.0672 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 10,132 | 3.0699 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 11,733 | 3.0700 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,803 | 3.0732 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 40,319 | 3.0744 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,970 | 3.0755 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,771 | 3.0790 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,418 | 3.0817 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,329 | 3.0831 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 136 | 3.0848 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 2,700 | 3.0851 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 13,000 | 3.0854 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 901 | 3.0861 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 283 | 3.1036 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 68,500 | 3.0246 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 3,148 | 3.0351 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 9,381 | 3.0521 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 5,660 | 3.0701 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 49 | 3.0781 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 1,697 | 3.0978 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 2,715 | 3.1107 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 59,953 | 3.1192 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 11,767 | 3.1202 GBP | |||
0.01p ordinary | CFD | Increasing Long | 1,313 | 3.0128 GBP | |||
0.01p ordinary | CFD | Increasing Long | 10,600 | 3.0458 GBP | |||
0.01p ordinary | CFD | Increasing Long | 4,702 | 3.0460 GBP | |||
0.01p ordinary | CFD | Increasing Long | 996 | 3.0699 GBP | |||
0.01p ordinary | CFD | Increasing Long | 40,402 | 3.0700 GBP | |||
0.01p ordinary | CFD | Increasing Long | 17,574 | 3.0771 GBP | |||
0.01p ordinary | CFD | Increasing Long | 11,809 | 3.0858 GBP | |||
0.01p ordinary | CFD | Increasing Long | 33,193 | 3.0885 GBP | |||
0.01p ordinary | CFD | Increasing Long | 19,225 | 3.1150 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 17,070 | 3.0591 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 465 | 3.0699 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 15,342 | 3.0700 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 6,606 | 3.0835 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 19,225 | 3.1150 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 23 | 3.1152 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 2,387 | 3.1750 GBP | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercise |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 29 Jan 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
Auction Technology GroupBarclays