27th Jan 2026 11:59
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
| |||||
| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AUCTION TECHNOLOGY GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
| |||||
| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 26 Jan 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
|
| |||
| disclosures in respect of any other party to the offer? |
|
| ||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
| |||||
| to which the disclosure relates following the dealing(if any) |
| |||||
Class of relevant security: | 0.01p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
|
|
|
| ||
| and/or controlled: |
|
| 2,459,339 | 2.03% | 2,577,055 | 2.13% |
(2) | Cash-settled derivatives: |
|
|
|
| ||
|
|
|
| 2,350,004 | 1.94% | 1,519,745 | 1.25% |
(3) | Stock-settled derivatives (including options) |
|
|
|
| ||
| and agreements to purchase/sell: |
|
| 0 | 0.00% | 0 | 0.00% |
|
|
|
|
|
|
|
|
| TOTAL: |
|
| 4,809,343 | 3.97% | 4,096,800 | 3.38% |
(b) | Rights to subscribe for new securities (including directors and other executive |
| |||||
| options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
| |||
which subscription right exists |
|
|
|
| |||
Details, including nature of the rights |
|
|
|
| |||
concerned and relevant percentages: |
|
|
|
| |||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
|
|
|
|
| |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
0.01p ordinary | Purchase | 42,157 | 3.3300 GBP | ||||
0.01p ordinary | Purchase | 32,546 | 3.3214 GBP | ||||
0.01p ordinary | Purchase | 23,300 | 3.3248 GBP | ||||
0.01p ordinary | Purchase | 20,185 | 3.3124 GBP | ||||
0.01p ordinary | Purchase | 13,405 | 3.3242 GBP | ||||
0.01p ordinary | Purchase | 10,276 | 3.3173 GBP | ||||
0.01p ordinary | Purchase | 5,326 | 3.3350 GBP | ||||
0.01p ordinary | Purchase | 4,459 | 3.3270 GBP | ||||
0.01p ordinary | Purchase | 4,454 | 3.3122 GBP | ||||
0.01p ordinary | Purchase | 2,867 | 3.3535 GBP | ||||
0.01p ordinary | Purchase | 2,472 | 3.3434 GBP | ||||
0.01p ordinary | Purchase | 232 | 3.3293 GBP | ||||
0.01p ordinary | Purchase | 183 | 3.3200 GBP | ||||
0.01p ordinary | Purchase | 110 | 3.3100 GBP | ||||
0.01p ordinary | Purchase | 107 | 3.3524 GBP | ||||
0.01p ordinary | Purchase | 1 | 3.3646 GBP | ||||
0.01p ordinary | Sale | 80,518 | 3.3300 GBP | ||||
0.01p ordinary | Sale | 41,671 | 3.3265 GBP | ||||
0.01p ordinary | Sale | 24,431 | 3.3137 GBP | ||||
0.01p ordinary | Sale | 15,199 | 3.3226 GBP | ||||
0.01p ordinary | Sale | 13,405 | 3.3266 GBP | ||||
0.01p ordinary | Sale | 11,468 | 3.3185 GBP | ||||
0.01p ordinary | Sale | 8,036 | 3.3294 GBP | ||||
0.01p ordinary | Sale | 7,832 | 3.3210 GBP | ||||
0.01p ordinary | Sale | 7,729 | 3.3191 GBP | ||||
0.01p ordinary | Sale | 6,029 | 3.3116 GBP | ||||
0.01p ordinary | Sale | 5,600 | 3.3337 GBP | ||||
0.01p ordinary | Sale | 4,698 | 3.3298 GBP | ||||
0.01p ordinary | Sale | 3,731 | 3.3391 GBP | ||||
0.01p ordinary | Sale | 3,038 | 3.3177 GBP | ||||
0.01p ordinary | Sale | 2,379 | 3.3187 GBP | ||||
0.01p ordinary | Sale | 1,724 | 3.3400 GBP | ||||
0.01p ordinary | Sale | 1,546 | 3.3357 GBP | ||||
0.01p ordinary | Sale | 1,204 | 3.3175 GBP | ||||
0.01p ordinary | Sale | 1,020 | 3.3100 GBP | ||||
0.01p ordinary | Sale | 919 | 3.3250 GBP | ||||
0.01p ordinary | Sale | 468 | 3.3094 GBP | ||||
0.01p ordinary | Sale | 155 | 3.3074 GBP | ||||
0.01p ordinary | Sale | 146 | 3.3425 GBP | ||||
0.01p ordinary | Sale | 81 | 3.3500 GBP | ||||
|
|
|
|
|
|
|
|
(b) | Cash-settled derivative transactions |
| |||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
|
| securities |
| |||
0.01p ordinary | SWAP | Increasing Long | 6,029 | 3.3116 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 7,394 | 3.3140 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 237 | 3.3150 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,084 | 3.3159 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 128 | 3.3165 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 388 | 3.3180 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 7,729 | 3.3191 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 957 | 3.3202 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 2,123 | 3.3207 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,400 | 3.3216 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 15,199 | 3.3226 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 2,921 | 3.3245 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 13,535 | 3.3266 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 54 | 3.3268 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 4,698 | 3.3298 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 65,337 | 3.3300 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 4,467 | 3.3301 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 4,454 | 3.3122 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 53,000 | 3.3189 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 183 | 3.3200 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 4,459 | 3.3270 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 24,139 | 3.3300 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 5,057 | 3.3301 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 2,259 | 3.3518 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 608 | 3.3600 GBP | |||
0.01p ordinary | CFD | Decreasing Short | 2,600 | 3.3100 GBP | |||
0.01p ordinary | CFD | Opening Long | 24,431 | 3.3137 GBP | |||
0.01p ordinary | CFD | Increasing Long | 11,468 | 3.3186 GBP | |||
0.01p ordinary | CFD | Increasing Long | 7,723 | 3.3275 GBP | |||
0.01p ordinary | CFD | Increasing Long | 8,036 | 3.3294 GBP | |||
0.01p ordinary | CFD | Increasing Long | 24,324 | 3.3300 GBP | |||
0.01p ordinary | CFD | Increasing Long | 5,600 | 3.3337 GBP | |||
0.01p ordinary | CFD | Increasing Long | 1,546 | 3.3357 GBP | |||
0.01p ordinary | CFD | Increasing Long | 3,731 | 3.3391 GBP | |||
0.01p ordinary | CFD | Increasing Long | 1,870 | 3.3400 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 2,710 | 3.3100 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 10,276 | 3.3173 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 13,405 | 3.3242 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 24,324 | 3.3300 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 2,472 | 3.3434 GBP | |||
|
|
|
|
|
|
|
|
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
|
| paid/ |
security |
| varying etc | to which |
|
|
| received |
|
|
| option |
|
|
| per unit |
|
|
| relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) | Exercise |
|
|
|
|
|
|
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
|
| securities | unit | |||
|
|
|
|
| |||
|
|
|
|
|
|
|
|
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
|
| applicable) | ||||
|
|
|
| ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
| |||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
| |||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
| ||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
| ||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
| |||||
the person making the disclosure and any other person relating to: |
|
| |||||
(i) the voting rights of any relevant securities under any option; or |
|
|
| ||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
| |||||
any derivative is referenced: |
|
|
|
|
|
| |
NONE | |||||||
(c) | Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 27 Jan 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Related Shares:
Auction Technology GroupBarclays