15th Jan 2026 13:30
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AUCTION TECHNOLOGY GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 14 Jan 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 0.01p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,155,719 | 1.78% | 2,037,284 | 1.68% |
(2) | Cash-settled derivatives: |
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| 1,840,104 | 1.52% | 1,230,538 | 1.02% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 3,995,823 | 3.30% | 3,267,822 | 2.70% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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0.01p ordinary | Purchase | 48,006 | 3.1400 GBP | ||||
0.01p ordinary | Purchase | 45,000 | 3.1171 GBP | ||||
0.01p ordinary | Purchase | 18,387 | 3.1399 GBP | ||||
0.01p ordinary | Purchase | 12,043 | 3.1650 GBP | ||||
0.01p ordinary | Purchase | 9,909 | 3.1120 GBP | ||||
0.01p ordinary | Purchase | 7,839 | 3.1183 GBP | ||||
0.01p ordinary | Purchase | 5,000 | 3.0900 GBP | ||||
0.01p ordinary | Purchase | 4,686 | 3.1173 GBP | ||||
0.01p ordinary | Purchase | 4,407 | 3.1194 GBP | ||||
0.01p ordinary | Purchase | 4,033 | 3.1252 GBP | ||||
0.01p ordinary | Purchase | 4,000 | 3.1149 GBP | ||||
0.01p ordinary | Purchase | 1,972 | 3.1356 GBP | ||||
0.01p ordinary | Purchase | 767 | 3.1014 GBP | ||||
0.01p ordinary | Purchase | 20 | 3.0850 GBP | ||||
0.01p ordinary | Sale | 56,930 | 3.1334 GBP | ||||
0.01p ordinary | Sale | 31,875 | 3.1400 GBP | ||||
0.01p ordinary | Sale | 12,325 | 3.1068 GBP | ||||
0.01p ordinary | Sale | 8,990 | 3.1170 GBP | ||||
0.01p ordinary | Sale | 8,478 | 3.0921 GBP | ||||
0.01p ordinary | Sale | 7,430 | 3.1499 GBP | ||||
0.01p ordinary | Sale | 6,793 | 3.1226 GBP | ||||
0.01p ordinary | Sale | 6,775 | 3.1392 GBP | ||||
0.01p ordinary | Sale | 2,725 | 3.1130 GBP | ||||
0.01p ordinary | Sale | 1,955 | 3.1223 GBP | ||||
0.01p ordinary | Sale | 1,758 | 3.1200 GBP | ||||
0.01p ordinary | Sale | 1,614 | 3.1151 GBP | ||||
0.01p ordinary | Sale | 1,383 | 3.1070 GBP | ||||
0.01p ordinary | Sale | 1,076 | 3.1115 GBP | ||||
0.01p ordinary | Sale | 455 | 3.1166 GBP | ||||
0.01p ordinary | Sale | 390 | 3.1270 GBP | ||||
0.01p ordinary | Sale | 377 | 3.1000 GBP | ||||
0.01p ordinary | Sale | 356 | 3.1100 GBP | ||||
0.01p ordinary | Sale | 335 | 3.1150 GBP | ||||
0.01p ordinary | Sale | 231 | 3.1050 GBP | ||||
0.01p ordinary | Sale | 189 | 3.1398 GBP | ||||
0.01p ordinary | Sale | 66 | 3.1300 GBP | ||||
0.01p ordinary | Sale | 1 | 3.1175 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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0.01p ordinary | SWAP | Increasing Long | 1,134 | 3.1085 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,300 | 3.0897 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 8,478 | 3.0921 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 12,325 | 3.1068 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 3,654 | 3.1122 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 2,725 | 3.1129 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 9,067 | 3.1137 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 968 | 3.1220 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 614 | 3.1223 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 151 | 3.1280 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 371 | 3.1296 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 189 | 3.1398 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 26,941 | 3.1400 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 7,430 | 3.1499 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 9,767 | 3.1014 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 45,000 | 3.1171 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 573 | 3.1180 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 7,266 | 3.1183 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 1,972 | 3.1356 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 31,996 | 3.1400 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 1,018 | 3.1401 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 8,379 | 3.1403 GBP | |||
0.01p ordinary | CFD | Increasing Long | 189 | 3.1078 GBP | |||
0.01p ordinary | CFD | Increasing Long | 1,614 | 3.1151 GBP | |||
0.01p ordinary | CFD | Increasing Long | 8,990 | 3.1170 GBP | |||
0.01p ordinary | CFD | Increasing Long | 1,434 | 3.1199 GBP | |||
0.01p ordinary | CFD | Increasing Long | 1,955 | 3.1224 GBP | |||
0.01p ordinary | CFD | Increasing Long | 390 | 3.1270 GBP | |||
0.01p ordinary | CFD | Increasing Long | 6,775 | 3.1392 GBP | |||
0.01p ordinary | CFD | Increasing Long | 15,497 | 3.1397 GBP | |||
0.01p ordinary | CFD | Increasing Long | 16,790 | 3.1400 GBP | |||
0.01p ordinary | CFD | Increasing Long | 20 | 3.1650 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 20 | 3.0850 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 9,909 | 3.1120 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 4,686 | 3.1173 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 153 | 3.1201 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 9,855 | 3.1400 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 12,063 | 3.1650 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercise |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Jan 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
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