2nd Feb 2026 12:23
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | AUCTION TECHNOLOGY GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 30 Jan 2026 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 0.01p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 2,398,818 | 1.98% | 2,665,982 | 2.20% |
(2) | Cash-settled derivatives: |
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| 2,431,654 | 2.01% | 1,379,258 | 1.14% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 4,830,472 | 3.99% | 4,045,240 | 3.34% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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0.01p ordinary | Purchase | 307,700 | 3.0900 GBP | ||||
0.01p ordinary | Purchase | 58,253 | 3.0841 GBP | ||||
0.01p ordinary | Purchase | 36,199 | 3.0747 GBP | ||||
0.01p ordinary | Purchase | 22,500 | 3.0721 GBP | ||||
0.01p ordinary | Purchase | 21,088 | 3.1228 GBP | ||||
0.01p ordinary | Purchase | 19,828 | 3.0864 GBP | ||||
0.01p ordinary | Purchase | 19,132 | 3.0888 GBP | ||||
0.01p ordinary | Purchase | 16,298 | 3.0790 GBP | ||||
0.01p ordinary | Purchase | 14,099 | 3.0765 GBP | ||||
0.01p ordinary | Purchase | 6,503 | 3.0875 GBP | ||||
0.01p ordinary | Purchase | 6,195 | 3.0893 GBP | ||||
0.01p ordinary | Purchase | 5,405 | 3.0901 GBP | ||||
0.01p ordinary | Purchase | 5,164 | 3.0862 GBP | ||||
0.01p ordinary | Purchase | 4,237 | 3.0929 GBP | ||||
0.01p ordinary | Purchase | 4,147 | 3.1367 GBP | ||||
0.01p ordinary | Purchase | 2,532 | 3.1302 GBP | ||||
0.01p ordinary | Purchase | 1,907 | 3.0500 GBP | ||||
0.01p ordinary | Purchase | 1,554 | 3.0650 GBP | ||||
0.01p ordinary | Purchase | 874 | 3.0953 GBP | ||||
0.01p ordinary | Purchase | 852 | 3.0825 GBP | ||||
0.01p ordinary | Purchase | 800 | 3.0668 GBP | ||||
0.01p ordinary | Purchase | 500 | 3.1272 GBP | ||||
0.01p ordinary | Purchase | 285 | 3.0400 GBP | ||||
0.01p ordinary | Purchase | 236 | 3.0761 GBP | ||||
0.01p ordinary | Purchase | 38 | 3.0700 GBP | ||||
0.01p ordinary | Sale | 32,768 | 3.0868 GBP | ||||
0.01p ordinary | Sale | 26,474 | 3.0975 GBP | ||||
0.01p ordinary | Sale | 25,889 | 3.0900 GBP | ||||
0.01p ordinary | Sale | 24,478 | 3.1186 GBP | ||||
0.01p ordinary | Sale | 24,243 | 3.1065 GBP | ||||
0.01p ordinary | Sale | 13,672 | 3.0816 GBP | ||||
0.01p ordinary | Sale | 11,894 | 3.0867 GBP | ||||
0.01p ordinary | Sale | 10,000 | 3.0620 GBP | ||||
0.01p ordinary | Sale | 7,315 | 3.0833 GBP | ||||
0.01p ordinary | Sale | 4,000 | 3.1375 GBP | ||||
0.01p ordinary | Sale | 3,907 | 3.0960 GBP | ||||
0.01p ordinary | Sale | 2,466 | 3.0739 GBP | ||||
0.01p ordinary | Sale | 2,291 | 3.0601 GBP | ||||
0.01p ordinary | Sale | 2,043 | 3.0845 GBP | ||||
0.01p ordinary | Sale | 1,400 | 3.0948 GBP | ||||
0.01p ordinary | Sale | 1,075 | 3.0823 GBP | ||||
0.01p ordinary | Sale | 1,008 | 3.0454 GBP | ||||
0.01p ordinary | Sale | 1,000 | 3.1400 GBP | ||||
0.01p ordinary | Sale | 492 | 3.0700 GBP | ||||
0.01p ordinary | Sale | 443 | 3.0850 GBP | ||||
0.01p ordinary | Sale | 324 | 3.0499 GBP | ||||
0.01p ordinary | Sale | 295 | 3.0625 GBP | ||||
0.01p ordinary | Sale | 59 | 3.0864 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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0.01p ordinary | SWAP | Increasing Long | 2,800 | 3.0487 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 2,291 | 3.0601 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 3,296 | 3.0603 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 492 | 3.0700 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 1,434 | 3.0801 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 13,672 | 3.0816 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 2,043 | 3.0844 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 15,000 | 3.0870 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 3,444 | 3.0876 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 566 | 3.0882 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 10,355 | 3.0897 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 13,539 | 3.0900 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 26,474 | 3.0975 GBP | |||
0.01p ordinary | SWAP | Increasing Long | 342 | 3.1020 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 1,554 | 3.0650 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 22,500 | 3.0721 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 3,100 | 3.0755 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 14,264 | 3.0761 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 14,099 | 3.0765 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 77 | 3.0814 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 2,922 | 3.0816 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 58,253 | 3.0841 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 28 | 3.0880 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 19,132 | 3.0888 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 1,726 | 3.0890 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 285,482 | 3.0900 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 11,084 | 3.0901 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 4,237 | 3.0929 GBP | |||
0.01p ordinary | SWAP | Decreasing Long | 2,034 | 3.0996 GBP | |||
0.01p ordinary | CFD | Increasing Long | 1,075 | 3.0823 GBP | |||
0.01p ordinary | CFD | Increasing Long | 59 | 3.0864 GBP | |||
0.01p ordinary | CFD | Increasing Long | 11,894 | 3.0867 GBP | |||
0.01p ordinary | CFD | Increasing Long | 24,243 | 3.1065 GBP | |||
0.01p ordinary | CFD | Increasing Long | 441 | 3.1100 GBP | |||
0.01p ordinary | CFD | Increasing Long | 24,478 | 3.1185 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 786 | 3.0654 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 36,199 | 3.0747 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 236 | 3.0761 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 13,821 | 3.0900 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 21,088 | 3.1228 GBP | |||
0.01p ordinary | CFD | Decreasing Long | 4,147 | 3.1367 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercise |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 Feb 2026 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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