12th May 2014 15:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ASTRAZENECA PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 9 May 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | PFIZER INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 16,592,096 | 1.31% | 4,262,154 | 0.34% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 724,941 | 0.06% | 9,914,563 | 0.79% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,351,610 | 0.11% | 2,205,943 | 0.17% | |||||||
| TOTAL: | |||||||||||
| 18,668,647 | 1.48% | 16,382,660 | 1.30% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 9 | 46.6655 GBP | ||||
| ORD | Purchase | 9 | 46.6955 GBP | ||||
| ORD | Purchase | 11 | 46.1775 GBP | ||||
| ORD | Purchase | 22 | 46.2150 GBP | ||||
| ORD | Purchase | 23 | 46.0425 GBP | ||||
| ORD | Purchase | 30 | 46.7010 GBP | ||||
| ORD | Purchase | 32 | 46.2500 GBP | ||||
| ORD | Purchase | 32 | 46.3650 GBP | ||||
| ORD | Purchase | 32 | 46.3845 GBP | ||||
| ORD | Purchase | 32 | 46.4650 GBP | ||||
| ORD | Purchase | 36 | 46.5975 GBP | ||||
| ORD | Purchase | 43 | 46.6380 GBP | ||||
| ORD | Purchase | 43 | 46.6825 GBP | ||||
| ORD | Purchase | 51 | 46.7180 GBP | ||||
| ORD | Purchase | 58 | 46.4075 GBP | ||||
| ORD | Purchase | 65 | 46.0675 GBP | ||||
| ORD | Purchase | 65 | 46.2625 GBP | ||||
| ORD | Purchase | 65 | 46.2770 GBP | ||||
| ORD | Purchase | 65 | 46.3075 GBP | ||||
| ORD | Purchase | 65 | 46.4625 GBP | ||||
| ORD | Purchase | 65 | 46.4900 GBP | ||||
| ORD | Purchase | 66 | 46.1150 GBP | ||||
| ORD | Purchase | 66 | 46.2890 GBP | ||||
| ORD | Purchase | 67 | 46.0775 GBP | ||||
| ORD | Purchase | 68 | 46.1725 GBP | ||||
| ORD | Purchase | 68 | 46.6125 GBP | ||||
| ORD | Purchase | 68 | 46.6170 GBP | ||||
| ORD | Purchase | 68 | 46.6995 GBP | ||||
| ORD | Purchase | 69 | 46.1025 GBP | ||||
| ORD | Purchase | 70 | 46.0575 GBP | ||||
| ORD | Purchase | 71 | 46.5230 GBP | ||||
| ORD | Purchase | 71 | 46.5275 GBP | ||||
| ORD | Purchase | 72 | 46.1795 GBP | ||||
| ORD | Purchase | 72 | 46.2050 GBP | ||||
| ORD | Purchase | 72 | 46.3745 GBP | ||||
| ORD | Purchase | 73 | 46.6330 GBP | ||||
| ORD | Purchase | 73 | 46.6575 GBP | ||||
| ORD | Purchase | 74 | 46.0925 GBP | ||||
| ORD | Purchase | 76 | 46.0550 GBP | ||||
| ORD | Purchase | 78 | 46.3495 GBP | ||||
| ORD | Purchase | 79 | 46.2775 GBP | ||||
| ORD | Purchase | 79 | 46.7650 GBP | ||||
| ORD | Purchase | 80 | 46.0470 GBP | ||||
| ORD | Purchase | 81 | 46.3350 GBP | ||||
| ORD | Purchase | 82 | 46.0175 GBP | ||||
| ORD | Purchase | 83 | 46.0375 GBP | ||||
| ORD | Purchase | 85 | 46.1450 GBP | ||||
| ORD | Purchase | 87 | 46.1075 GBP | ||||
| ORD | Purchase | 87 | 46.3175 GBP | ||||
| ORD | Purchase | 91 | 46.2900 GBP | ||||
| ORD | Purchase | 94 | 46.2075 GBP | ||||
| ORD | Purchase | 97 | 46.2070 GBP | ||||
| ORD | Purchase | 97 | 46.2225 GBP | ||||
| ORD | Purchase | 100 | 46.0350 GBP | ||||
| ORD | Purchase | 106 | 46.1425 GBP | ||||
| ORD | Purchase | 108 | 46.4500 GBP | ||||
| ORD | Purchase | 108 | 46.4550 GBP | ||||
| ORD | Purchase | 109 | 46.7175 GBP | ||||
| ORD | Purchase | 110 | 46.6725 GBP | ||||
| ORD | Purchase | 110 | 46.7055 GBP | ||||
| ORD | Purchase | 110 | 46.7125 GBP | ||||
| ORD | Purchase | 110 | 46.7325 GBP | ||||
| ORD | Purchase | 112 | 46.1975 GBP | ||||
| ORD | Purchase | 115 | 46.1825 GBP | ||||
| ORD | Purchase | 122 | 46.0750 GBP | ||||
| ORD | Purchase | 125 | 46.1550 GBP | ||||
| ORD | Purchase | 125 | 46.4275 GBP | ||||
| ORD | Purchase | 126 | 46.7150 GBP | ||||
| ORD | Purchase | 128 | 46.1900 GBP | ||||
| ORD | Purchase | 134 | 46.3900 GBP | ||||
| ORD | Purchase | 137 | 46.3000 GBP | ||||
| ORD | Purchase | 138 | 46.6200 GBP | ||||
| ORD | Purchase | 139 | 46.2200 GBP | ||||
| ORD | Purchase | 140 | 46.0850 GBP | ||||
| ORD | Purchase | 141 | 46.1100 GBP | ||||
| ORD | Purchase | 141 | 46.3575 GBP | ||||
| ORD | Purchase | 144 | 46.2725 GBP | ||||
| ORD | Purchase | 145 | 46.0495 GBP | ||||
| ORD | Purchase | 145 | 46.1850 GBP | ||||
| ORD | Purchase | 145 | 46.2325 GBP | ||||
| ORD | Purchase | 147 | 46.1525 GBP | ||||
| ORD | Purchase | 148 | 46.3875 GBP | ||||
| ORD | Purchase | 151 | 46.2525 GBP | ||||
| ORD | Purchase | 155 | 46.4250 GBP | ||||
| ORD | Purchase | 157 | 46.0950 GBP | ||||
| ORD | Purchase | 159 | 46.3950 GBP | ||||
| ORD | Purchase | 161 | 46.1650 GBP | ||||
| ORD | Purchase | 162 | 46.4950 GBP | ||||
| ORD | Purchase | 167 | 46.0525 GBP | ||||
| ORD | Purchase | 169 | 46.0800 GBP | ||||
| ORD | Purchase | 169 | 46.1050 GBP | ||||
| ORD | Purchase | 172 | 46.1250 GBP | ||||
| ORD | Purchase | 176 | 46.7255 GBP | ||||
| ORD | Purchase | 182 | 46.6500 GBP | ||||
| ORD | Purchase | 183 | 46.0500 GBP | ||||
| ORD | Purchase | 187 | 46.6050 GBP | ||||
| ORD | Purchase | 189 | 46.7600 GBP | ||||
| ORD | Purchase | 193 | 46.6277 GBP | ||||
| ORD | Purchase | 193 | 46.7305 GBP | ||||
| ORD | Purchase | 196 | 46.7350 GBP | ||||
| ORD | Purchase | 199 | 46.2975 GBP | ||||
| ORD | Purchase | 199 | 46.3925 GBP | ||||
| ORD | Purchase | 199 | 46.4025 GBP | ||||
| ORD | Purchase | 199 | 46.4175 GBP | ||||
| ORD | Purchase | 199 | 46.5750 GBP | ||||
| ORD | Purchase | 199 | 46.6375 GBP | ||||
| ORD | Purchase | 199 | 46.6775 GBP | ||||
| ORD | Purchase | 199 | 46.6875 GBP | ||||
| ORD | Purchase | 199 | 46.7330 GBP | ||||
| ORD | Purchase | 204 | 46.2300 GBP | ||||
| ORD | Purchase | 217 | 46.3775 GBP | ||||
| ORD | Purchase | 226 | 516.0000 SEK | ||||
| ORD | Purchase | 230 | 46.2375 GBP | ||||
| ORD | Purchase | 232 | 46.3825 GBP | ||||
| ORD | Purchase | 235 | 46.0450 GBP | ||||
| ORD | Purchase | 237 | 46.0650 GBP | ||||
| ORD | Purchase | 242 | 46.5675 GBP | ||||
| ORD | Purchase | 244 | 46.1500 GBP | ||||
| ORD | Purchase | 258 | 511.5000 SEK | ||||
| ORD | Purchase | 267 | 46.6150 GBP | ||||
| ORD | Purchase | 272 | 46.6350 GBP | ||||
| ORD | Purchase | 277 | 46.7450 GBP | ||||
| ORD | Purchase | 278 | 46.4100 GBP | ||||
| ORD | Purchase | 278 | 46.6300 GBP | ||||
| ORD | Purchase | 285 | 46.1275 GBP | ||||
| ORD | Purchase | 286 | 46.2675 GBP | ||||
| ORD | Purchase | 291 | 46.4700 GBP | ||||
| ORD | Purchase | 296 | 46.2275 GBP | ||||
| ORD | Purchase | 298 | 46.0183 GBP | ||||
| ORD | Purchase | 300 | 46.2650 GBP | ||||
| ORD | Purchase | 302 | 46.7500 GBP | ||||
| ORD | Purchase | 309 | 46.3750 GBP | ||||
| ORD | Purchase | 310 | 46.6475 GBP | ||||
| ORD | Purchase | 324 | 46.6400 GBP | ||||
| ORD | Purchase | 338 | 46.7000 GBP | ||||
| ORD | Purchase | 343 | 46.3975 GBP | ||||
| ORD | Purchase | 353 | 46.3200 GBP | ||||
| ORD | Purchase | 356 | 46.3100 GBP | ||||
| ORD | Purchase | 357 | 46.0475 GBP | ||||
| ORD | Purchase | 358 | 46.7200 GBP | ||||
| ORD | Purchase | 362 | 46.2800 GBP | ||||
| ORD | Purchase | 372 | 509.3024 SEK | ||||
| ORD | Purchase | 373 | 46.2575 GBP | ||||
| ORD | Purchase | 373 | 46.6600 GBP | ||||
| ORD | Purchase | 388 | 46.0700 GBP | ||||
| ORD | Purchase | 391 | 46.7250 GBP | ||||
| ORD | Purchase | 392 | 46.6900 GBP | ||||
| ORD | Purchase | 400 | 46.0300 GBP | ||||
| ORD | Purchase | 400 | 510.0000 SEK | ||||
| ORD | Purchase | 400 | 513.0000 SEK | ||||
| ORD | Purchase | 418 | 46.2825 GBP | ||||
| ORD | Purchase | 421 | 46.2700 GBP | ||||
| ORD | Purchase | 422 | 46.4200 GBP | ||||
| ORD | Purchase | 426 | 46.3400 GBP | ||||
| ORD | Purchase | 448 | 46.0125 GBP | ||||
| ORD | Purchase | 450 | 46.7300 GBP | ||||
| ORD | Purchase | 463 | 46.3025 GBP | ||||
| ORD | Purchase | 469 | 46.3150 GBP | ||||
| ORD | Purchase | 478 | 46.0200 GBP | ||||
| ORD | Purchase | 479 | 46.6950 GBP | ||||
| ORD | Purchase | 483 | 46.2350 GBP | ||||
| ORD | Purchase | 487 | 46.4300 GBP | ||||
| ORD | Purchase | 489 | 46.2875 GBP | ||||
| ORD | Purchase | 499 | 46.2600 GBP | ||||
| ORD | Purchase | 540 | 46.2850 GBP | ||||
| ORD | Purchase | 570 | 46.0851 GBP | ||||
| ORD | Purchase | 574 | 46.2550 GBP | ||||
| ORD | Purchase | 580 | 46.7075 GBP | ||||
| ORD | Purchase | 592 | 46.7275 GBP | ||||
| ORD | Purchase | 606 | 46.6550 GBP | ||||
| ORD | Purchase | 629 | 46.7100 GBP | ||||
| ORD | Purchase | 636 | 46.6700 GBP | ||||
| ORD | Purchase | 640 | 46.6850 GBP | ||||
| ORD | Purchase | 661 | 46.3250 GBP | ||||
| ORD | Purchase | 693 | 46.7225 GBP | ||||
| ORD | Purchase | 710 | 46.6250 GBP | ||||
| ORD | Purchase | 749 | 46.5200 GBP | ||||
| ORD | Purchase | 760 | 46.7400 GBP | ||||
| ORD | Purchase | 773 | 46.0150 GBP | ||||
| ORD | Purchase | 838 | 46.4150 GBP | ||||
| ORD | Purchase | 852 | 46.3050 GBP | ||||
| ORD | Purchase | 889 | 46.0621 GBP | ||||
| ORD | Purchase | 923 | 46.0000 GBP | ||||
| ORD | Purchase | 968 | 46.2750 GBP | ||||
| ORD | Purchase | 1,030 | 46.2950 GBP | ||||
| ORD | Purchase | 1,271 | 46.4000 GBP | ||||
| ORD | Purchase | 1,299 | 46.0050 GBP | ||||
| ORD | Purchase | 1,378 | 46.6100 GBP | ||||
| ORD | Purchase | 1,818 | 46.7050 GBP | ||||
| ORD | Purchase | 1,978 | 46.0250 GBP | ||||
| ORD | Purchase | 2,000 | 46.1215 GBP | ||||
| ORD | Purchase | 2,036 | 510.5333 SEK | ||||
| ORD | Purchase | 2,454 | 46.0922 GBP | ||||
| ORD | Purchase | 2,659 | 509.9446 SEK | ||||
| ORD | Purchase | 3,127 | 511.2189 SEK | ||||
| ORD | Purchase | 3,235 | 514.2122 SEK | ||||
| ORD (traded as ADR) | Purchase | 3,298 | 77.7844 USD | ||||
| ORD | Purchase | 3,789 | 46.7038 GBP | ||||
| ORD | Purchase | 3,960 | 46.5000 GBP | ||||
| ORD | Purchase | 4,786 | 46.4570 GBP | ||||
| ORD | Purchase | 5,758 | 46.6531 GBP | ||||
| ORD | Purchase | 8,000 | 46.6638 GBP | ||||
| ORD | Purchase | 8,374 | 46.6760 GBP | ||||
| ORD | Purchase | 8,638 | 46.6450 GBP | ||||
| ORD | Purchase | 8,689 | 511.6857 SEK | ||||
| ORD (traded as ADR) | Purchase | 9,812 | 77.4972 USD | ||||
| ORD | Purchase | 11,115 | 46.1508 GBP | ||||
| ORD | Purchase | 12,294 | 46.4349 GBP | ||||
| ORD | Purchase | 14,858 | 46.1164 GBP | ||||
| ORD | Purchase | 17,317 | 46.5357 GBP | ||||
| ORD | Purchase | 19,431 | 46.3321 GBP | ||||
| ORD | Purchase | 20,000 | 46.3031 GBP | ||||
| ORD | Purchase | 21,523 | 46.3456 GBP | ||||
| ORD | Purchase | 25,000 | 46.3879 GBP | ||||
| ORD | Purchase | 28,575 | 46.2403 GBP | ||||
| ORD | Purchase | 28,907 | 46.3708 GBP | ||||
| ORD | Purchase | 36,200 | 46.2122 GBP | ||||
| ORD | Purchase | 41,687 | 46.1510 GBP | ||||
| ORD | Purchase | 45,576 | 46.4029 GBP | ||||
| ORD | Purchase | 61,194 | 46.4028 GBP | ||||
| ORD | Purchase | 61,825 | 46.2674 GBP | ||||
| ORD | Purchase | 66,666 | 46.5100 GBP | ||||
| ORD | Purchase | 82,723 | 46.3409 GBP | ||||
| ORD | Purchase | 100,000 | 46.5822 GBP | ||||
| ORD | Purchase | 100,000 | 46.7287 GBP | ||||
| ORD (traded as ADR) | Purchase | 100,000 | 77.6600 USD | ||||
| ORD | Purchase | 106,542 | 46.4125 GBP | ||||
| ORD | Purchase | 145,440 | 46.3734 GBP | ||||
| ORD | Purchase | 200,975 | 46.5050 GBP | ||||
| ORD | Purchase | 210,864 | 46.4152 GBP | ||||
| ORD | Sale | 9 | 46.6655 GBP | ||||
| ORD | Sale | 9 | 46.6955 GBP | ||||
| ORD | Sale | 11 | 46.1775 GBP | ||||
| ORD | Sale | 22 | 46.2150 GBP | ||||
| ORD | Sale | 23 | 46.0425 GBP | ||||
| ORD | Sale | 30 | 46.4600 GBP | ||||
| ORD | Sale | 30 | 46.7010 GBP | ||||
| ORD | Sale | 32 | 46.2500 GBP | ||||
| ORD | Sale | 32 | 46.3650 GBP | ||||
| ORD | Sale | 32 | 46.3845 GBP | ||||
| ORD | Sale | 36 | 46.5975 GBP | ||||
| ORD | Sale | 42 | 46.4650 GBP | ||||
| ORD | Sale | 43 | 46.6380 GBP | ||||
| ORD | Sale | 43 | 46.6825 GBP | ||||
| ORD | Sale | 51 | 46.7180 GBP | ||||
| ORD | Sale | 58 | 46.4075 GBP | ||||
| ORD | Sale | 63 | 46.3040 GBP | ||||
| ORD | Sale | 65 | 46.0675 GBP | ||||
| ORD | Sale | 65 | 46.2625 GBP | ||||
| ORD | Sale | 65 | 46.2770 GBP | ||||
| ORD | Sale | 65 | 46.3075 GBP | ||||
| ORD | Sale | 65 | 46.4625 GBP | ||||
| ORD | Sale | 65 | 46.4900 GBP | ||||
| ORD | Sale | 66 | 46.1150 GBP | ||||
| ORD | Sale | 66 | 46.2890 GBP | ||||
| ORD | Sale | 67 | 46.0775 GBP | ||||
| ORD | Sale | 68 | 46.1725 GBP | ||||
| ORD | Sale | 68 | 46.6125 GBP | ||||
| ORD | Sale | 68 | 46.6170 GBP | ||||
| ORD | Sale | 68 | 46.6995 GBP | ||||
| ORD | Sale | 69 | 46.1025 GBP | ||||
| ORD | Sale | 71 | 46.5230 GBP | ||||
| ORD | Sale | 71 | 46.5275 GBP | ||||
| ORD | Sale | 72 | 46.1795 GBP | ||||
| ORD | Sale | 72 | 46.2050 GBP | ||||
| ORD | Sale | 72 | 46.3745 GBP | ||||
| ORD | Sale | 73 | 46.6330 GBP | ||||
| ORD | Sale | 73 | 46.6575 GBP | ||||
| ORD | Sale | 73 | 46.6600 GBP | ||||
| ORD | Sale | 74 | 46.0925 GBP | ||||
| ORD | Sale | 76 | 46.0550 GBP | ||||
| ORD | Sale | 78 | 46.3495 GBP | ||||
| ORD | Sale | 79 | 46.2775 GBP | ||||
| ORD | Sale | 79 | 46.7650 GBP | ||||
| ORD | Sale | 80 | 46.0470 GBP | ||||
| ORD | Sale | 81 | 46.3350 GBP | ||||
| ORD | Sale | 82 | 46.0175 GBP | ||||
| ORD | Sale | 83 | 46.0375 GBP | ||||
| ORD | Sale | 85 | 46.1450 GBP | ||||
| ORD | Sale | 87 | 46.1075 GBP | ||||
| ORD | Sale | 87 | 46.3175 GBP | ||||
| ORD | Sale | 91 | 46.2900 GBP | ||||
| ORD | Sale | 94 | 46.2075 GBP | ||||
| ORD | Sale | 97 | 46.2070 GBP | ||||
| ORD | Sale | 97 | 46.2225 GBP | ||||
| ORD | Sale | 100 | 46.0350 GBP | ||||
| ORD | Sale | 106 | 46.1425 GBP | ||||
| ORD | Sale | 108 | 46.4500 GBP | ||||
| ORD | Sale | 108 | 46.4550 GBP | ||||
| ORD | Sale | 109 | 46.7175 GBP | ||||
| ORD | Sale | 110 | 46.6725 GBP | ||||
| ORD | Sale | 110 | 46.7055 GBP | ||||
| ORD | Sale | 110 | 46.7125 GBP | ||||
| ORD | Sale | 110 | 46.7325 GBP | ||||
| ORD | Sale | 112 | 46.1975 GBP | ||||
| ORD | Sale | 115 | 46.1825 GBP | ||||
| ORD | Sale | 118 | 516.0000 SEK | ||||
| ORD | Sale | 122 | 46.0750 GBP | ||||
| ORD | Sale | 125 | 46.1550 GBP | ||||
| ORD | Sale | 125 | 46.4275 GBP | ||||
| ORD | Sale | 126 | 46.7150 GBP | ||||
| ORD | Sale | 128 | 46.1900 GBP | ||||
| ORD | Sale | 134 | 46.3900 GBP | ||||
| ORD | Sale | 137 | 46.3000 GBP | ||||
| ORD | Sale | 138 | 46.6200 GBP | ||||
| ORD | Sale | 139 | 46.2200 GBP | ||||
| ORD | Sale | 140 | 46.0575 GBP | ||||
| ORD | Sale | 140 | 46.0850 GBP | ||||
| ORD | Sale | 141 | 46.1100 GBP | ||||
| ORD | Sale | 141 | 46.3575 GBP | ||||
| ORD | Sale | 144 | 46.2725 GBP | ||||
| ORD | Sale | 145 | 46.0495 GBP | ||||
| ORD | Sale | 145 | 46.1850 GBP | ||||
| ORD | Sale | 145 | 46.2325 GBP | ||||
| ORD | Sale | 147 | 46.1525 GBP | ||||
| ORD | Sale | 148 | 46.3875 GBP | ||||
| ORD | Sale | 151 | 46.2525 GBP | ||||
| ORD | Sale | 155 | 46.4250 GBP | ||||
| ORD | Sale | 157 | 46.0950 GBP | ||||
| ORD | Sale | 159 | 46.3950 GBP | ||||
| ORD | Sale | 161 | 46.1650 GBP | ||||
| ORD | Sale | 162 | 46.4950 GBP | ||||
| ORD | Sale | 167 | 46.0525 GBP | ||||
| ORD | Sale | 169 | 46.0800 GBP | ||||
| ORD | Sale | 169 | 46.1050 GBP | ||||
| ORD | Sale | 172 | 46.1250 GBP | ||||
| ORD | Sale | 176 | 46.7255 GBP | ||||
| ORD | Sale | 182 | 46.6500 GBP | ||||
| ORD | Sale | 183 | 46.0500 GBP | ||||
| ORD | Sale | 187 | 46.6050 GBP | ||||
| ORD | Sale | 189 | 46.7600 GBP | ||||
| ORD | Sale | 193 | 46.7305 GBP | ||||
| ORD | Sale | 196 | 46.7350 GBP | ||||
| ORD | Sale | 199 | 46.2975 GBP | ||||
| ORD | Sale | 199 | 46.4025 GBP | ||||
| ORD | Sale | 199 | 46.4125 GBP | ||||
| ORD | Sale | 199 | 46.4175 GBP | ||||
| ORD | Sale | 199 | 46.5750 GBP | ||||
| ORD | Sale | 199 | 46.6375 GBP | ||||
| ORD | Sale | 199 | 46.6775 GBP | ||||
| ORD | Sale | 199 | 46.6875 GBP | ||||
| ORD | Sale | 199 | 46.7330 GBP | ||||
| ORD | Sale | 200 | 510.0000 SEK | ||||
| ORD | Sale | 204 | 46.2300 GBP | ||||
| ORD | Sale | 217 | 46.3775 GBP | ||||
| ORD | Sale | 230 | 46.2375 GBP | ||||
| ORD | Sale | 232 | 46.3825 GBP | ||||
| ORD | Sale | 235 | 46.0450 GBP | ||||
| ORD | Sale | 237 | 46.0650 GBP | ||||
| ORD | Sale | 242 | 46.5675 GBP | ||||
| ORD | Sale | 244 | 46.1500 GBP | ||||
| ORD | Sale | 258 | 510.3372 SEK | ||||
| ORD | Sale | 267 | 46.6150 GBP | ||||
| ORD | Sale | 272 | 46.6350 GBP | ||||
| ORD | Sale | 277 | 46.7450 GBP | ||||
| ORD | Sale | 278 | 46.4100 GBP | ||||
| ORD | Sale | 278 | 46.6300 GBP | ||||
| ORD | Sale | 285 | 46.1275 GBP | ||||
| ORD | Sale | 286 | 46.2675 GBP | ||||
| ORD | Sale | 286 | 46.7266 GBP | ||||
| ORD | Sale | 296 | 46.2275 GBP | ||||
| ORD | Sale | 300 | 46.2650 GBP | ||||
| ORD | Sale | 302 | 46.7500 GBP | ||||
| ORD | Sale | 306 | 46.3186 GBP | ||||
| ORD | Sale | 309 | 46.3750 GBP | ||||
| ORD | Sale | 310 | 46.6475 GBP | ||||
| ORD | Sale | 318 | 514.0188 SEK | ||||
| ORD | Sale | 324 | 46.6400 GBP | ||||
| ORD | Sale | 343 | 46.3975 GBP | ||||
| ORD | Sale | 352 | 46.0823 GBP | ||||
| ORD | Sale | 353 | 46.3200 GBP | ||||
| ORD | Sale | 356 | 46.3100 GBP | ||||
| ORD | Sale | 357 | 46.0475 GBP | ||||
| ORD | Sale | 358 | 46.7200 GBP | ||||
| ORD | Sale | 362 | 46.2800 GBP | ||||
| ORD | Sale | 373 | 46.2575 GBP | ||||
| ORD | Sale | 388 | 46.0700 GBP | ||||
| ORD | Sale | 391 | 46.7250 GBP | ||||
| ORD | Sale | 392 | 46.6900 GBP | ||||
| ORD | Sale | 400 | 46.0300 GBP | ||||
| ORD | Sale | 402 | 46.4089 GBP | ||||
| ORD | Sale | 418 | 46.2825 GBP | ||||
| ORD | Sale | 421 | 46.2700 GBP | ||||
| ORD | Sale | 422 | 46.4200 GBP | ||||
| ORD | Sale | 426 | 46.3400 GBP | ||||
| ORD | Sale | 448 | 46.0125 GBP | ||||
| ORD | Sale | 450 | 46.7300 GBP | ||||
| ORD | Sale | 452 | 46.7000 GBP | ||||
| ORD | Sale | 458 | 511.5000 SEK | ||||
| ORD | Sale | 463 | 46.3025 GBP | ||||
| ORD | Sale | 469 | 46.3150 GBP | ||||
| ORD | Sale | 479 | 46.6950 GBP | ||||
| ORD | Sale | 483 | 46.2350 GBP | ||||
| ORD | Sale | 487 | 46.4300 GBP | ||||
| ORD | Sale | 489 | 46.2875 GBP | ||||
| ORD | Sale | 499 | 46.2600 GBP | ||||
| ORD | Sale | 521 | 511.4923 SEK | ||||
| ORD | Sale | 540 | 46.2850 GBP | ||||
| ORD | Sale | 574 | 46.2550 GBP | ||||
| ORD | Sale | 577 | 46.1082 GBP | ||||
| ORD | Sale | 580 | 46.7075 GBP | ||||
| ORD | Sale | 592 | 46.7275 GBP | ||||
| ORD | Sale | 606 | 46.6550 GBP | ||||
| ORD | Sale | 629 | 46.7100 GBP | ||||
| ORD | Sale | 636 | 46.6700 GBP | ||||
| ORD | Sale | 640 | 46.6850 GBP | ||||
| ORD | Sale | 661 | 46.3250 GBP | ||||
| ORD | Sale | 693 | 46.7225 GBP | ||||
| ORD | Sale | 710 | 46.6250 GBP | ||||
| ORD | Sale | 748 | 512.5681 SEK | ||||
| ORD | Sale | 749 | 46.5200 GBP | ||||
| ORD | Sale | 760 | 46.7400 GBP | ||||
| ORD | Sale | 773 | 46.0150 GBP | ||||
| ORD | Sale | 791 | 514.4652 SEK | ||||
| ORD | Sale | 816 | 514.8774 SEK | ||||
| ORD | Sale | 838 | 46.4150 GBP | ||||
| ORD | Sale | 852 | 46.3050 GBP | ||||
| ORD | Sale | 875 | 46.7251 GBP | ||||
| ORD | Sale | 890 | 511.1292 SEK | ||||
| ORD | Sale | 923 | 46.0000 GBP | ||||
| ORD | Sale | 968 | 46.2750 GBP | ||||
| ORD | Sale | 975 | 46.5050 GBP | ||||
| ORD | Sale | 1,030 | 46.2950 GBP | ||||
| ORD | Sale | 1,130 | 509.5000 SEK | ||||
| ORD | Sale | 1,144 | 46.6450 GBP | ||||
| ORD | Sale | 1,271 | 46.4000 GBP | ||||
| ORD | Sale | 1,291 | 46.4700 GBP | ||||
| ORD | Sale | 1,378 | 46.6100 GBP | ||||
| ORD | Sale | 1,818 | 46.7050 GBP | ||||
| ORD | Sale | 1,978 | 46.0250 GBP | ||||
| ORD | Sale | 2,467 | 511.6074 SEK | ||||
| ORD | Sale | 2,652 | 509.2053 SEK | ||||
| ORD | Sale | 3,025 | 514.2963 SEK | ||||
| ORD (traded as ADR) | Sale | 3,298 | 77.7844 USD | ||||
| ORD | Sale | 3,331 | 46.3927 GBP | ||||
| ORD | Sale | 3,960 | 46.5000 GBP | ||||
| ORD | Sale | 5,676 | 46.3397 GBP | ||||
| ORD | Sale | 6,666 | 46.5100 GBP | ||||
| ORD | Sale | 8,593 | 46.0050 GBP | ||||
| ORD | Sale | 9,299 | 46.5439 GBP | ||||
| ORD (traded as ADR) | Sale | 9,812 | 77.4972 USD | ||||
| ORD | Sale | 9,857 | 46.0200 GBP | ||||
| ORD | Sale | 10,513 | 46.2630 GBP | ||||
| ORD | Sale | 10,947 | 46.2545 GBP | ||||
| ORD | Sale | 11,296 | 511.0061 SEK | ||||
| ORD | Sale | 12,000 | 46.5054 GBP | ||||
| ORD | Sale | 18,721 | 46.3322 GBP | ||||
| ORD | Sale | 19,509 | 46.3396 GBP | ||||
| ORD | Sale | 20,486 | 46.3914 GBP | ||||
| ORD | Sale | 21,650 | 46.3542 GBP | ||||
| ORD | Sale | 24,173 | 46.3618 GBP | ||||
| ORD | Sale | 29,322 | 46.2408 GBP | ||||
| ORD | Sale | 39,143 | 46.4143 GBP | ||||
| ORD | Sale | 43,540 | 46.3691 GBP | ||||
| ORD | Sale | 46,000 | 46.0400 GBP | ||||
| ORD | Sale | 48,850 | 46.3957 GBP | ||||
| ORD | Sale | 58,703 | 46.2019 GBP | ||||
| ORD | Sale | 62,793 | 46.2654 GBP | ||||
| ORD | Sale | 66,940 | 46.3925 GBP | ||||
| ORD | Sale | 90,772 | 46.6822 GBP | ||||
| ORD | Sale | 100,000 | 46.0710 GBP | ||||
| ORD | Sale | 100,000 | 46.1008 GBP | ||||
| ORD | Sale | 109,946 | 46.4061 GBP | ||||
| ORD | Sale | 235,150 | 46.3838 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 69 | 46.7431 GBP | |||||
| ORD | CFD | Long | 94 | 46.7403 GBP | |||||
| ORD | CFD | Long | 352 | 46.0823 GBP | |||||
| ORD | SWAP | Long | 3,344 | 46.5627 GBP | |||||
| ORD | CFD | Long | 8,328 | 46.0588 GBP | |||||
| ORD | CFD | Long | 17,769 | 46.0655 GBP | |||||
| ORD | SWAP | Short | 286 | 46.5568 GBP | |||||
| ORD | SWAP | Short | 570 | 46.0851 GBP | |||||
| ORD | CFD | Short | 937 | 46.5364 GBP | |||||
| ORD | SWAP | Short | 2,454 | 46.0922 GBP | |||||
| ORD | SWAP | Short | 3,350 | 46.4031 GBP | |||||
| ORD | SWAP | Short | 3,665 | 46.0054 GBP | |||||
| ORD | CFD | Short | 4,233 | 46.5426 GBP | |||||
| ORD | CFD | Short | 5,613 | 46.3766 GBP | |||||
| ORD | CFD | Short | 7,028 | 46.7481 GBP | |||||
| ORD | SWAP | Short | 20,000 | 46.3031 GBP | |||||
| ORD | CFD | Short | 25,000 | 46.3879 GBP | |||||
| ORD | SWAP | Short | 100,000 | 46.5822 GBP | |||||
| ORD | SWAP | Short | 100,000 | 46.7287 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 3900 | 85 USD | American | 41776 | 0.1323 USD | ||||||||
| ORD | Call Options | Purchasing | 100000 | 85 USD | American | 41839 | 1.3000 USD | ||||||||
| ORD | Call Options | Purchasing | 4500 | 90 USD | American | 41811 | 0.2600 USD | ||||||||
| ORD | Call Options | Selling | 59400 | 77.5 USD | American | 41776 | 1.6500 USD | ||||||||
| ORD | Call Options | Selling | 40000 | 80 USD | American | 41776 | 0.6689 USD | ||||||||
| ORD | Call Options | Selling | 3900 | 80 USD | American | 41776 | 0.7207 USD | ||||||||
| ORD | Call Options | Selling | 16700 | 85 USD | American | 41811 | 1.1128 USD | ||||||||
| ORD | Put Options | Purchasing | 12500 | 65 USD | American | 41811 | 0.6492 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 75 USD | American | 41811 | 3.5000 USD | ||||||||
| ORD | Put Options | Purchasing | 422400 | 77.5 USD | American | 41776 | 1.6961 USD | ||||||||
| ORD | Put Options | Purchasing | 80000 | 80 USD | American | 41776 | 4.4000 USD | ||||||||
| ORD | Put Options | Selling | 8000 | 70 USD | American | 41811 | 1.3900 USD | ||||||||
| ORD | Put Options | Selling | 250000 | 75 USD | American | 41839 | 3.6000 USD | ||||||||
| ORD | Put Options | Selling | 61500 | 77.5 USD | American | 41776 | 1.7876 USD | ||||||||
| ORD | Put Options | Selling | 100 | 80 USD | American | 41811 | 6.0500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 12 May 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ASTRAZENECA PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Futures | Selling | -150,000 | 2.4600 | 18 Dec 2015 | ||||||||
| ORD | Futures | Selling | -69,000 | 3418.3728 | 16 May 2014 | ||||||||
| ORD | Futures | Purchased | 21,000 | 3749.5637 | 18 Jul 2014 | ||||||||
| ORD | Put Options | Purchased | -100,000 | 4500.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Written | 200,000 | 4200.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 150,000 | 4200.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -150,000 | 4200.0000 | American | 19 Sep 2014 | |||||||
| ORD | Call Options | Written | -4,000 | 4400.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -45,000 | 4500.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -400 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,300 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -700 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -6,200 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 60.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -13,200 | 65.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -13,500 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,600 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -280,000 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 77.5000 | American | 16 May 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Purchased | -7,000 | 80.0000 | American | 16 May 2014 | |||||||
| ORD | Put Options | Purchased | -13,200 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Purchased | -3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,900 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -5,300 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -4,600 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 600 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 2,000 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 50.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 50.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 300 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,400 | 55.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 200 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 400 | 57.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 6,400 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 5,000 | 62.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 62.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,000 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,500 | 65.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 6,300 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 4,500 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 28,700 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 2,100 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 25,100 | 72.5000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 700 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 19,600 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 5,400 | 75.0000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 7,700 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 5,328 | 75.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 114,400 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,700 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 38,900 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 2,600 | 77.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 3,582 | 77.5000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,900 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 500 | 77.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 176,900 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 52,700 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 300 | 65.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 1,400 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 67.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 198,200 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 10,000 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 13,400 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 10,200 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 75.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 2,400 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 896 | 80.0000 | American | 16 May 2014 | |||||||
| ORD | Call Options | Purchased | 135,300 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 500 | 82.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 82.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,791 | 85.0000 | American | 16 May 2014 | |||||||
| ORD | Call Options | Purchased | 3,900 | 85.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 33,300 | 85.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 6,400 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 2,700 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 4,600 | 85.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,800 | 90.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 12,700 | 90.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 800 | 90.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 8,700 | 95.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -300 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,500 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -13,500 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -400 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -100 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,000 | 70.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -100 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -100 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,100 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -7,900 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -500 | 72.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -3,600 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -7,400 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 72.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 72.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -10,200 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -3,600 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 75.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -59,400 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -28,500 | 77.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -15,400 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,000 | 77.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -216,800 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -49,000 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -111,400 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -400 | 80.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -5,600 | 80.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -600 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -349,900 | 82.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 82.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -12,900 | 85.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -172,900 | 85.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -55,000 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -352,900 | 87.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -500 | 90.0000 | American | 17 May 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
AstrazenecaBarclays