23rd May 2014 15:16
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ASTRAZENECA PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 May 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | PFIZER INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 15,090,738 | 1.20% | 7,439,104 | 0.60% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 1,200,198 | 0.10% | 6,861,472 | 0.54% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,678,906 | 0.13% | 4,196,131 | 0.33% | |||||||
| (4) | TOTAL: | ||||||||||
| 17,969,842 | 1.43% | 18,496,707 | 1.47% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 12 | 43.3025 GBP | ||||
| ORD | Purchase | 25 | 43.2525 GBP | ||||
| ORD | Purchase | 25 | 43.5900 GBP | ||||
| ORD | Purchase | 27 | 43.8650 GBP | ||||
| ORD | Purchase | 28 | 43.2725 GBP | ||||
| ORD | Purchase | 28 | 43.3525 GBP | ||||
| ORD | Purchase | 28 | 43.3625 GBP | ||||
| ORD | Purchase | 28 | 43.5400 GBP | ||||
| ORD | Purchase | 31 | 43.5890 GBP | ||||
| ORD | Purchase | 32 | 43.6725 GBP | ||||
| ORD | Purchase | 35 | 43.3595 GBP | ||||
| ORD | Purchase | 35 | 43.3975 GBP | ||||
| ORD | Purchase | 35 | 43.5545 GBP | ||||
| ORD | Purchase | 35 | 43.9450 GBP | ||||
| ORD | Purchase | 37 | 42.8925 GBP | ||||
| ORD | Purchase | 38 | 43.6455 GBP | ||||
| ORD | Purchase | 38 | 43.8130 GBP | ||||
| ORD | Purchase | 43 | 477.5358 SEK | ||||
| ORD | Purchase | 47 | 43.3125 GBP | ||||
| ORD | Purchase | 48 | 43.1250 GBP | ||||
| ORD | Purchase | 48 | 43.6900 GBP | ||||
| ORD | Purchase | 54 | 43.3675 GBP | ||||
| ORD | Purchase | 54 | 43.3695 GBP | ||||
| ORD | Purchase | 58 | 43.2300 GBP | ||||
| ORD | Purchase | 58 | 43.2400 GBP | ||||
| ORD | Purchase | 60 | 43.3100 GBP | ||||
| ORD | Purchase | 64 | 43.3575 GBP | ||||
| ORD | Purchase | 64 | 43.4825 GBP | ||||
| ORD | Purchase | 64 | 43.5075 GBP | ||||
| ORD | Purchase | 64 | 43.8020 GBP | ||||
| ORD | Purchase | 66 | 43.2025 GBP | ||||
| ORD | Purchase | 66 | 43.2045 GBP | ||||
| ORD | Purchase | 69 | 43.6820 GBP | ||||
| ORD | Purchase | 70 | 43.0550 GBP | ||||
| ORD | Purchase | 70 | 43.3150 GBP | ||||
| ORD | Purchase | 70 | 43.5130 GBP | ||||
| ORD | Purchase | 70 | 43.5300 GBP | ||||
| ORD | Purchase | 70 | 43.9150 GBP | ||||
| ORD | Purchase | 70 | 43.9300 GBP | ||||
| ORD | Purchase | 70 | 43.9500 GBP | ||||
| ORD | Purchase | 72 | 43.3295 GBP | ||||
| ORD | Purchase | 72 | 43.3325 GBP | ||||
| ORD | Purchase | 72 | 43.3345 GBP | ||||
| ORD | Purchase | 72 | 43.3395 GBP | ||||
| ORD | Purchase | 72 | 43.3825 GBP | ||||
| ORD | Purchase | 72 | 43.6750 GBP | ||||
| ORD | Purchase | 73 | 43.2775 GBP | ||||
| ORD | Purchase | 73 | 43.2975 GBP | ||||
| ORD | Purchase | 75 | 43.7700 GBP | ||||
| ORD | Purchase | 76 | 42.8730 GBP | ||||
| ORD | Purchase | 82 | 43.7450 GBP | ||||
| ORD | Purchase | 86 | 43.9000 GBP | ||||
| ORD | Purchase | 89 | 43.6550 GBP | ||||
| ORD | Purchase | 92 | 42.3000 GBP | ||||
| ORD | Purchase | 92 | 42.9450 GBP | ||||
| ORD | Purchase | 92 | 43.1950 GBP | ||||
| ORD | Purchase | 92 | 43.5150 GBP | ||||
| ORD | Purchase | 93 | 43.5700 GBP | ||||
| ORD | Purchase | 95 | 43.2070 GBP | ||||
| ORD | Purchase | 95 | 43.6800 GBP | ||||
| ORD | Purchase | 95 | 475.9000 SEK | ||||
| ORD | Purchase | 96 | 43.4250 GBP | ||||
| ORD | Purchase | 99 | 43.3475 GBP | ||||
| ORD | Purchase | 100 | 43.6895 GBP | ||||
| ORD (traded as ADR) | Purchase | 100 | 71.9100 USD | ||||
| ORD (traded as ADR) | Purchase | 100 | 72.1300 USD | ||||
| ORD (traded as ADR) | Purchase | 100 | 72.1630 USD | ||||
| ORD (traded as ADR) | Purchase | 100 | 72.1800 USD | ||||
| ORD | Purchase | 102 | 43.4200 GBP | ||||
| ORD | Purchase | 102 | 43.8000 GBP | ||||
| ORD | Purchase | 103 | 43.0175 GBP | ||||
| ORD | Purchase | 103 | 43.0200 GBP | ||||
| ORD | Purchase | 108 | 43.3725 GBP | ||||
| ORD | Purchase | 108 | 43.4125 GBP | ||||
| ORD | Purchase | 108 | 43.4575 GBP | ||||
| ORD | Purchase | 108 | 43.4900 GBP | ||||
| ORD | Purchase | 108 | 43.5275 GBP | ||||
| ORD | Purchase | 108 | 43.5575 GBP | ||||
| ORD | Purchase | 108 | 43.5850 GBP | ||||
| ORD | Purchase | 110 | 42.9000 GBP | ||||
| ORD | Purchase | 111 | 43.4625 GBP | ||||
| ORD | Purchase | 112 | 43.6000 GBP | ||||
| ORD | Purchase | 113 | 43.1875 GBP | ||||
| ORD | Purchase | 113 | 43.2125 GBP | ||||
| ORD | Purchase | 114 | 43.2625 GBP | ||||
| ORD | Purchase | 115 | 43.3396 GBP | ||||
| ORD | Purchase | 115 | 43.6350 GBP | ||||
| ORD | Purchase | 119 | 43.3375 GBP | ||||
| ORD | Purchase | 126 | 42.9350 GBP | ||||
| ORD | Purchase | 143 | 43.5450 GBP | ||||
| ORD | Purchase | 144 | 43.3650 GBP | ||||
| ORD | Purchase | 145 | 42.9025 GBP | ||||
| ORD | Purchase | 145 | 42.9375 GBP | ||||
| ORD | Purchase | 151 | 43.3175 GBP | ||||
| ORD | Purchase | 154 | 43.2750 GBP | ||||
| ORD | Purchase | 165 | 43.6400 GBP | ||||
| ORD | Purchase | 167 | 43.2800 GBP | ||||
| ORD | Purchase | 167 | 43.3245 GBP | ||||
| ORD | Purchase | 167 | 43.9200 GBP | ||||
| ORD (traded as ADR) | Purchase | 169 | 72.4069 USD | ||||
| ORD | Purchase | 170 | 42.9200 GBP | ||||
| ORD | Purchase | 171 | 43.1975 GBP | ||||
| ORD | Purchase | 172 | 43.2375 GBP | ||||
| ORD | Purchase | 176 | 43.2150 GBP | ||||
| ORD | Purchase | 179 | 43.3275 GBP | ||||
| ORD | Purchase | 180 | 42.8995 GBP | ||||
| ORD | Purchase | 183 | 43.2050 GBP | ||||
| ORD | Purchase | 183 | 43.3050 GBP | ||||
| ORD | Purchase | 183 | 43.4550 GBP | ||||
| ORD | Purchase | 191 | 43.6600 GBP | ||||
| ORD | Purchase | 192 | 43.4050 GBP | ||||
| ORD | Purchase | 193 | 43.3075 GBP | ||||
| ORD | Purchase | 193 | 43.4950 GBP | ||||
| ORD | Purchase | 199 | 43.0050 GBP | ||||
| ORD (traded as ADR) | Purchase | 200 | 72.2350 USD | ||||
| ORD (traded as ADR) | Purchase | 200 | 72.3900 USD | ||||
| ORD | Purchase | 201 | 43.6050 GBP | ||||
| ORD | Purchase | 206 | 43.7750 GBP | ||||
| ORD | Purchase | 208 | 43.4450 GBP | ||||
| ORD | Purchase | 210 | 43.9050 GBP | ||||
| ORD | Purchase | 212 | 43.2450 GBP | ||||
| ORD | Purchase | 212 | 43.9400 GBP | ||||
| ORD | Purchase | 215 | 43.7350 GBP | ||||
| ORD | Purchase | 220 | 43.3700 GBP | ||||
| ORD (traded as ADR) | Purchase | 223 | 72.0959 USD | ||||
| ORD | Purchase | 227 | 479.7259 SEK | ||||
| ORD | Purchase | 231 | 43.1600 GBP | ||||
| ORD | Purchase | 233 | 43.2995 GBP | ||||
| ORD | Purchase | 253 | 42.9250 GBP | ||||
| ORD (traded as ADR) | Purchase | 256 | 72.0156 USD | ||||
| ORD | Purchase | 258 | 43.2195 GBP | ||||
| ORD | Purchase | 259 | 43.0350 GBP | ||||
| ORD | Purchase | 263 | 43.2250 GBP | ||||
| ORD | Purchase | 265 | 43.4350 GBP | ||||
| ORD | Purchase | 270 | 43.0500 GBP | ||||
| ORD | Purchase | 280 | 43.7950 GBP | ||||
| ORD | Purchase | 280 | 43.8250 GBP | ||||
| ORD | Purchase | 280 | 43.8500 GBP | ||||
| ORD | Purchase | 280 | 43.8550 GBP | ||||
| ORD | Purchase | 282 | 43.2900 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 72.1033 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 72.1566 USD | ||||
| ORD | Purchase | 312 | 43.2650 GBP | ||||
| ORD | Purchase | 315 | 43.8950 GBP | ||||
| ORD | Purchase | 323 | 43.1750 GBP | ||||
| ORD (traded as ADR) | Purchase | 326 | 72.3200 USD | ||||
| ORD | Purchase | 342 | 43.1725 GBP | ||||
| ORD | Purchase | 343 | 43.4150 GBP | ||||
| ORD | Purchase | 348 | 43.2600 GBP | ||||
| ORD | Purchase | 379 | 43.2950 GBP | ||||
| ORD | Purchase | 387 | 43.6700 GBP | ||||
| ORD (traded as ADR) | Purchase | 391 | 72.1876 USD | ||||
| ORD | Purchase | 395 | 43.2350 GBP | ||||
| ORD | Purchase | 406 | 43.0150 GBP | ||||
| ORD | Purchase | 411 | 43.3600 GBP | ||||
| ORD | Purchase | 439 | 43.4850 GBP | ||||
| ORD (traded as ADR) | Purchase | 447 | 72.1115 USD | ||||
| ORD | Purchase | 456 | 43.4750 GBP | ||||
| ORD | Purchase | 458 | 43.6500 GBP | ||||
| ORD | Purchase | 468 | 43.3750 GBP | ||||
| ORD | Purchase | 471 | 43.6100 GBP | ||||
| ORD | Purchase | 484 | 43.1850 GBP | ||||
| ORD | Purchase | 488 | 43.8750 GBP | ||||
| ORD | Purchase | 500 | 43.6040 GBP | ||||
| ORD (traded as ADR) | Purchase | 500 | 72.1090 USD | ||||
| ORD (traded as ADR) | Purchase | 500 | 72.3400 USD | ||||
| ORD (traded as ADR) | Purchase | 500 | 72.3440 USD | ||||
| ORD (traded as ADR) | Purchase | 500 | 72.3520 USD | ||||
| ORD | Purchase | 507 | 43.3445 GBP | ||||
| ORD | Purchase | 539 | 43.2700 GBP | ||||
| ORD | Purchase | 546 | 43.3250 GBP | ||||
| ORD (traded as ADR) | Purchase | 576 | 72.0100 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 72.0997 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 72.1100 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 72.1525 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 72.2250 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 72.3358 USD | ||||
| ORD (traded as ADR) | Purchase | 615 | 72.3862 USD | ||||
| ORD | Purchase | 626 | 43.2550 GBP | ||||
| ORD | Purchase | 630 | 42.8750 GBP | ||||
| ORD | Purchase | 631 | 42.8900 GBP | ||||
| ORD | Purchase | 665 | 43.3850 GBP | ||||
| ORD | Purchase | 674 | 43.2200 GBP | ||||
| ORD | Purchase | 685 | 43.3550 GBP | ||||
| ORD | Purchase | 702 | 43.2686 GBP | ||||
| ORD | Purchase | 716 | 43.9250 GBP | ||||
| ORD | Purchase | 719 | 43.1900 GBP | ||||
| ORD | Purchase | 724 | 480.8448 SEK | ||||
| ORD | Purchase | 730 | 43.0300 GBP | ||||
| ORD | Purchase | 757 | 43.0600 GBP | ||||
| ORD (traded as ADR) | Purchase | 760 | 72.2951 USD | ||||
| ORD | Purchase | 793 | 43.3800 GBP | ||||
| ORD | Purchase | 794 | 43.3900 GBP | ||||
| ORD | Purchase | 800 | 43.0800 GBP | ||||
| ORD (traded as ADR) | Purchase | 800 | 73.1625 USD | ||||
| ORD | Purchase | 818 | 43.1350 GBP | ||||
| ORD | Purchase | 823 | 43.2000 GBP | ||||
| ORD | Purchase | 848 | 43.5100 GBP | ||||
| ORD | Purchase | 866 | 43.4650 GBP | ||||
| ORD (traded as ADR) | Purchase | 874 | 72.3473 USD | ||||
| ORD | Purchase | 892 | 43.1450 GBP | ||||
| ORD | Purchase | 896 | 43.4028 GBP | ||||
| ORD | Purchase | 911 | 42.8850 GBP | ||||
| ORD | Purchase | 931 | 43.7176 GBP | ||||
| ORD | Purchase | 967 | 43.3200 GBP | ||||
| ORD | Purchase | 1,000 | 43.4500 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,009 | 71.9800 USD | ||||
| ORD | Purchase | 1,024 | 485.6425 SEK | ||||
| ORD | Purchase | 1,046 | 43.6300 GBP | ||||
| ORD | Purchase | 1,122 | 43.2999 GBP | ||||
| ORD | Purchase | 1,200 | 43.2100 GBP | ||||
| ORD | Purchase | 1,200 | 43.5017 GBP | ||||
| ORD | Purchase | 1,223 | 43.3350 GBP | ||||
| ORD | Purchase | 1,241 | 42.8975 GBP | ||||
| ORD | Purchase | 1,251 | 43.1500 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,251 | 71.9983 USD | ||||
| ORD | Purchase | 1,256 | 43.4600 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,300 | 71.9884 USD | ||||
| ORD (traded as ADR) | Purchase | 1,300 | 72.1000 USD | ||||
| ORD (traded as ADR) | Purchase | 1,300 | 72.2131 USD | ||||
| ORD | Purchase | 1,303 | 43.3000 GBP | ||||
| ORD | Purchase | 1,337 | 483.1966 SEK | ||||
| ORD | Purchase | 1,374 | 43.5050 GBP | ||||
| ORD | Purchase | 1,384 | 43.3500 GBP | ||||
| ORD | Purchase | 1,391 | 43.4700 GBP | ||||
| ORD | Purchase | 1,500 | 44.0200 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 73.0276 USD | ||||
| ORD | Purchase | 1,525 | 485.2380 SEK | ||||
| ORD | Purchase | 1,536 | 42.8800 GBP | ||||
| ORD | Purchase | 1,580 | 43.5950 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,600 | 72.6425 USD | ||||
| ORD | Purchase | 1,606 | 43.3950 GBP | ||||
| ORD | Purchase | 1,628 | 43.8596 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,663 | 72.1600 USD | ||||
| ORD (traded as ADR) | Purchase | 1,697 | 72.1158 USD | ||||
| ORD (traded as ADR) | Purchase | 1,778 | 72.2952 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 72.3627 USD | ||||
| ORD (traded as ADR) | Purchase | 1,926 | 72.2621 USD | ||||
| ORD | Purchase | 1,966 | 42.8950 GBP | ||||
| ORD | Purchase | 2,010 | 43.0450 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,015 | 72.5934 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 72.3260 USD | ||||
| ORD (traded as ADR) | Purchase | 2,124 | 71.9605 USD | ||||
| ORD | Purchase | 2,408 | 43.4135 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,498 | 72.3656 USD | ||||
| ORD (traded as ADR) | Purchase | 2,500 | 72.3794 USD | ||||
| ORD | Purchase | 2,554 | 43.5000 GBP | ||||
| ORD | Purchase | 2,649 | 42.9050 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 72.0829 USD | ||||
| ORD (traded as ADR) | Purchase | 2,842 | 72.6694 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 72.4976 USD | ||||
| ORD (traded as ADR) | Purchase | 3,085 | 72.3084 USD | ||||
| ORD (traded as ADR) | Purchase | 3,200 | 72.2239 USD | ||||
| ORD | Purchase | 3,329 | 478.3128 SEK | ||||
| ORD | Purchase | 3,511 | 43.3797 GBP | ||||
| ORD | Purchase | 3,648 | 43.3450 GBP | ||||
| ORD | Purchase | 3,904 | 43.4596 GBP | ||||
| ORD | Purchase | 4,524 | 481.1754 SEK | ||||
| ORD (traded as ADR) | Purchase | 4,916 | 72.0605 USD | ||||
| ORD | Purchase | 5,152 | 43.4000 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,130 | 72.4617 USD | ||||
| ORD (traded as ADR) | Purchase | 6,243 | 72.6138 USD | ||||
| ORD | Purchase | 6,337 | 43.2252 GBP | ||||
| ORD | Purchase | 6,690 | 43.3300 GBP | ||||
| ORD | Purchase | 7,278 | 43.3400 GBP | ||||
| ORD | Purchase | 8,151 | 42.7500 GBP | ||||
| ORD | Purchase | 8,232 | 43.3048 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,488 | 72.1256 USD | ||||
| ORD (traded as ADR) | Purchase | 8,500 | 72.4610 USD | ||||
| ORD (traded as ADR) | Purchase | 8,649 | 72.0500 USD | ||||
| ORD (traded as ADR) | Purchase | 9,000 | 72.2670 USD | ||||
| ORD (traded as ADR) | Purchase | 9,167 | 72.7141 USD | ||||
| ORD (traded as ADR) | Purchase | 9,481 | 71.9807 USD | ||||
| ORD (traded as ADR) | Purchase | 9,564 | 72.0026 USD | ||||
| ORD (traded as ADR) | Purchase | 10,653 | 72.2933 USD | ||||
| ORD | Purchase | 10,716 | 43.3199 GBP | ||||
| ORD | Purchase | 11,994 | 482.8270 SEK | ||||
| ORD (traded as ADR) | Purchase | 12,025 | 72.7738 USD | ||||
| ORD (traded as ADR) | Purchase | 12,297 | 71.9986 USD | ||||
| ORD (traded as ADR) | Purchase | 13,600 | 72.0138 USD | ||||
| ORD | Purchase | 13,865 | 43.3034 GBP | ||||
| ORD (traded as ADR) | Purchase | 14,003 | 71.9994 USD | ||||
| ORD (traded as ADR) | Purchase | 14,735 | 72.3106 USD | ||||
| ORD (traded as ADR) | Purchase | 14,747 | 72.4417 USD | ||||
| ORD (traded as ADR) | Purchase | 18,728 | 72.8214 USD | ||||
| ORD | Purchase | 19,501 | 43.2356 GBP | ||||
| ORD (traded as ADR) | Purchase | 20,200 | 72.3845 USD | ||||
| ORD (traded as ADR) | Purchase | 21,327 | 72.8216 USD | ||||
| ORD (traded as ADR) | Purchase | 21,880 | 72.1348 USD | ||||
| ORD (traded as ADR) | Purchase | 22,000 | 72.0258 USD | ||||
| ORD (traded as ADR) | Purchase | 24,465 | 73.1769 USD | ||||
| ORD | Purchase | 24,758 | 43.3157 GBP | ||||
| ORD (traded as ADR) | Purchase | 26,910 | 72.0670 USD | ||||
| ORD | Purchase | 27,869 | 43.2022 GBP | ||||
| ORD | Purchase | 30,993 | 43.4063 GBP | ||||
| ORD (traded as ADR) | Purchase | 31,332 | 72.9295 USD | ||||
| ORD (traded as ADR) | Purchase | 32,300 | 72.4110 USD | ||||
| ORD (traded as ADR) | Purchase | 34,759 | 72.6224 USD | ||||
| ORD (traded as ADR) | Purchase | 35,217 | 72.3511 USD | ||||
| ORD (traded as ADR) | Purchase | 42,600 | 72.0539 USD | ||||
| ORD | Purchase | 43,672 | 43.2391 GBP | ||||
| ORD (traded as ADR) | Purchase | 49,006 | 72.5241 USD | ||||
| ORD (traded as ADR) | Purchase | 49,300 | 72.4574 USD | ||||
| ORD | Purchase | 52,763 | 481.6053 SEK | ||||
| ORD | Purchase | 54,860 | 43.1117 GBP | ||||
| ORD | Purchase | 61,728 | 43.3776 GBP | ||||
| ORD | Purchase | 64,525 | 43.6868 GBP | ||||
| ORD (traded as ADR) | Purchase | 66,200 | 72.0073 USD | ||||
| ORD | Purchase | 72,068 | 43.3534 GBP | ||||
| ORD (traded as ADR) | Purchase | 72,600 | 72.0000 USD | ||||
| ORD (traded as ADR) | Purchase | 80,988 | 72.0474 USD | ||||
| ORD | Purchase | 88,391 | 43.3518 GBP | ||||
| ORD | Purchase | 162,775 | 43.2951 GBP | ||||
| ORD | Purchase | 200,000 | 43.4597 GBP | ||||
| ORD | Purchase | 200,000 | 43.5552 GBP | ||||
| ORD | Purchase | 200,000 | 43.7509 GBP | ||||
| ORD (traded as ADR) | Purchase | 200,300 | 72.1692 USD | ||||
| ORD | Purchase | 323,441 | 44.0005 GBP | ||||
| ORD | Purchase | 350,000 | 43.2110 GBP | ||||
| ORD | Purchase | 382,739 | 43.1078 GBP | ||||
| ORD (traded as ADR) | Purchase | 487,000 | 73.6700 USD | ||||
| ORD | Purchase | 513,847 | 43.7729 GBP | ||||
| ORD | Purchase | 750,000 | 43.4300 GBP | ||||
| ORD | Sale | 12 | 43.3025 GBP | ||||
| ORD (traded as ADR) | Sale | 13 | 72.2300 USD | ||||
| ORD (traded as ADR) | Sale | 19 | 72.1500 USD | ||||
| ORD | Sale | 25 | 43.2525 GBP | ||||
| ORD | Sale | 25 | 43.5900 GBP | ||||
| ORD | Sale | 27 | 43.8650 GBP | ||||
| ORD | Sale | 28 | 43.2725 GBP | ||||
| ORD | Sale | 28 | 43.3525 GBP | ||||
| ORD | Sale | 28 | 43.3625 GBP | ||||
| ORD | Sale | 28 | 43.5400 GBP | ||||
| ORD | Sale | 31 | 43.5890 GBP | ||||
| ORD | Sale | 32 | 43.6725 GBP | ||||
| ORD | Sale | 33 | 43.3750 GBP | ||||
| ORD | Sale | 35 | 43.3595 GBP | ||||
| ORD | Sale | 35 | 43.5545 GBP | ||||
| ORD | Sale | 37 | 42.8925 GBP | ||||
| ORD | Sale | 38 | 43.6455 GBP | ||||
| ORD | Sale | 38 | 43.8130 GBP | ||||
| ORD | Sale | 47 | 43.3125 GBP | ||||
| ORD | Sale | 48 | 43.6900 GBP | ||||
| ORD | Sale | 54 | 43.3675 GBP | ||||
| ORD | Sale | 54 | 43.3695 GBP | ||||
| ORD | Sale | 58 | 43.2300 GBP | ||||
| ORD | Sale | 58 | 43.2400 GBP | ||||
| ORD | Sale | 60 | 43.3100 GBP | ||||
| ORD | Sale | 64 | 43.3575 GBP | ||||
| ORD | Sale | 64 | 43.4825 GBP | ||||
| ORD | Sale | 64 | 43.5075 GBP | ||||
| ORD | Sale | 64 | 43.8020 GBP | ||||
| ORD | Sale | 66 | 43.2025 GBP | ||||
| ORD | Sale | 66 | 43.2045 GBP | ||||
| ORD | Sale | 69 | 43.6820 GBP | ||||
| ORD | Sale | 70 | 43.0550 GBP | ||||
| ORD | Sale | 70 | 43.3150 GBP | ||||
| ORD | Sale | 70 | 43.5130 GBP | ||||
| ORD | Sale | 70 | 43.5300 GBP | ||||
| ORD | Sale | 70 | 43.9500 GBP | ||||
| ORD | Sale | 72 | 43.3295 GBP | ||||
| ORD | Sale | 72 | 43.3325 GBP | ||||
| ORD | Sale | 72 | 43.3345 GBP | ||||
| ORD | Sale | 72 | 43.3395 GBP | ||||
| ORD | Sale | 72 | 43.6750 GBP | ||||
| ORD | Sale | 73 | 43.2775 GBP | ||||
| ORD | Sale | 73 | 43.2975 GBP | ||||
| ORD | Sale | 76 | 42.8730 GBP | ||||
| ORD (traded as ADR) | Sale | 80 | 73.2400 USD | ||||
| ORD | Sale | 82 | 43.7450 GBP | ||||
| ORD (traded as ADR) | Sale | 85 | 72.1594 USD | ||||
| ORD | Sale | 92 | 42.3000 GBP | ||||
| ORD | Sale | 92 | 42.9450 GBP | ||||
| ORD | Sale | 92 | 43.1950 GBP | ||||
| ORD | Sale | 92 | 43.5150 GBP | ||||
| ORD | Sale | 93 | 43.5700 GBP | ||||
| ORD | Sale | 95 | 43.2070 GBP | ||||
| ORD | Sale | 96 | 43.4250 GBP | ||||
| ORD | Sale | 99 | 43.3475 GBP | ||||
| ORD | Sale | 100 | 43.6895 GBP | ||||
| ORD (traded as ADR) | Sale | 100 | 72.2800 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 72.3100 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 72.3200 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 72.3500 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 72.8110 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 72.9000 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 73.2700 USD | ||||
| ORD | Sale | 102 | 43.4200 GBP | ||||
| ORD | Sale | 102 | 43.8000 GBP | ||||
| ORD | Sale | 103 | 42.8936 GBP | ||||
| ORD | Sale | 103 | 43.0175 GBP | ||||
| ORD | Sale | 103 | 43.0200 GBP | ||||
| ORD | Sale | 108 | 43.3725 GBP | ||||
| ORD | Sale | 108 | 43.4125 GBP | ||||
| ORD | Sale | 108 | 43.4575 GBP | ||||
| ORD | Sale | 108 | 43.4900 GBP | ||||
| ORD | Sale | 108 | 43.5275 GBP | ||||
| ORD | Sale | 108 | 43.5575 GBP | ||||
| ORD | Sale | 108 | 43.5850 GBP | ||||
| ORD | Sale | 110 | 42.9000 GBP | ||||
| ORD | Sale | 111 | 43.4625 GBP | ||||
| ORD | Sale | 112 | 43.6000 GBP | ||||
| ORD | Sale | 113 | 43.1875 GBP | ||||
| ORD | Sale | 113 | 43.2125 GBP | ||||
| ORD | Sale | 114 | 43.2625 GBP | ||||
| ORD | Sale | 115 | 43.6350 GBP | ||||
| ORD | Sale | 119 | 43.3375 GBP | ||||
| ORD | Sale | 126 | 42.9350 GBP | ||||
| ORD | Sale | 127 | 43.3850 GBP | ||||
| ORD (traded as ADR) | Sale | 128 | 72.0156 USD | ||||
| ORD | Sale | 143 | 43.5450 GBP | ||||
| ORD | Sale | 144 | 43.3650 GBP | ||||
| ORD | Sale | 145 | 42.9025 GBP | ||||
| ORD | Sale | 145 | 42.9375 GBP | ||||
| ORD | Sale | 151 | 43.3175 GBP | ||||
| ORD | Sale | 165 | 43.6400 GBP | ||||
| ORD | Sale | 167 | 43.2800 GBP | ||||
| ORD | Sale | 167 | 43.3245 GBP | ||||
| ORD | Sale | 170 | 42.9200 GBP | ||||
| ORD | Sale | 171 | 43.1725 GBP | ||||
| ORD | Sale | 171 | 43.1975 GBP | ||||
| ORD | Sale | 172 | 43.2375 GBP | ||||
| ORD | Sale | 175 | 43.2513 GBP | ||||
| ORD | Sale | 176 | 43.2150 GBP | ||||
| ORD | Sale | 179 | 43.3275 GBP | ||||
| ORD | Sale | 180 | 42.8995 GBP | ||||
| ORD | Sale | 183 | 43.2050 GBP | ||||
| ORD | Sale | 183 | 43.3050 GBP | ||||
| ORD | Sale | 183 | 43.4550 GBP | ||||
| ORD | Sale | 188 | 43.3800 GBP | ||||
| ORD | Sale | 192 | 43.4050 GBP | ||||
| ORD | Sale | 193 | 43.3075 GBP | ||||
| ORD | Sale | 193 | 43.4950 GBP | ||||
| ORD | Sale | 199 | 43.0050 GBP | ||||
| ORD (traded as ADR) | Sale | 200 | 72.1100 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 72.3000 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 72.6650 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 72.8200 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 73.2800 USD | ||||
| ORD | Sale | 201 | 43.6050 GBP | ||||
| ORD | Sale | 208 | 43.4450 GBP | ||||
| ORD | Sale | 212 | 43.2450 GBP | ||||
| ORD | Sale | 220 | 43.3700 GBP | ||||
| ORD | Sale | 231 | 43.1600 GBP | ||||
| ORD | Sale | 231 | 479.4805 SEK | ||||
| ORD | Sale | 233 | 43.2995 GBP | ||||
| ORD | Sale | 248 | 43.3950 GBP | ||||
| ORD | Sale | 253 | 42.9250 GBP | ||||
| ORD | Sale | 258 | 43.2195 GBP | ||||
| ORD | Sale | 259 | 43.0350 GBP | ||||
| ORD | Sale | 263 | 43.2250 GBP | ||||
| ORD | Sale | 265 | 43.4350 GBP | ||||
| ORD | Sale | 270 | 43.0500 GBP | ||||
| ORD | Sale | 282 | 43.2900 GBP | ||||
| ORD | Sale | 283 | 43.2750 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 72.1206 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 72.1950 USD | ||||
| ORD | Sale | 312 | 43.2650 GBP | ||||
| ORD | Sale | 323 | 43.1750 GBP | ||||
| ORD | Sale | 343 | 43.4150 GBP | ||||
| ORD | Sale | 344 | 43.1200 GBP | ||||
| ORD | Sale | 348 | 43.2600 GBP | ||||
| ORD | Sale | 375 | 43.6358 GBP | ||||
| ORD | Sale | 387 | 43.6700 GBP | ||||
| ORD | Sale | 395 | 43.2350 GBP | ||||
| ORD (traded as ADR) | Sale | 400 | 72.2175 USD | ||||
| ORD | Sale | 406 | 43.0150 GBP | ||||
| ORD | Sale | 411 | 43.3600 GBP | ||||
| ORD | Sale | 434 | 43.2950 GBP | ||||
| ORD | Sale | 439 | 43.4850 GBP | ||||
| ORD | Sale | 446 | 43.6300 GBP | ||||
| ORD | Sale | 447 | 43.1850 GBP | ||||
| ORD | Sale | 456 | 43.4750 GBP | ||||
| ORD | Sale | 458 | 43.6500 GBP | ||||
| ORD (traded as ADR) | Sale | 465 | 72.3776 USD | ||||
| ORD | Sale | 471 | 43.6100 GBP | ||||
| ORD | Sale | 486 | 480.5000 SEK | ||||
| ORD | Sale | 500 | 43.6040 GBP | ||||
| ORD (traded as ADR) | Sale | 500 | 71.9100 USD | ||||
| ORD | Sale | 507 | 43.3445 GBP | ||||
| ORD | Sale | 532 | 43.9250 GBP | ||||
| ORD | Sale | 539 | 43.2700 GBP | ||||
| ORD | Sale | 546 | 43.3250 GBP | ||||
| ORD (traded as ADR) | Sale | 575 | 72.1800 USD | ||||
| ORD (traded as ADR) | Sale | 589 | 72.9100 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 72.2250 USD | ||||
| ORD | Sale | 626 | 43.2550 GBP | ||||
| ORD | Sale | 630 | 42.8750 GBP | ||||
| ORD | Sale | 631 | 42.8900 GBP | ||||
| ORD | Sale | 651 | 43.3550 GBP | ||||
| ORD | Sale | 674 | 43.2200 GBP | ||||
| ORD | Sale | 700 | 43.2500 GBP | ||||
| ORD | Sale | 700 | 43.2655 GBP | ||||
| ORD (traded as ADR) | Sale | 700 | 72.8800 USD | ||||
| ORD | Sale | 719 | 43.1900 GBP | ||||
| ORD | Sale | 730 | 43.0300 GBP | ||||
| ORD | Sale | 757 | 43.0600 GBP | ||||
| ORD | Sale | 800 | 43.0800 GBP | ||||
| ORD | Sale | 818 | 43.1350 GBP | ||||
| ORD | Sale | 823 | 43.2000 GBP | ||||
| ORD (traded as ADR) | Sale | 841 | 72.1982 USD | ||||
| ORD | Sale | 848 | 43.5100 GBP | ||||
| ORD | Sale | 866 | 43.4650 GBP | ||||
| ORD | Sale | 892 | 43.1450 GBP | ||||
| ORD (traded as ADR) | Sale | 898 | 72.3065 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 72.1280 USD | ||||
| ORD (traded as ADR) | Sale | 909 | 71.9800 USD | ||||
| ORD | Sale | 911 | 42.8850 GBP | ||||
| ORD (traded as ADR) | Sale | 911 | 72.9034 USD | ||||
| ORD | Sale | 967 | 43.3200 GBP | ||||
| ORD | Sale | 1,000 | 43.4500 GBP | ||||
| ORD | Sale | 1,052 | 481.1992 SEK | ||||
| ORD (traded as ADR) | Sale | 1,100 | 72.3063 USD | ||||
| ORD (traded as ADR) | Sale | 1,100 | 73.2054 USD | ||||
| ORD | Sale | 1,200 | 43.2100 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 72.3641 USD | ||||
| ORD (traded as ADR) | Sale | 1,220 | 73.2255 USD | ||||
| ORD | Sale | 1,223 | 43.3350 GBP | ||||
| ORD | Sale | 1,241 | 42.8975 GBP | ||||
| ORD | Sale | 1,251 | 43.1500 GBP | ||||
| ORD | Sale | 1,256 | 43.4600 GBP | ||||
| ORD (traded as ADR) | Sale | 1,300 | 72.2131 USD | ||||
| ORD | Sale | 1,303 | 43.3000 GBP | ||||
| ORD | Sale | 1,374 | 43.5050 GBP | ||||
| ORD | Sale | 1,384 | 43.3500 GBP | ||||
| ORD | Sale | 1,391 | 43.4700 GBP | ||||
| ORD | Sale | 1,475 | 477.5000 SEK | ||||
| ORD | Sale | 1,513 | 480.6421 SEK | ||||
| ORD | Sale | 1,536 | 42.8800 GBP | ||||
| ORD | Sale | 1,580 | 43.5950 GBP | ||||
| ORD (traded as ADR) | Sale | 1,600 | 72.2443 USD | ||||
| ORD (traded as ADR) | Sale | 1,663 | 72.1600 USD | ||||
| ORD | Sale | 1,717 | 480.2728 SEK | ||||
| ORD | Sale | 1,720 | 480.7406 SEK | ||||
| ORD (traded as ADR) | Sale | 1,800 | 72.9833 USD | ||||
| ORD | Sale | 1,966 | 42.8950 GBP | ||||
| ORD | Sale | 2,010 | 43.0450 GBP | ||||
| ORD | Sale | 2,161 | 43.4313 GBP | ||||
| ORD | Sale | 2,380 | 43.4000 GBP | ||||
| ORD | Sale | 2,554 | 43.5000 GBP | ||||
| ORD | Sale | 2,649 | 42.9050 GBP | ||||
| ORD (traded as ADR) | Sale | 2,848 | 72.4086 USD | ||||
| ORD (traded as ADR) | Sale | 2,913 | 72.1221 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 72.3520 USD | ||||
| ORD (traded as ADR) | Sale | 3,266 | 72.7503 USD | ||||
| ORD (traded as ADR) | Sale | 3,637 | 72.6233 USD | ||||
| ORD | Sale | 3,648 | 43.3450 GBP | ||||
| ORD (traded as ADR) | Sale | 4,100 | 72.4568 USD | ||||
| ORD (traded as ADR) | Sale | 4,930 | 72.8972 USD | ||||
| ORD | Sale | 4,938 | 485.6229 SEK | ||||
| ORD (traded as ADR) | Sale | 5,000 | 73.3944 USD | ||||
| ORD | Sale | 5,176 | 479.4999 SEK | ||||
| ORD (traded as ADR) | Sale | 5,250 | 72.1248 USD | ||||
| ORD | Sale | 6,661 | 480.1325 SEK | ||||
| ORD (traded as ADR) | Sale | 7,239 | 72.0530 USD | ||||
| ORD (traded as ADR) | Sale | 7,500 | 72.0500 USD | ||||
| ORD | Sale | 7,551 | 483.8056 SEK | ||||
| ORD | Sale | 7,678 | 43.3400 GBP | ||||
| ORD (traded as ADR) | Sale | 7,689 | 72.6298 USD | ||||
| ORD (traded as ADR) | Sale | 8,069 | 72.1460 USD | ||||
| ORD (traded as ADR) | Sale | 8,103 | 72.5213 USD | ||||
| ORD (traded as ADR) | Sale | 8,300 | 72.2074 USD | ||||
| ORD | Sale | 8,820 | 485.5252 SEK | ||||
| ORD | Sale | 10,000 | 42.7414 GBP | ||||
| ORD (traded as ADR) | Sale | 10,600 | 72.9756 USD | ||||
| ORD | Sale | 14,800 | 43.3341 GBP | ||||
| ORD (traded as ADR) | Sale | 15,666 | 72.9295 USD | ||||
| ORD (traded as ADR) | Sale | 17,085 | 72.6783 USD | ||||
| ORD | Sale | 17,507 | 43.2886 GBP | ||||
| ORD (traded as ADR) | Sale | 19,400 | 72.0726 USD | ||||
| ORD | Sale | 21,245 | 43.3913 GBP | ||||
| ORD (traded as ADR) | Sale | 21,576 | 72.1256 USD | ||||
| ORD (traded as ADR) | Sale | 25,300 | 72.4676 USD | ||||
| ORD | Sale | 26,811 | 43.3091 GBP | ||||
| ORD | Sale | 30,307 | 43.2415 GBP | ||||
| ORD | Sale | 33,428 | 43.1455 GBP | ||||
| ORD | Sale | 35,340 | 479.9295 SEK | ||||
| ORD | Sale | 35,493 | 42.7500 GBP | ||||
| ORD | Sale | 38,529 | 43.2763 GBP | ||||
| ORD | Sale | 49,442 | 43.1800 GBP | ||||
| ORD | Sale | 56,132 | 43.3300 GBP | ||||
| ORD | Sale | 56,452 | 43.3863 GBP | ||||
| ORD (traded as ADR) | Sale | 58,300 | 72.4641 USD | ||||
| ORD | Sale | 62,986 | 43.3759 GBP | ||||
| ORD (traded as ADR) | Sale | 71,100 | 72.0080 USD | ||||
| ORD (traded as ADR) | Sale | 71,800 | 72.1760 USD | ||||
| ORD | Sale | 72,821 | 43.3653 GBP | ||||
| ORD | Sale | 75,785 | 43.3799 GBP | ||||
| ORD (traded as ADR) | Sale | 83,572 | 72.1509 USD | ||||
| ORD | Sale | 83,600 | 43.3049 GBP | ||||
| ORD (traded as ADR) | Sale | 88,068 | 73.2821 USD | ||||
| ORD | Sale | 110,007 | 43.3736 GBP | ||||
| ORD | Sale | 120,913 | 43.3524 GBP | ||||
| ORD (traded as ADR) | Sale | 123,594 | 72.2028 USD | ||||
| ORD | Sale | 135,000 | 43.8855 GBP | ||||
| ORD | Sale | 135,083 | 43.2852 GBP | ||||
| ORD | Sale | 182,500 | 43.3048 GBP | ||||
| ORD | Sale | 184,609 | 43.3243 GBP | ||||
| ORD (traded as ADR) | Sale | 222,097 | 72.0496 USD | ||||
| ORD | Sale | 242,282 | 43.0828 GBP | ||||
| ORD | Sale | 295,841 | 43.1902 GBP | ||||
| ORD (traded as ADR) | Sale | 487,000 | 73.6700 USD | ||||
| ORD | Sale | 553,000 | 43.6993 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
| ORD | SWAP | Long | 103 | 42.8965 GBP |
| ORD | SWAP | Long | 901 | 43.5442 GBP |
| ORD | CFD | Long | 1,000 | 42.7462 GBP |
| ORD | SWAP | Long | 11,473 | 43.4081 GBP |
| ORD | CFD | Long | 11,943 | 43.4669 GBP |
| ORD | CFD | Long | 13,060 | 43.0941 GBP |
| ORD | SWAP | Long | 15,100 | 42.7500 GBP |
| ORD | CFD | Long | 25,233 | 43.6137 GBP |
| ORD | SWAP | Long | 39,737 | 43.3863 GBP |
| ORD | SWAP | Short | 124 | 43.2452 GBP |
| ORD | CFD | Short | 265 | 479.5438 SEK |
| ORD | SWAP | Short | 896 | 43.4028 GBP |
| ORD | SWAP | Short | 1,508 | 43.2530 GBP |
| ORD | CFD | Short | 1,573 | 43.0295 GBP |
| ORD | SWAP | Short | 1,628 | 43.8596 GBP |
| ORD | SWAP | Short | 2,284 | 43.4195 GBP |
| ORD | CFD | Short | 8,390 | 42.7816 GBP |
| ORD | SWAP | Short | 11,466 | 43.4068 GBP |
| ORD | CFD | Short | 18,629 | 43.1904 GBP |
| ORD | SWAP | Short | 24,458 | 42.9147 GBP |
| ORD | CFD | Short | 28,256 | 43.2707 GBP |
| ORD | SWAP | Short | 64,525 | 43.6868 GBP |
| ORD | CFD | Short | 76,336 | 43.2321 GBP |
| ORD | SWAP | Short | 200,000 | 43.5552 GBP |
| ORD | SWAP | Short | 200,000 | 43.7509 GBP |
| ORD | SWAP | Short | 323,441 | 44.0005 GBP |
| ORD | SWAP | Short | 513,847 | 43.7729 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 225,000 | 80 USD | American | 19 Jul 2014 | 1.1000 USD | ||||||||
| ORD | Call Options | Purchasing | 14,500 | 80 USD | American | 17 Jan 2015 | 3.6000 USD | ||||||||
| ORD | Call Options | Purchasing | 95,000 | 90 USD | American | 18 Oct 2014 | 0.6000 USD | ||||||||
| ORD | Call Options | Selling | 69,000 | 75 USD | American | 21 Jun 2014 | 2.0017 USD | ||||||||
| ORD | Call Options | Selling | 95,000 | 80 USD | American | 18 Oct 2014 | 2.9000 USD | ||||||||
| ORD | Call Options | Selling | 227,000 | 80 USD | American | 17 Jan 2015 | 3.5000 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 57.5 USD | American | 17 Jan 2015 | 1.3000 USD | ||||||||
| ORD | Put Options | Purchasing | 400 | 60 USD | American | 17 Jan 2015 | 1.9500 USD | ||||||||
| ORD | Put Options | Purchasing | 100 | 60 USD | American | 17 Jan 2015 | 2.1800 USD | ||||||||
| ORD | Put Options | Purchasing | 10,000 | 62.5 USD | American | 17 Jan 2015 | 3.0000 USD | ||||||||
| ORD | Put Options | Purchasing | 190,000 | 65 USD | American | 19 Jul 2014 | 0.7500 USD | ||||||||
| ORD | Put Options | Purchasing | 250,000 | 65 USD | American | 17 Jan 2015 | 3.7000 USD | ||||||||
| ORD | Put Options | Purchasing | 75,000 | 65 USD | American | 17 Jan 2015 | 3.8904 USD | ||||||||
| ORD | Put Options | Purchasing | 400 | 67.5 USD | American | 17 Jan 2015 | 4.8000 USD | ||||||||
| ORD | Put Options | Purchasing | 800 | 70 USD | American | 18 Oct 2014 | 4.5100 USD | ||||||||
| ORD | Put Options | Purchasing | 11,100 | 70 USD | American | 17 Jan 2015 | 6.2000 USD | ||||||||
| ORD | Put Options | Selling | 100 | 50 USD | American | 17 Jan 2015 | 0.6300 USD | ||||||||
| ORD | Put Options | Selling | 1,400 | 65 USD | American | 17 Jan 2015 | 3.7571 USD | ||||||||
| ORD | Put Options | Selling | 75,000 | 70 USD | American | 21 Jun 2014 | 1.9404 USD | ||||||||
| ORD | Put Options | Selling | 800 | 70 USD | American | 19 Jul 2014 | 2.5500 USD | ||||||||
| ORD | Put Options | Selling | 2,400 | 70 USD | American | 17 Jan 2015 | 6.2000 USD | ||||||||
| ORD | Put Options | Selling | 155,900 | 72.5 USD | American | 21 Jun 2014 | 3.0000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 23 May 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ASTRAZENECA PLC | |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Futures | Selling | -150,000 | 2.4600 | 18 Dec 2015 | ||||||||
| ORD | Futures | Purchased | 21,000 | 3749.5637 | 18 Jul 2014 | ||||||||
| ORD | Put Options | Purchased | -100,000 | 4500.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Written | 200,000 | 4200.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 150,000 | 4200.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -150,000 | 4200.0000 | American | 19 Sep 2014 | |||||||
| ORD | Call Options | Written | -4,000 | 4400.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -45,000 | 4500.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -400 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,300 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -700 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -6,200 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -600 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -10,000 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -97,600 | 65.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -191,900 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -325,000 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -47,000 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -51,700 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 67.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,792 | 70.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -75,000 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -800 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -11,100 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -58,000 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -280,000 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -5,300 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -4,600 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 600 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 2,500 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 50.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 50.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 100 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,400 | 55.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 200 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 400 | 57.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 4,900 | 60.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 1,800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 10,200 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,100 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 34,000 | 62.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 100 | 62.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 2,700 | 62.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 6,600 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 8,000 | 65.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 3,400 | 65.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 8,700 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 14,700 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 36,000 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 800 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 2,100 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,400 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 195,900 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 19,600 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 400 | 72.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 20,300 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 5,328 | 75.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 114,400 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,700 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,500 | 77.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 3,582 | 77.5000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,900 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 500 | 77.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 55,000 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 82.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,000 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,200 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 198,200 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 10,000 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 13,400 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 11,100 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,792 | 72.5000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 65,900 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 8,061 | 75.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 2,400 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 2,000 | 80.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 106,500 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 185,000 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 11,100 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 2,100 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 4,600 | 85.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,800 | 90.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 13,800 | 90.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 95,000 | 90.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 1,100 | 90.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 8,700 | 95.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -300 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,500 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -13,500 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 65.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -400 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -100 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -896 | 70.0000 | American | 16 Jan 2015 | |||||||
| ORD | Call Options | Written | -12,600 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -4,800 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -7,400 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 72.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -700 | 72.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -49,200 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -4,000 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -9,100 | 75.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -98,500 | 77.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -31,900 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,000 | 77.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -2,000 | 80.0000 | American | 30 May 2014 | |||||||
| ORD | Call Options | Written | -285,900 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -12,700 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -101,200 | 80.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -122,600 | 80.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -500 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -57,700 | 82.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -2,500 | 82.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -2,300 | 82.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -846,200 | 85.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -55,000 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -783,200 | 87.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -100 | 87.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,500 | 87.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -145,900 | 90.0000 | American | 21 Jun 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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