8th May 2014 14:08
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ASTRAZENECA PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 7 May 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | PFIZER INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 16,218,630 | 1.28% | 5,009,145 | 0.40% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 758,977 | 0.06% | 8,788,537 | 0.70% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,414,140 | 0.11% | 2,183,643 | 0.17% | |||||||
| (4) | TOTAL: | ||||||||||
| 18,391,747 | 1.45% | 15,981,325 | 1.27% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 15 | 46.4550 GBP | ||||
| ORD | Purchase | 20 | 46.3875 GBP | ||||
| ORD | Purchase | 25 | 46.3925 GBP | ||||
| ORD | Purchase | 31 | 46.1980 GBP | ||||
| ORD | Purchase | 32 | 46.3175 GBP | ||||
| ORD | Purchase | 38 | 46.1995 GBP | ||||
| ORD | Purchase | 40 | 46.0960 GBP | ||||
| ORD | Purchase | 42 | 46.5970 GBP | ||||
| ORD | Purchase | 45 | 46.2447 GBP | ||||
| ORD | Purchase | 49 | 46.2090 GBP | ||||
| ORD | Purchase | 54 | 46.2095 GBP | ||||
| ORD | Purchase | 55 | 46.1975 GBP | ||||
| ORD | Purchase | 63 | 46.1150 GBP | ||||
| ORD | Purchase | 63 | 46.1275 GBP | ||||
| ORD | Purchase | 63 | 46.2220 GBP | ||||
| ORD | Purchase | 63 | 46.2345 GBP | ||||
| ORD | Purchase | 63 | 46.3370 GBP | ||||
| ORD | Purchase | 63 | 46.3675 GBP | ||||
| ORD | Purchase | 63 | 46.4425 GBP | ||||
| ORD | Purchase | 65 | 46.2070 GBP | ||||
| ORD | Purchase | 66 | 46.2190 GBP | ||||
| ORD | Purchase | 66 | 46.4370 GBP | ||||
| ORD | Purchase | 70 | 46.1025 GBP | ||||
| ORD | Purchase | 70 | 46.2625 GBP | ||||
| ORD | Purchase | 70 | 46.5350 GBP | ||||
| ORD | Purchase | 70 | 46.5650 GBP | ||||
| ORD | Purchase | 71 | 46.3025 GBP | ||||
| ORD | Purchase | 71 | 46.4795 GBP | ||||
| ORD | Purchase | 72 | 46.5375 GBP | ||||
| ORD | Purchase | 73 | 46.2365 GBP | ||||
| ORD | Purchase | 73 | 46.3625 GBP | ||||
| ORD | Purchase | 75 | 46.2245 GBP | ||||
| ORD | Purchase | 75 | 46.3825 GBP | ||||
| ORD | Purchase | 78 | 46.2045 GBP | ||||
| ORD | Purchase | 78 | 46.3475 GBP | ||||
| ORD | Purchase | 78 | 46.4350 GBP | ||||
| ORD | Purchase | 80 | 46.3775 GBP | ||||
| ORD | Purchase | 81 | 46.4625 GBP | ||||
| ORD | Purchase | 86 | 46.2570 GBP | ||||
| ORD | Purchase | 86 | 46.2575 GBP | ||||
| ORD | Purchase | 95 | 46.2480 GBP | ||||
| ORD | Purchase | 98 | 46.1880 GBP | ||||
| ORD | Purchase | 98 | 46.4330 GBP | ||||
| ORD | Purchase | 100 | 46.3230 GBP | ||||
| ORD (traded as ADR) | Purchase | 101 | 78.5200 USD | ||||
| ORD | Purchase | 102 | 46.4650 GBP | ||||
| ORD | Purchase | 107 | 46.3530 GBP | ||||
| ORD | Purchase | 107 | 46.3945 GBP | ||||
| ORD | Purchase | 108 | 46.4430 GBP | ||||
| ORD | Purchase | 119 | 46.2225 GBP | ||||
| ORD | Purchase | 119 | 46.2945 GBP | ||||
| ORD | Purchase | 122 | 46.1300 GBP | ||||
| ORD | Purchase | 125 | 46.4225 GBP | ||||
| ORD | Purchase | 127 | 46.3575 GBP | ||||
| ORD | Purchase | 130 | 46.2975 GBP | ||||
| ORD | Purchase | 132 | 46.1675 GBP | ||||
| ORD | Purchase | 135 | 46.1875 GBP | ||||
| ORD | Purchase | 141 | 46.2830 GBP | ||||
| ORD | Purchase | 143 | 46.3725 GBP | ||||
| ORD | Purchase | 144 | 46.4575 GBP | ||||
| ORD | Purchase | 148 | 46.4300 GBP | ||||
| ORD | Purchase | 150 | 46.2995 GBP | ||||
| ORD | Purchase | 154 | 46.3020 GBP | ||||
| ORD | Purchase | 162 | 46.5450 GBP | ||||
| ORD | Purchase | 168 | 46.3275 GBP | ||||
| ORD | Purchase | 168 | 46.4025 GBP | ||||
| ORD | Purchase | 171 | 46.1810 GBP | ||||
| ORD | Purchase | 175 | 46.1775 GBP | ||||
| ORD | Purchase | 180 | 46.2675 GBP | ||||
| ORD | Purchase | 181 | 46.3700 GBP | ||||
| ORD | Purchase | 186 | 46.1825 GBP | ||||
| ORD | Purchase | 200 | 46.2125 GBP | ||||
| ORD | Purchase | 211 | 46.2875 GBP | ||||
| ORD | Purchase | 211 | 46.5200 GBP | ||||
| ORD | Purchase | 219 | 46.1625 GBP | ||||
| ORD | Purchase | 233 | 46.2900 GBP | ||||
| ORD | Purchase | 237 | 46.5800 GBP | ||||
| ORD | Purchase | 242 | 514.5000 SEK | ||||
| ORD | Purchase | 247 | 46.1425 GBP | ||||
| ORD | Purchase | 255 | 46.4050 GBP | ||||
| ORD | Purchase | 260 | 46.2325 GBP | ||||
| ORD | Purchase | 263 | 46.4850 GBP | ||||
| ORD | Purchase | 278 | 46.3450 GBP | ||||
| ORD | Purchase | 287 | 46.2925 GBP | ||||
| ORD | Purchase | 289 | 46.5250 GBP | ||||
| ORD | Purchase | 296 | 46.3800 GBP | ||||
| ORD | Purchase | 300 | 46.1974 GBP | ||||
| ORD | Purchase | 319 | 46.5500 GBP | ||||
| ORD | Purchase | 320 | 46.2850 GBP | ||||
| ORD | Purchase | 326 | 46.1600 GBP | ||||
| ORD | Purchase | 338 | 46.4250 GBP | ||||
| ORD | Purchase | 341 | 46.4150 GBP | ||||
| ORD | Purchase | 345 | 46.1840 GBP | ||||
| ORD | Purchase | 351 | 46.1325 GBP | ||||
| ORD | Purchase | 379 | 46.3525 GBP | ||||
| ORD | Purchase | 385 | 46.1475 GBP | ||||
| ORD | Purchase | 390 | 508.5000 SEK | ||||
| ORD | Purchase | 390 | 510.0000 SEK | ||||
| ORD | Purchase | 415 | 46.4600 GBP | ||||
| ORD | Purchase | 433 | 46.2425 GBP | ||||
| ORD | Purchase | 436 | 46.2650 GBP | ||||
| ORD | Purchase | 442 | 46.5525 GBP | ||||
| ORD | Purchase | 444 | 46.1250 GBP | ||||
| ORD | Purchase | 449 | 46.5300 GBP | ||||
| ORD | Purchase | 459 | 46.3225 GBP | ||||
| ORD | Purchase | 460 | 46.4100 GBP | ||||
| ORD | Purchase | 466 | 46.2950 GBP | ||||
| ORD | Purchase | 470 | 46.2025 GBP | ||||
| ORD | Purchase | 473 | 46.3200 GBP | ||||
| ORD | Purchase | 484 | 46.2375 GBP | ||||
| ORD | Purchase | 509 | 46.5100 GBP | ||||
| ORD | Purchase | 510 | 46.5050 GBP | ||||
| ORD | Purchase | 538 | 46.3950 GBP | ||||
| ORD | Purchase | 551 | 46.2475 GBP | ||||
| ORD | Purchase | 551 | 46.5550 GBP | ||||
| ORD | Purchase | 561 | 46.1820 GBP | ||||
| ORD | Purchase | 566 | 46.2450 GBP | ||||
| ORD | Purchase | 573 | 46.3411 GBP | ||||
| ORD | Purchase | 580 | 46.3900 GBP | ||||
| ORD | Purchase | 585 | 513.5000 SEK | ||||
| ORD | Purchase | 602 | 46.2202 GBP | ||||
| ORD | Purchase | 633 | 46.5750 GBP | ||||
| ORD | Purchase | 644 | 46.3400 GBP | ||||
| ORD | Purchase | 676 | 46.3750 GBP | ||||
| ORD | Purchase | 690 | 46.1000 GBP | ||||
| ORD | Purchase | 693 | 46.4200 GBP | ||||
| ORD | Purchase | 727 | 46.4526 GBP | ||||
| ORD | Purchase | 732 | 46.1350 GBP | ||||
| ORD | Purchase | 734 | 46.2525 GBP | ||||
| ORD | Purchase | 740 | 46.2275 GBP | ||||
| ORD | Purchase | 743 | 46.1450 GBP | ||||
| ORD | Purchase | 745 | 46.2136 GBP | ||||
| ORD | Purchase | 748 | 46.3300 GBP | ||||
| ORD | Purchase | 749 | 46.2550 GBP | ||||
| ORD | Purchase | 757 | 46.5000 GBP | ||||
| ORD | Purchase | 788 | 46.4450 GBP | ||||
| ORD | Purchase | 797 | 46.3550 GBP | ||||
| ORD | Purchase | 850 | 46.1650 GBP | ||||
| ORD | Purchase | 908 | 46.1550 GBP | ||||
| ORD | Purchase | 948 | 46.3850 GBP | ||||
| ORD | Purchase | 975 | 509.5000 SEK | ||||
| ORD | Purchase | 1,017 | 46.2725 GBP | ||||
| ORD | Purchase | 1,018 | 46.2775 GBP | ||||
| ORD | Purchase | 1,045 | 46.4800 GBP | ||||
| ORD | Purchase | 1,084 | 46.3650 GBP | ||||
| ORD | Purchase | 1,101 | 512.5000 SEK | ||||
| ORD | Purchase | 1,260 | 46.2700 GBP | ||||
| ORD | Purchase | 1,347 | 46.2400 GBP | ||||
| ORD | Purchase | 1,348 | 46.2300 GBP | ||||
| ORD | Purchase | 1,385 | 46.4400 GBP | ||||
| ORD | Purchase | 1,393 | 46.1900 GBP | ||||
| ORD | Purchase | 1,455 | 46.3425 GBP | ||||
| ORD | Purchase | 1,489 | 46.3100 GBP | ||||
| ORD | Purchase | 1,504 | 46.3140 GBP | ||||
| ORD | Purchase | 1,508 | 46.2075 GBP | ||||
| ORD | Purchase | 1,529 | 46.3350 GBP | ||||
| ORD | Purchase | 1,547 | 46.5150 GBP | ||||
| ORD | Purchase | 1,560 | 510.5000 SEK | ||||
| ORD | Purchase | 1,627 | 511.3521 SEK | ||||
| ORD | Purchase | 1,725 | 46.2350 GBP | ||||
| ORD | Purchase | 1,919 | 46.3050 GBP | ||||
| ORD | Purchase | 1,926 | 46.1700 GBP | ||||
| ORD | Purchase | 1,935 | 46.5400 GBP | ||||
| ORD | Purchase | 2,024 | 46.2800 GBP | ||||
| ORD | Purchase | 2,046 | 46.3250 GBP | ||||
| ORD | Purchase | 2,060 | 46.5071 GBP | ||||
| ORD | Purchase | 2,113 | 46.1950 GBP | ||||
| ORD | Purchase | 2,145 | 512.0000 SEK | ||||
| ORD | Purchase | 2,175 | 46.2150 GBP | ||||
| ORD | Purchase | 2,186 | 46.3150 GBP | ||||
| ORD | Purchase | 2,197 | 46.3500 GBP | ||||
| ORD | Purchase | 2,374 | 46.1750 GBP | ||||
| ORD | Purchase | 2,480 | 46.2750 GBP | ||||
| ORD | Purchase | 2,540 | 510.3866 SEK | ||||
| ORD | Purchase | 2,595 | 46.4500 GBP | ||||
| ORD | Purchase | 2,618 | 46.2200 GBP | ||||
| ORD | Purchase | 2,620 | 511.0000 SEK | ||||
| ORD | Purchase | 2,654 | 46.3600 GBP | ||||
| ORD | Purchase | 2,719 | 509.0381 SEK | ||||
| ORD | Purchase | 2,783 | 46.2250 GBP | ||||
| ORD | Purchase | 2,892 | 46.2100 GBP | ||||
| ORD | Purchase | 2,925 | 511.5000 SEK | ||||
| ORD | Purchase | 3,065 | 46.2500 GBP | ||||
| ORD | Purchase | 3,084 | 46.2600 GBP | ||||
| ORD | Purchase | 3,104 | 509.0000 SEK | ||||
| ORD | Purchase | 3,338 | 46.4700 GBP | ||||
| ORD | Purchase | 3,604 | 46.1850 GBP | ||||
| ORD | Purchase | 5,017 | 509.6388 SEK | ||||
| ORD | Purchase | 5,586 | 511.1909 SEK | ||||
| ORD | Purchase | 5,955 | 46.2000 GBP | ||||
| ORD | Purchase | 6,000 | 46.4103 GBP | ||||
| ORD | Purchase | 6,048 | 46.1800 GBP | ||||
| ORD | Purchase | 6,116 | 511.1050 SEK | ||||
| ORD (traded as ADR) | Purchase | 6,500 | 78.5898 USD | ||||
| ORD | Purchase | 6,627 | 46.2050 GBP | ||||
| ORD | Purchase | 6,774 | 46.5798 GBP | ||||
| ORD | Purchase | 6,825 | 511.2857 SEK | ||||
| ORD | Purchase | 7,250 | 46.1500 GBP | ||||
| ORD | Purchase | 8,298 | 46.3131 GBP | ||||
| ORD | Purchase | 9,242 | 46.2815 GBP | ||||
| ORD | Purchase | 10,618 | 46.3000 GBP | ||||
| ORD | Purchase | 10,674 | 46.2175 GBP | ||||
| ORD | Purchase | 10,865 | 46.3239 GBP | ||||
| ORD | Purchase | 11,965 | 46.2880 GBP | ||||
| ORD | Purchase | 14,923 | 511.1420 SEK | ||||
| ORD | Purchase | 17,044 | 512.0353 SEK | ||||
| ORD | Purchase | 23,103 | 46.2903 GBP | ||||
| ORD | Purchase | 25,000 | 46.3862 GBP | ||||
| ORD | Purchase | 25,078 | 46.2195 GBP | ||||
| ORD | Purchase | 25,097 | 46.2295 GBP | ||||
| ORD | Purchase | 27,590 | 46.1860 GBP | ||||
| ORD | Purchase | 28,976 | 46.2825 GBP | ||||
| ORD | Purchase | 37,378 | 46.2376 GBP | ||||
| ORD | Purchase | 43,352 | 46.2844 GBP | ||||
| ORD | Purchase | 49,484 | 46.4340 GBP | ||||
| ORD | Purchase | 54,424 | 46.4000 GBP | ||||
| ORD | Purchase | 55,744 | 46.2689 GBP | ||||
| ORD | Purchase | 73,460 | 46.2761 GBP | ||||
| ORD | Purchase | 76,820 | 46.2560 GBP | ||||
| ORD | Purchase | 83,117 | 46.2672 GBP | ||||
| ORD | Purchase | 95,000 | 46.2271 GBP | ||||
| ORD | Purchase | 110,530 | 46.2987 GBP | ||||
| ORD | Purchase | 124,475 | 46.2854 GBP | ||||
| ORD | Purchase | 172,359 | 46.3037 GBP | ||||
| ORD | Purchase | 190,504 | 46.3136 GBP | ||||
| ORD | Sale | 15 | 46.4550 GBP | ||||
| ORD | Sale | 20 | 46.3875 GBP | ||||
| ORD | Sale | 25 | 46.3286 GBP | ||||
| ORD | Sale | 25 | 46.3925 GBP | ||||
| ORD | Sale | 31 | 46.1980 GBP | ||||
| ORD | Sale | 32 | 46.3175 GBP | ||||
| ORD | Sale | 38 | 46.1995 GBP | ||||
| ORD | Sale | 40 | 46.0960 GBP | ||||
| ORD | Sale | 42 | 46.5970 GBP | ||||
| ORD | Sale | 49 | 46.2090 GBP | ||||
| ORD | Sale | 54 | 46.2095 GBP | ||||
| ORD | Sale | 55 | 46.1975 GBP | ||||
| ORD | Sale | 63 | 46.1150 GBP | ||||
| ORD | Sale | 63 | 46.1275 GBP | ||||
| ORD | Sale | 63 | 46.2220 GBP | ||||
| ORD | Sale | 63 | 46.2345 GBP | ||||
| ORD | Sale | 63 | 46.3370 GBP | ||||
| ORD | Sale | 63 | 46.3675 GBP | ||||
| ORD | Sale | 63 | 46.4425 GBP | ||||
| ORD | Sale | 65 | 46.2070 GBP | ||||
| ORD | Sale | 66 | 46.2190 GBP | ||||
| ORD | Sale | 66 | 46.4370 GBP | ||||
| ORD | Sale | 70 | 46.1025 GBP | ||||
| ORD | Sale | 70 | 46.2625 GBP | ||||
| ORD | Sale | 70 | 46.5350 GBP | ||||
| ORD | Sale | 70 | 46.5650 GBP | ||||
| ORD | Sale | 71 | 46.3025 GBP | ||||
| ORD | Sale | 71 | 46.4795 GBP | ||||
| ORD | Sale | 72 | 46.5375 GBP | ||||
| ORD | Sale | 73 | 46.2365 GBP | ||||
| ORD | Sale | 73 | 46.3625 GBP | ||||
| ORD | Sale | 75 | 46.2245 GBP | ||||
| ORD | Sale | 75 | 46.3825 GBP | ||||
| ORD | Sale | 78 | 46.2045 GBP | ||||
| ORD | Sale | 78 | 46.2195 GBP | ||||
| ORD | Sale | 78 | 46.3475 GBP | ||||
| ORD | Sale | 78 | 46.4350 GBP | ||||
| ORD | Sale | 80 | 46.3775 GBP | ||||
| ORD | Sale | 81 | 46.4625 GBP | ||||
| ORD | Sale | 86 | 46.2570 GBP | ||||
| ORD | Sale | 86 | 46.2575 GBP | ||||
| ORD | Sale | 95 | 46.2480 GBP | ||||
| ORD | Sale | 98 | 46.1880 GBP | ||||
| ORD | Sale | 98 | 46.4330 GBP | ||||
| ORD | Sale | 100 | 46.2326 GBP | ||||
| ORD | Sale | 100 | 46.3230 GBP | ||||
| ORD (traded as ADR) | Sale | 101 | 78.0000 USD | ||||
| ORD (traded as ADR) | Sale | 101 | 78.5200 USD | ||||
| ORD | Sale | 102 | 46.1977 GBP | ||||
| ORD | Sale | 102 | 46.4650 GBP | ||||
| ORD | Sale | 107 | 46.3530 GBP | ||||
| ORD | Sale | 107 | 46.3945 GBP | ||||
| ORD | Sale | 108 | 46.4430 GBP | ||||
| ORD | Sale | 113 | 46.3556 GBP | ||||
| ORD | Sale | 118 | 46.4115 GBP | ||||
| ORD | Sale | 119 | 46.2225 GBP | ||||
| ORD | Sale | 122 | 46.1300 GBP | ||||
| ORD | Sale | 125 | 46.3172 GBP | ||||
| ORD | Sale | 125 | 46.4225 GBP | ||||
| ORD | Sale | 127 | 46.3575 GBP | ||||
| ORD | Sale | 130 | 46.2975 GBP | ||||
| ORD | Sale | 132 | 46.1675 GBP | ||||
| ORD | Sale | 135 | 46.1875 GBP | ||||
| ORD | Sale | 137 | 46.2825 GBP | ||||
| ORD | Sale | 141 | 46.2830 GBP | ||||
| ORD | Sale | 143 | 46.3725 GBP | ||||
| ORD | Sale | 144 | 46.4575 GBP | ||||
| ORD | Sale | 148 | 46.4300 GBP | ||||
| ORD | Sale | 150 | 46.2995 GBP | ||||
| ORD | Sale | 154 | 46.3020 GBP | ||||
| ORD | Sale | 160 | 46.1910 GBP | ||||
| ORD | Sale | 162 | 46.5450 GBP | ||||
| ORD | Sale | 168 | 46.3275 GBP | ||||
| ORD | Sale | 168 | 46.4025 GBP | ||||
| ORD | Sale | 171 | 46.1810 GBP | ||||
| ORD | Sale | 175 | 46.1775 GBP | ||||
| ORD | Sale | 180 | 46.2675 GBP | ||||
| ORD | Sale | 181 | 46.3700 GBP | ||||
| ORD | Sale | 186 | 46.1825 GBP | ||||
| ORD | Sale | 187 | 46.2592 GBP | ||||
| ORD | Sale | 200 | 46.2125 GBP | ||||
| ORD | Sale | 211 | 46.2875 GBP | ||||
| ORD | Sale | 211 | 46.5200 GBP | ||||
| ORD | Sale | 219 | 46.1625 GBP | ||||
| ORD | Sale | 233 | 46.2900 GBP | ||||
| ORD | Sale | 235 | 46.4250 GBP | ||||
| ORD | Sale | 237 | 46.5800 GBP | ||||
| ORD | Sale | 247 | 46.1425 GBP | ||||
| ORD | Sale | 255 | 46.4050 GBP | ||||
| ORD | Sale | 263 | 46.4850 GBP | ||||
| ORD | Sale | 270 | 46.2295 GBP | ||||
| ORD | Sale | 278 | 46.3450 GBP | ||||
| ORD | Sale | 287 | 46.2925 GBP | ||||
| ORD | Sale | 289 | 46.5250 GBP | ||||
| ORD | Sale | 294 | 46.1250 GBP | ||||
| ORD | Sale | 296 | 46.3800 GBP | ||||
| ORD | Sale | 310 | 46.3425 GBP | ||||
| ORD | Sale | 319 | 46.5500 GBP | ||||
| ORD | Sale | 320 | 46.2850 GBP | ||||
| ORD | Sale | 326 | 46.1600 GBP | ||||
| ORD | Sale | 341 | 46.4150 GBP | ||||
| ORD | Sale | 345 | 46.1840 GBP | ||||
| ORD | Sale | 351 | 46.1325 GBP | ||||
| ORD | Sale | 379 | 46.3525 GBP | ||||
| ORD | Sale | 385 | 46.1475 GBP | ||||
| ORD | Sale | 387 | 46.4200 GBP | ||||
| ORD | Sale | 390 | 509.0000 SEK | ||||
| ORD | Sale | 390 | 510.0000 SEK | ||||
| ORD | Sale | 415 | 46.4600 GBP | ||||
| ORD | Sale | 433 | 46.2425 GBP | ||||
| ORD | Sale | 436 | 46.2650 GBP | ||||
| ORD | Sale | 442 | 46.5525 GBP | ||||
| ORD | Sale | 449 | 46.5300 GBP | ||||
| ORD | Sale | 459 | 46.3225 GBP | ||||
| ORD | Sale | 460 | 46.4100 GBP | ||||
| ORD | Sale | 466 | 46.2950 GBP | ||||
| ORD | Sale | 470 | 46.2025 GBP | ||||
| ORD | Sale | 473 | 46.3200 GBP | ||||
| ORD | Sale | 480 | 46.5050 GBP | ||||
| ORD | Sale | 484 | 46.2375 GBP | ||||
| ORD | Sale | 509 | 46.5100 GBP | ||||
| ORD | Sale | 538 | 46.3950 GBP | ||||
| ORD | Sale | 549 | 508.5000 SEK | ||||
| ORD | Sale | 551 | 46.5550 GBP | ||||
| ORD | Sale | 561 | 46.1820 GBP | ||||
| ORD | Sale | 566 | 46.2450 GBP | ||||
| ORD | Sale | 580 | 46.3900 GBP | ||||
| ORD | Sale | 585 | 513.5000 SEK | ||||
| ORD | Sale | 633 | 46.5750 GBP | ||||
| ORD | Sale | 639 | 511.7237 SEK | ||||
| ORD | Sale | 644 | 46.3400 GBP | ||||
| ORD | Sale | 676 | 46.3750 GBP | ||||
| ORD | Sale | 686 | 511.8279 SEK | ||||
| ORD | Sale | 690 | 46.1000 GBP | ||||
| ORD | Sale | 732 | 46.1350 GBP | ||||
| ORD | Sale | 734 | 46.2525 GBP | ||||
| ORD | Sale | 740 | 46.2275 GBP | ||||
| ORD | Sale | 743 | 46.1450 GBP | ||||
| ORD | Sale | 745 | 509.3053 SEK | ||||
| ORD | Sale | 748 | 46.3300 GBP | ||||
| ORD | Sale | 749 | 46.2550 GBP | ||||
| ORD | Sale | 750 | 46.2175 GBP | ||||
| ORD | Sale | 757 | 46.5000 GBP | ||||
| ORD | Sale | 780 | 509.5000 SEK | ||||
| ORD | Sale | 788 | 46.4450 GBP | ||||
| ORD | Sale | 797 | 46.3550 GBP | ||||
| ORD | Sale | 819 | 513.7594 SEK | ||||
| ORD | Sale | 850 | 46.1650 GBP | ||||
| ORD | Sale | 948 | 46.3850 GBP | ||||
| ORD | Sale | 984 | 46.2277 GBP | ||||
| ORD | Sale | 1,017 | 46.2725 GBP | ||||
| ORD | Sale | 1,018 | 46.2775 GBP | ||||
| ORD | Sale | 1,045 | 46.4800 GBP | ||||
| ORD | Sale | 1,084 | 46.3650 GBP | ||||
| ORD | Sale | 1,101 | 512.5000 SEK | ||||
| ORD | Sale | 1,260 | 46.2700 GBP | ||||
| ORD | Sale | 1,347 | 46.2400 GBP | ||||
| ORD | Sale | 1,348 | 46.2300 GBP | ||||
| ORD | Sale | 1,365 | 510.5000 SEK | ||||
| ORD | Sale | 1,385 | 46.4400 GBP | ||||
| ORD | Sale | 1,393 | 46.1900 GBP | ||||
| ORD | Sale | 1,508 | 46.2075 GBP | ||||
| ORD | Sale | 1,529 | 46.3350 GBP | ||||
| ORD | Sale | 1,546 | 46.3250 GBP | ||||
| ORD | Sale | 1,547 | 46.5150 GBP | ||||
| ORD | Sale | 1,628 | 509.8135 SEK | ||||
| ORD | Sale | 1,725 | 46.2350 GBP | ||||
| ORD | Sale | 1,919 | 46.3050 GBP | ||||
| ORD | Sale | 1,926 | 46.1700 GBP | ||||
| ORD | Sale | 1,935 | 46.5400 GBP | ||||
| ORD | Sale | 2,024 | 46.2800 GBP | ||||
| ORD | Sale | 2,113 | 46.1950 GBP | ||||
| ORD | Sale | 2,145 | 512.0000 SEK | ||||
| ORD | Sale | 2,159 | 46.4691 GBP | ||||
| ORD | Sale | 2,175 | 46.2150 GBP | ||||
| ORD | Sale | 2,186 | 46.3150 GBP | ||||
| ORD | Sale | 2,197 | 46.3500 GBP | ||||
| ORD | Sale | 2,316 | 46.1750 GBP | ||||
| ORD | Sale | 2,480 | 46.2750 GBP | ||||
| ORD | Sale | 2,595 | 46.4500 GBP | ||||
| ORD | Sale | 2,618 | 46.2200 GBP | ||||
| ORD | Sale | 2,654 | 46.3600 GBP | ||||
| ORD | Sale | 2,730 | 511.0000 SEK | ||||
| ORD | Sale | 2,783 | 46.2250 GBP | ||||
| ORD | Sale | 2,892 | 46.2100 GBP | ||||
| ORD | Sale | 2,908 | 46.1550 GBP | ||||
| ORD | Sale | 2,925 | 511.5000 SEK | ||||
| ORD | Sale | 3,065 | 46.2500 GBP | ||||
| ORD | Sale | 3,338 | 46.4700 GBP | ||||
| ORD | Sale | 3,375 | 46.1500 GBP | ||||
| ORD | Sale | 3,614 | 46.1850 GBP | ||||
| ORD | Sale | 4,940 | 46.4000 GBP | ||||
| ORD | Sale | 4,953 | 46.4072 GBP | ||||
| ORD | Sale | 5,093 | 46.5865 GBP | ||||
| ORD | Sale | 5,391 | 511.1978 SEK | ||||
| ORD | Sale | 5,654 | 46.3227 GBP | ||||
| ORD | Sale | 5,955 | 46.2000 GBP | ||||
| ORD | Sale | 5,982 | 46.3100 GBP | ||||
| ORD | Sale | 6,048 | 46.1800 GBP | ||||
| ORD (traded as ADR) | Sale | 6,500 | 78.5898 USD | ||||
| ORD | Sale | 6,627 | 46.2050 GBP | ||||
| ORD | Sale | 6,745 | 46.2352 GBP | ||||
| ORD | Sale | 7,020 | 511.2361 SEK | ||||
| ORD | Sale | 7,205 | 46.3547 GBP | ||||
| ORD | Sale | 7,761 | 510.1912 SEK | ||||
| ORD | Sale | 7,920 | 46.2853 GBP | ||||
| ORD | Sale | 7,949 | 46.2661 GBP | ||||
| ORD | Sale | 9,194 | 46.2036 GBP | ||||
| ORD | Sale | 10,618 | 46.3000 GBP | ||||
| ORD | Sale | 16,616 | 46.3366 GBP | ||||
| ORD | Sale | 16,672 | 511.6854 SEK | ||||
| ORD | Sale | 19,944 | 46.2293 GBP | ||||
| ORD | Sale | 20,092 | 46.2703 GBP | ||||
| ORD | Sale | 24,107 | 510.7637 SEK | ||||
| ORD | Sale | 27,546 | 46.2475 GBP | ||||
| ORD | Sale | 27,771 | 46.2366 GBP | ||||
| ORD | Sale | 33,564 | 46.2945 GBP | ||||
| ORD | Sale | 34,221 | 46.2325 GBP | ||||
| ORD | Sale | 39,511 | 46.3312 GBP | ||||
| ORD | Sale | 39,911 | 46.2600 GBP | ||||
| ORD | Sale | 40,188 | 46.2441 GBP | ||||
| ORD | Sale | 47,756 | 46.3017 GBP | ||||
| ORD | Sale | 54,265 | 46.2713 GBP | ||||
| ORD | Sale | 57,040 | 46.2558 GBP | ||||
| ORD | Sale | 58,816 | 46.2531 GBP | ||||
| ORD | Sale | 59,511 | 46.2742 GBP | ||||
| ORD | Sale | 98,239 | 46.3140 GBP | ||||
| ORD | Sale | 98,478 | 46.3001 GBP | ||||
| ORD | Sale | 129,888 | 46.3106 GBP | ||||
| ORD | Sale | 144,529 | 46.3125 GBP | ||||
| ORD | Sale | 195,949 | 46.3076 GBP | ||||
| ORD | Sale | 252,160 | 46.2693 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 160 | 46.1910 GBP | |||||
| ORD | SWAP | Long | 171 | 46.2084 GBP | |||||
| ORD | CFD | Long | 984 | 46.2277 GBP | |||||
| ORD | CFD | Long | 1,334 | 46.2203 GBP | |||||
| ORD | CFD | Long | 5,164 | 46.4160 GBP | |||||
| ORD | SWAP | Long | 11,433 | 46.3250 GBP | |||||
| ORD | CFD | Long | 12,281 | 46.3975 GBP | |||||
| ORD | SWAP | Short | 170 | 46.2872 GBP | |||||
| ORD | SWAP | Short | 602 | 46.2202 GBP | |||||
| ORD | CFD | Short | 727 | 46.4526 GBP | |||||
| ORD | CFD | Short | 1,354 | 46.2916 GBP | |||||
| ORD | SWAP | Short | 5,801 | 46.3566 GBP | |||||
| ORD | CFD | Short | 12,102 | 46.3764 GBP | |||||
| ORD | CFD | Short | 7,374 | 46.4611 GBP | |||||
| ORD | CFD | Short | 23,550 | 46.3972 GBP | |||||
| ORD | CFD | Short | 25,000 | 46.3862 GBP | |||||
| ORD | SWAP | Short | 110,000 | 46.4095 GBP | |||||
| ORD | SWAP | Short | 310,000 | 46.4639 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 3,000 | 80 USD | American | 17 May 2014 | 0.7766 USD | ||||||||
| ORD | Call Options | Purchasing | 39,400 | 85 USD | American | 21 Jun 2014 | 1.1152 USD | ||||||||
| ORD | Call Options | Purchasing | 2,600 | 87.5 USD | American | 21 Jun 2014 | 0.6700 USD | ||||||||
| ORD | Call Options | Selling | 28,500 | 77.5 USD | American | 21 Jun 2014 | 4.4000 USD | ||||||||
| ORD | Call Options | Selling | 14,800 | 80 USD | American | 17 May 2014 | 0.8000 USD | ||||||||
| ORD | Call Options | Selling | 39,700 | 80 USD | American | 21 Jun 2014 | 3.0151 USD | ||||||||
| ORD | Call Options | Selling | 1,300 | 82.5 USD | American | 21 Jun 2014 | 2.0400 USD | ||||||||
| ORD | Call Options | Selling | 50,000 | 85 USD | American | 21 Jun 2014 | 1.1500 USD | ||||||||
| ORD | Call Options | Selling | 102,100 | 87.5 USD | American | 21 Jun 2014 | 0.6500 USD | ||||||||
| ORD | Put Options | Purchasing | 50,000 | 75 USD | American | 21 Jun 2014 | 2.3000 USD | ||||||||
| ORD | Put Options | Selling | 19,700 | 70 USD | American | 21 Jun 2014 | 1.0837 USD | ||||||||
| ORD | Put Options | Selling | 500 | 77.5 USD | American | 18 Oct 2014 | 4.8000 USD | ||||||||
| ORD | Put Options | Purchasing | 100,000 | 4500 GBP | American | 20 Jun 2014 | 128.0000 GBP | ||||||||
| ORD | Put Options | Selling | 200,000 | 4200 GBP | American | 20 Jun 2014 | 45.0000 GBP |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 8 May 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | ASTRAZENECA PLC | |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Futures | Selling | -150,000 | 2.4600 | 18 Dec 2015 | ||||||||
| ORD | Futures | Selling | -69,000 | 3418.3728 | 16 May 2014 | ||||||||
| ORD | Futures | Purchased | 21,000 | 3749.5637 | 18 Jul 2014 | ||||||||
| ORD | Put Options | Purchased | -100,000 | 4500.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Written | 200,000 | 4200.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 150,000 | 4200.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -150,000 | 4200.0000 | American | 19 Sep 2014 | |||||||
| ORD | Call Options | Written | -7,000 | 4400.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -45,000 | 4500.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -400 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,300 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -700 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -6,200 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 60.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -700 | 65.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -13,500 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,600 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -280,000 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -50,000 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -148,400 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 77.5000 | American | 16 May 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Purchased | -7,000 | 80.0000 | American | 16 May 2014 | |||||||
| ORD | Put Options | Purchased | -13,200 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Purchased | -3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -2,000 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -5,300 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -4,600 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 600 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 2,000 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 50.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 50.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 300 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,400 | 55.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 200 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 400 | 57.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 6,400 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 5,000 | 62.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 1,000 | 62.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,000 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,500 | 65.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 6,300 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 4,500 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 20,700 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 2,100 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 100 | 72.5000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 700 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 19,600 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 5,400 | 75.0000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 7,800 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 5,328 | 75.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 20,800 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,700 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 264,800 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 1,100 | 77.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 3,582 | 77.5000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,900 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 500 | 77.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 256,900 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 52,700 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 300 | 65.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 1,400 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 67.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 198,200 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 10,000 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 13,400 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 10,200 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 75.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 2,400 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 896 | 80.0000 | American | 16 May 2014 | |||||||
| ORD | Call Options | Purchased | 13,200 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 500 | 82.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 82.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,791 | 85.0000 | American | 16 May 2014 | |||||||
| ORD | Call Options | Purchased | 50,000 | 85.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 6,400 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 2,700 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 4,600 | 85.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 12,700 | 90.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 800 | 90.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 8,700 | 95.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -300 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,500 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -13,500 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -400 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -100 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,000 | 70.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -100 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -100 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,100 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -7,900 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -500 | 72.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -3,600 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -7,400 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 72.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 72.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -10,200 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -3,600 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 75.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -28,500 | 77.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -15,400 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,000 | 77.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -158,300 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -47,900 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -111,400 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -400 | 80.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -5,600 | 80.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,000 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -306,400 | 82.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -2,300 | 82.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -12,900 | 85.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -72,900 | 85.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -155,000 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -352,900 | 87.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -500 | 90.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -700 | 90.0000 | American | 21 Jun 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
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