6th May 2014 16:02
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ASTRAZENECA | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 2 MAY 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: PFIZER INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 14,749,087 | 1.16% | 4,898,180 | 0.37% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 976,827 | 0.08% | 7,579,998 | 0.60% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 150,000 | 0.01% | 202,000 | 0.02% | |||||||
| (4) | TOTAL: | ||||||||||
| 15,875,914 | 1.25% | 12,680,178 | 0.99% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 6 | 47.7695 GBP | ||||
| ORD | Purchase | 9 | 48.2485 GBP | ||||
| ORD | Purchase | 17 | 48.0725 GBP | ||||
| ORD | Purchase | 32 | 47.9925 GBP | ||||
| ORD | Purchase | 32 | 48.0180 GBP | ||||
| ORD | Purchase | 32 | 48.0195 GBP | ||||
| ORD | Purchase | 32 | 48.2095 GBP | ||||
| ORD | Purchase | 33 | 47.9075 GBP | ||||
| ORD | Purchase | 35 | 48.2675 GBP | ||||
| ORD | Purchase | 38 | 47.8855 GBP | ||||
| ORD | Purchase | 44 | 47.9890 GBP | ||||
| ORD | Purchase | 49 | 48.2175 GBP | ||||
| ORD | Purchase | 51 | 47.8445 GBP | ||||
| ORD | Purchase | 53 | 47.6895 GBP | ||||
| ORD | Purchase | 53 | 47.7370 GBP | ||||
| ORD | Purchase | 53 | 47.9830 GBP | ||||
| ORD | Purchase | 53 | 48.0945 GBP | ||||
| ORD | Purchase | 53 | 48.1375 GBP | ||||
| ORD | Purchase | 54 | 47.1105 GBP | ||||
| ORD | Purchase | 55 | 48.0425 GBP | ||||
| ORD | Purchase | 55 | 48.4250 GBP | ||||
| ORD | Purchase | 57 | 48.0210 GBP | ||||
| ORD | Purchase | 60 | 48.2740 GBP | ||||
| ORD | Purchase | 61 | 48.1750 GBP | ||||
| ORD | Purchase | 63 | 47.6500 GBP | ||||
| ORD | Purchase | 64 | 47.7800 GBP | ||||
| ORD | Purchase | 64 | 47.9595 GBP | ||||
| ORD | Purchase | 64 | 47.9600 GBP | ||||
| ORD | Purchase | 64 | 48.1775 GBP | ||||
| ORD | Purchase | 65 | 48.0995 GBP | ||||
| ORD | Purchase | 65 | 48.1895 GBP | ||||
| ORD | Purchase | 65 | 48.1975 GBP | ||||
| ORD | Purchase | 65 | 48.2775 GBP | ||||
| ORD | Purchase | 66 | 48.2545 GBP | ||||
| ORD | Purchase | 66 | 48.2895 GBP | ||||
| ORD | Purchase | 66 | 48.3050 GBP | ||||
| ORD | Purchase | 67 | 48.1725 GBP | ||||
| ORD | Purchase | 68 | 48.0975 GBP | ||||
| ORD | Purchase | 69 | 47.9500 GBP | ||||
| ORD | Purchase | 69 | 48.1570 GBP | ||||
| ORD | Purchase | 70 | 48.0825 GBP | ||||
| ORD | Purchase | 70 | 48.2575 GBP | ||||
| ORD | Purchase | 71 | 47.6525 GBP | ||||
| ORD | Purchase | 74 | 48.1390 GBP | ||||
| ORD | Purchase | 77 | 48.2125 GBP | ||||
| ORD | Purchase | 78 | 47.8475 GBP | ||||
| ORD | Purchase | 82 | 47.9050 GBP | ||||
| ORD | Purchase | 85 | 47.8375 GBP | ||||
| ORD | Purchase | 85 | 48.3990 GBP | ||||
| ORD | Purchase | 86 | 47.6675 GBP | ||||
| ORD | Purchase | 86 | 47.7170 GBP | ||||
| ORD | Purchase | 87 | 48.1980 GBP | ||||
| ORD | Purchase | 88 | 47.6630 GBP | ||||
| ORD | Purchase | 88 | 47.8700 GBP | ||||
| ORD | Purchase | 88 | 48.2620 GBP | ||||
| ORD | Purchase | 88 | 48.2840 GBP | ||||
| ORD | Purchase | 89 | 47.6645 GBP | ||||
| ORD | Purchase | 89 | 47.7050 GBP | ||||
| ORD | Purchase | 89 | 47.7295 GBP | ||||
| ORD | Purchase | 89 | 47.9825 GBP | ||||
| ORD | Purchase | 92 | 47.7100 GBP | ||||
| ORD | Purchase | 92 | 47.8925 GBP | ||||
| ORD | Purchase | 92 | 48.0630 GBP | ||||
| ORD | Purchase | 92 | 48.0987 GBP | ||||
| ORD | Purchase | 93 | 47.6575 GBP | ||||
| ORD | Purchase | 93 | 47.6585 GBP | ||||
| ORD | Purchase | 95 | 47.7525 GBP | ||||
| ORD | Purchase | 95 | 48.0040 GBP | ||||
| ORD | Purchase | 95 | 48.3460 GBP | ||||
| ORD | Purchase | 99 | 48.1225 GBP | ||||
| ORD | Purchase | 102 | 48.1300 GBP | ||||
| ORD | Purchase | 104 | 47.6975 GBP | ||||
| ORD | Purchase | 108 | 47.8345 GBP | ||||
| ORD | Purchase | 108 | 47.8575 GBP | ||||
| ORD | Purchase | 108 | 47.8675 GBP | ||||
| ORD | Purchase | 108 | 47.9670 GBP | ||||
| ORD | Purchase | 111 | 48.2000 GBP | ||||
| ORD | Purchase | 112 | 48.1250 GBP | ||||
| ORD | Purchase | 113 | 48.1140 GBP | ||||
| ORD | Purchase | 113 | 48.3975 GBP | ||||
| ORD | Purchase | 117 | 47.8005 GBP | ||||
| ORD | Purchase | 120 | 47.7250 GBP | ||||
| ORD | Purchase | 120 | 47.8245 GBP | ||||
| ORD (traded as ADR) | Purchase | 120 | TRANSFER | ||||
| ORD | Purchase | 122 | 48.1800 GBP | ||||
| ORD | Purchase | 122 | 48.2300 GBP | ||||
| ORD | Purchase | 122 | 48.2720 GBP | ||||
| ORD | Purchase | 122 | 48.3650 GBP | ||||
| ORD | Purchase | 122 | 48.4155 GBP | ||||
| ORD | Purchase | 122 | 48.4380 GBP | ||||
| ORD | Purchase | 128 | 47.7980 GBP | ||||
| ORD | Purchase | 128 | 47.8155 GBP | ||||
| ORD | Purchase | 128 | 48.1350 GBP | ||||
| ORD | Purchase | 133 | 47.8975 GBP | ||||
| ORD | Purchase | 134 | 48.0920 GBP | ||||
| ORD | Purchase | 135 | 48.1125 GBP | ||||
| ORD | Purchase | 136 | 48.0925 GBP | ||||
| ORD | Purchase | 136 | 48.1355 GBP | ||||
| ORD | Purchase | 138 | 47.9900 GBP | ||||
| ORD | Purchase | 139 | 48.2100 GBP | ||||
| ORD | Purchase | 142 | 48.0675 GBP | ||||
| ORD | Purchase | 143 | 48.1025 GBP | ||||
| ORD | Purchase | 144 | 47.6540 GBP | ||||
| ORD | Purchase | 144 | 47.7010 GBP | ||||
| ORD | Purchase | 144 | 47.7275 GBP | ||||
| ORD | Purchase | 144 | 47.7300 GBP | ||||
| ORD | Purchase | 146 | 48.0100 GBP | ||||
| ORD | Purchase | 146 | 48.2275 GBP | ||||
| ORD | Purchase | 147 | 47.6950 GBP | ||||
| ORD | Purchase | 148 | 48.0700 GBP | ||||
| ORD | Purchase | 148 | 48.2450 GBP | ||||
| ORD | Purchase | 148 | 48.2670 GBP | ||||
| ORD | Purchase | 148 | 48.2690 GBP | ||||
| ORD | Purchase | 148 | 48.2780 GBP | ||||
| ORD | Purchase | 148 | 48.2920 GBP | ||||
| ORD | Purchase | 148 | 48.3250 GBP | ||||
| ORD | Purchase | 148 | 48.3290 GBP | ||||
| ORD | Purchase | 148 | 48.3680 GBP | ||||
| ORD | Purchase | 148 | 48.3830 GBP | ||||
| ORD | Purchase | 148 | 48.3860 GBP | ||||
| ORD | Purchase | 149 | 529.8355 SEK | ||||
| ORD | Purchase | 150 | 48.1550 GBP | ||||
| ORD | Purchase | 150 | 48.1825 GBP | ||||
| ORD | Purchase | 155 | 48.0355 GBP | ||||
| ORD | Purchase | 156 | 47.6545 GBP | ||||
| ORD | Purchase | 156 | 47.6700 GBP | ||||
| ORD | Purchase | 156 | 47.7200 GBP | ||||
| ORD | Purchase | 156 | 47.8650 GBP | ||||
| ORD | Purchase | 158 | 527.1835 SEK | ||||
| ORD | Purchase | 159 | 48.0555 GBP | ||||
| ORD | Purchase | 161 | 47.6710 GBP | ||||
| ORD | Purchase | 161 | 47.8275 GBP | ||||
| ORD | Purchase | 163 | 47.9700 GBP | ||||
| ORD | Purchase | 170 | 47.8400 GBP | ||||
| ORD | Purchase | 173 | 48.0305 GBP | ||||
| ORD | Purchase | 173 | 48.1475 GBP | ||||
| ORD | Purchase | 174 | 47.4300 GBP | ||||
| ORD | Purchase | 174 | 47.7020 GBP | ||||
| ORD | Purchase | 174 | 48.2200 GBP | ||||
| ORD | Purchase | 175 | 48.1950 GBP | ||||
| ORD | Purchase | 176 | 47.9100 GBP | ||||
| ORD | Purchase | 182 | 47.8820 GBP | ||||
| ORD | Purchase | 183 | 48.3630 GBP | ||||
| ORD | Purchase | 184 | 47.7600 GBP | ||||
| ORD | Purchase | 187 | 47.8450 GBP | ||||
| ORD | Purchase | 191 | 47.7995 GBP | ||||
| ORD | Purchase | 192 | 48.0245 GBP | ||||
| ORD | Purchase | 193 | 48.4100 GBP | ||||
| ORD | Purchase | 198 | 48.4500 GBP | ||||
| ORD | Purchase | 199 | 47.7495 GBP | ||||
| ORD | Purchase | 207 | 47.8025 GBP | ||||
| ORD | Purchase | 212 | 48.2750 GBP | ||||
| ORD | Purchase | 215 | 47.7775 GBP | ||||
| ORD | Purchase | 217 | 48.0480 GBP | ||||
| ORD | Purchase | 223 | 48.0545 GBP | ||||
| ORD | Purchase | 226 | 47.8725 GBP | ||||
| ORD | Purchase | 226 | 48.0695 GBP | ||||
| ORD | Purchase | 230 | 48.2050 GBP | ||||
| ORD | Purchase | 231 | 47.7095 GBP | ||||
| ORD | Purchase | 239 | 48.1650 GBP | ||||
| ORD | Purchase | 242 | 47.8950 GBP | ||||
| ORD | Purchase | 243 | 47.7400 GBP | ||||
| ORD | Purchase | 247 | 47.6850 GBP | ||||
| ORD | Purchase | 247 | 47.8175 GBP | ||||
| ORD | Purchase | 250 | 47.8764 GBP | ||||
| ORD | Purchase | 254 | 47.6925 GBP | ||||
| ORD | Purchase | 270 | 48.3600 GBP | ||||
| ORD | Purchase | 272 | 47.9275 GBP | ||||
| ORD | Purchase | 285 | 47.7330 GBP | ||||
| ORD | Purchase | 296 | 48.2630 GBP | ||||
| ORD | Purchase | 296 | 48.2640 GBP | ||||
| ORD | Purchase | 297 | 47.7375 GBP | ||||
| ORD | Purchase | 300 | 47.8310 GBP | ||||
| ORD | Purchase | 304 | 47.6900 GBP | ||||
| ORD | Purchase | 307 | 47.7500 GBP | ||||
| ORD | Purchase | 313 | 47.9550 GBP | ||||
| ORD | Purchase | 314 | 47.8850 GBP | ||||
| ORD | Purchase | 314 | 48.1150 GBP | ||||
| ORD | Purchase | 318 | 48.2850 GBP | ||||
| ORD | Purchase | 325 | 47.7950 GBP | ||||
| ORD | Purchase | 328 | 47.7345 GBP | ||||
| ORD | Purchase | 331 | 47.7750 GBP | ||||
| ORD | Purchase | 331 | 47.8225 GBP | ||||
| ORD | Purchase | 336 | 47.8550 GBP | ||||
| ORD | Purchase | 336 | 48.3100 GBP | ||||
| ORD | Purchase | 344 | 47.9425 GBP | ||||
| ORD | Purchase | 348 | 47.8900 GBP | ||||
| ORD | Purchase | 358 | 48.0292 GBP | ||||
| ORD | Purchase | 368 | 48.0600 GBP | ||||
| ORD | Purchase | 369 | 48.3750 GBP | ||||
| ORD | Purchase | 373 | 47.9525 GBP | ||||
| ORD | Purchase | 374 | 47.8750 GBP | ||||
| ORD | Purchase | 396 | 47.6250 GBP | ||||
| ORD | Purchase | 398 | 47.9650 GBP | ||||
| ORD | Purchase | 400 | 47.7975 GBP | ||||
| ORD | Purchase | 404 | 48.2950 GBP | ||||
| ORD | Purchase | 429 | 47.7325 GBP | ||||
| ORD | Purchase | 430 | 47.7700 GBP | ||||
| ORD | Purchase | 439 | 48.1500 GBP | ||||
| ORD | Purchase | 454 | 48.1050 GBP | ||||
| ORD | Purchase | 482 | 47.9350 GBP | ||||
| ORD | Purchase | 500 | 48.0610 GBP | ||||
| ORD | Purchase | 504 | 47.7725 GBP | ||||
| ORD | Purchase | 506 | 47.7450 GBP | ||||
| ORD | Purchase | 508 | 47.9250 GBP | ||||
| ORD | Purchase | 528 | 48.2650 GBP | ||||
| ORD | Purchase | 577 | 48.4200 GBP | ||||
| ORD | Purchase | 582 | 48.4300 GBP | ||||
| ORD | Purchase | 583 | 47.9000 GBP | ||||
| ORD | Purchase | 602 | 47.8075 GBP | ||||
| ORD | Purchase | 606 | 47.8325 GBP | ||||
| ORD | Purchase | 610 | 48.0060 GBP | ||||
| ORD | Purchase | 627 | 48.1700 GBP | ||||
| ORD | Purchase | 635 | 48.0200 GBP | ||||
| ORD | Purchase | 636 | 48.0950 GBP | ||||
| ORD | Purchase | 693 | 527.2258 SEK | ||||
| ORD | Purchase | 704 | 48.0050 GBP | ||||
| ORD | Purchase | 704 | 48.1400 GBP | ||||
| ORD | Purchase | 718 | 47.7550 GBP | ||||
| ORD | Purchase | 727 | 47.9950 GBP | ||||
| ORD | Purchase | 732 | 48.0850 GBP | ||||
| ORD | Purchase | 746 | 47.9975 GBP | ||||
| ORD | Purchase | 755 | 48.3800 GBP | ||||
| ORD | Purchase | 757 | 48.2900 GBP | ||||
| ORD | Purchase | 784 | 48.0900 GBP | ||||
| ORD | Purchase | 801 | 48.3450 GBP | ||||
| ORD | Purchase | 822 | 48.4150 GBP | ||||
| ORD | Purchase | 861 | 48.3900 GBP | ||||
| ORD | Purchase | 866 | 48.0150 GBP | ||||
| ORD | Purchase | 887 | 48.0250 GBP | ||||
| ORD | Purchase | 951 | 48.2550 GBP | ||||
| ORD | Purchase | 972 | 48.4400 GBP | ||||
| ORD | Purchase | 1,000 | 48.3300 GBP | ||||
| ORD | Purchase | 1,019 | 48.3950 GBP | ||||
| ORD | Purchase | 1,045 | 527.0444 SEK | ||||
| ORD | Purchase | 1,073 | 47.9850 GBP | ||||
| ORD | Purchase | 1,084 | 48.0400 GBP | ||||
| ORD | Purchase | 1,118 | 47.8300 GBP | ||||
| ORD | Purchase | 1,146 | 47.8200 GBP | ||||
| ORD | Purchase | 1,167 | 47.7350 GBP | ||||
| ORD | Purchase | 1,189 | 48.0750 GBP | ||||
| ORD | Purchase | 1,195 | 48.3550 GBP | ||||
| ORD | Purchase | 1,200 | 48.4050 GBP | ||||
| ORD | Purchase | 1,200 | 525.0000 SEK | ||||
| ORD | Purchase | 1,202 | 48.0500 GBP | ||||
| ORD | Purchase | 1,209 | 48.0550 GBP | ||||
| ORD | Purchase | 1,224 | 48.3700 GBP | ||||
| ORD | Purchase | 1,234 | 47.8350 GBP | ||||
| ORD | Purchase | 1,274 | 526.0231 SEK | ||||
| ORD | Purchase | 1,281 | 48.4350 GBP | ||||
| ORD | Purchase | 1,285 | 48.1200 GBP | ||||
| ORD | Purchase | 1,311 | 48.4000 GBP | ||||
| ORD | Purchase | 1,317 | 48.0300 GBP | ||||
| ORD | Purchase | 1,321 | 47.8150 GBP | ||||
| ORD | Purchase | 1,345 | 47.8100 GBP | ||||
| ORD | Purchase | 1,388 | 48.3500 GBP | ||||
| ORD | Purchase | 1,391 | 47.7900 GBP | ||||
| ORD | Purchase | 1,403 | 47.8250 GBP | ||||
| ORD | Purchase | 1,725 | 48.1900 GBP | ||||
| ORD | Purchase | 1,732 | 48.0450 GBP | ||||
| ORD | Purchase | 1,733 | 526.2302 SEK | ||||
| ORD | Purchase | 1,769 | 47.7575 GBP | ||||
| ORD | Purchase | 1,880 | 48.3350 GBP | ||||
| ORD | Purchase | 2,016 | 47.7850 GBP | ||||
| ORD | Purchase | 2,025 | 530.9809 SEK | ||||
| ORD | Purchase | 2,241 | 528.0395 SEK | ||||
| ORD | Purchase | 2,256 | 47.8551 GBP | ||||
| ORD | Purchase | 2,284 | 48.0000 GBP | ||||
| ORD | Purchase | 2,828 | 48.0650 GBP | ||||
| ORD | Purchase | 3,036 | 47.8069 GBP | ||||
| ORD | Purchase | 3,191 | 47.8050 GBP | ||||
| ORD | Purchase | 3,470 | 48.1510 GBP | ||||
| ORD | Purchase | 4,001 | 48.0435 GBP | ||||
| ORD | Purchase | 4,484 | 47.8125 GBP | ||||
| ORD | Purchase | 4,582 | 47.8140 GBP | ||||
| ORD | Purchase | 4,808 | 48.1281 GBP | ||||
| ORD | Purchase | 5,280 | 48.3150 GBP | ||||
| ORD | Purchase | 6,976 | 48.2437 GBP | ||||
| ORD | Purchase | 7,412 | 48.2700 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,200 | 80.7584 USD | ||||
| ORD | Purchase | 9,400 | 48.0880 GBP | ||||
| ORD | Purchase | 10,559 | 48.1000 GBP | ||||
| ORD | Purchase | 12,283 | 529.9106 SEK | ||||
| ORD | Purchase | 12,971 | 47.8000 GBP | ||||
| ORD | Purchase | 14,900 | 48.0363 GBP | ||||
| ORD | Purchase | 15,456 | 47.8243 GBP | ||||
| ORD | Purchase | 18,033 | 528.3194 SEK | ||||
| ORD | Purchase | 29,994 | 48.0787 GBP | ||||
| ORD | Purchase | 32,645 | 527.4772 SEK | ||||
| ORD | Purchase | 34,099 | 48.0443 GBP | ||||
| ORD | Purchase | 34,605 | 48.0418 GBP | ||||
| ORD | Purchase | 41,306 | 48.1824 GBP | ||||
| ORD | Purchase | 44,947 | 528.2852 SEK | ||||
| ORD | Purchase | 47,613 | 48.2946 GBP | ||||
| ORD (traded as ADR) | Purchase | 48,965 | 80.8918 USD | ||||
| ORD | Purchase | 49,324 | 48.2458 GBP | ||||
| ORD | Purchase | 49,689 | 528.6888 SEK | ||||
| ORD | Purchase | 54,727 | 46.9154 GBP | ||||
| ORD | Purchase | 55,524 | 48.1394 GBP | ||||
| ORD | Purchase | 57,480 | 48.0137 GBP | ||||
| ORD | Purchase | 60,255 | 47.9496 GBP | ||||
| ORD | Purchase | 74,936 | 48.0619 GBP | ||||
| ORD | Purchase | 75,000 | 48.1090 GBP | ||||
| ORD (traded as ADR) | Purchase | 75,000 | 81.0000 USD | ||||
| ORD | Purchase | 76,729 | 47.9993 GBP | ||||
| ORD | Purchase | 81,904 | 48.0933 GBP | ||||
| ORD | Purchase | 86,168 | 48.0728 GBP | ||||
| ORD | Purchase | 98,677 | 47.7475 GBP | ||||
| ORD | Purchase | 98,956 | 48.1734 GBP | ||||
| ORD | Purchase | 100,000 | 48.0337 GBP | ||||
| ORD | Purchase | 111,506 | 48.0568 GBP | ||||
| ORD | Purchase | 125,829 | 47.7675 GBP | ||||
| ORD | Purchase | 140,975 | 47.9234 GBP | ||||
| ORD | Purchase | 140,981 | 48.1635 GBP | ||||
| ORD | Purchase | 142,072 | 48.0720 GBP | ||||
| ORD | Purchase | 147,186 | 48.0350 GBP | ||||
| ORD | Purchase | 150,313 | 47.8800 GBP | ||||
| ORD | Purchase | 150,590 | 48.0800 GBP | ||||
| ORD | Purchase | 156,290 | 47.9912 GBP | ||||
| ORD | Purchase | 200,000 | 48.1020 GBP | ||||
| ORD | Purchase | 202,392 | 48.1728 GBP | ||||
| ORD | Purchase | 219,885 | 48.1766 GBP | ||||
| ORD | Purchase | 250,966 | 48.1848 GBP | ||||
| ORD | Purchase | 300,000 | 46.9453 GBP | ||||
| ORD | Purchase | 386,430 | 47.9863 GBP | ||||
| ORD | Purchase | 733,107 | 47.8201 GBP | ||||
| ORD | Sale | 6 | 47.7695 GBP | ||||
| ORD | Sale | 9 | 48.2485 GBP | ||||
| ORD | Sale | 17 | 48.0725 GBP | ||||
| ORD | Sale | 32 | 47.9925 GBP | ||||
| ORD | Sale | 32 | 48.0180 GBP | ||||
| ORD | Sale | 32 | 48.0195 GBP | ||||
| ORD | Sale | 32 | 48.2095 GBP | ||||
| ORD | Sale | 33 | 47.9075 GBP | ||||
| ORD | Sale | 35 | 48.2675 GBP | ||||
| ORD | Sale | 38 | 47.8855 GBP | ||||
| ORD | Sale | 49 | 48.2175 GBP | ||||
| ORD | Sale | 50 | 47.7612 GBP | ||||
| ORD | Sale | 51 | 47.8445 GBP | ||||
| ORD | Sale | 53 | 47.6895 GBP | ||||
| ORD | Sale | 53 | 47.7370 GBP | ||||
| ORD | Sale | 53 | 47.9830 GBP | ||||
| ORD | Sale | 53 | 48.0945 GBP | ||||
| ORD | Sale | 53 | 48.1375 GBP | ||||
| ORD | Sale | 55 | 48.0425 GBP | ||||
| ORD | Sale | 55 | 48.4250 GBP | ||||
| ORD | Sale | 57 | 48.0210 GBP | ||||
| ORD | Sale | 60 | 48.2740 GBP | ||||
| ORD | Sale | 61 | 48.1750 GBP | ||||
| ORD | Sale | 63 | 47.6500 GBP | ||||
| ORD | Sale | 64 | 47.7800 GBP | ||||
| ORD | Sale | 64 | 47.9600 GBP | ||||
| ORD | Sale | 64 | 48.1775 GBP | ||||
| ORD | Sale | 65 | 48.0995 GBP | ||||
| ORD | Sale | 65 | 48.1895 GBP | ||||
| ORD | Sale | 65 | 48.1975 GBP | ||||
| ORD | Sale | 65 | 48.2775 GBP | ||||
| ORD | Sale | 66 | 48.2545 GBP | ||||
| ORD | Sale | 66 | 48.2895 GBP | ||||
| ORD | Sale | 66 | 48.3050 GBP | ||||
| ORD | Sale | 67 | 48.1725 GBP | ||||
| ORD | Sale | 68 | 48.0975 GBP | ||||
| ORD | Sale | 69 | 47.9500 GBP | ||||
| ORD | Sale | 69 | 48.1570 GBP | ||||
| ORD | Sale | 70 | 48.0825 GBP | ||||
| ORD | Sale | 70 | 48.2575 GBP | ||||
| ORD | Sale | 71 | 47.6525 GBP | ||||
| ORD | Sale | 74 | 48.1390 GBP | ||||
| ORD | Sale | 77 | 48.2125 GBP | ||||
| ORD | Sale | 78 | 47.8475 GBP | ||||
| ORD | Sale | 85 | 47.8375 GBP | ||||
| ORD | Sale | 85 | 48.3990 GBP | ||||
| ORD | Sale | 86 | 47.6675 GBP | ||||
| ORD | Sale | 86 | 47.7170 GBP | ||||
| ORD | Sale | 87 | 48.1980 GBP | ||||
| ORD | Sale | 88 | 47.6630 GBP | ||||
| ORD | Sale | 88 | 47.8700 GBP | ||||
| ORD | Sale | 88 | 48.2620 GBP | ||||
| ORD | Sale | 88 | 48.2840 GBP | ||||
| ORD | Sale | 89 | 47.6645 GBP | ||||
| ORD | Sale | 89 | 47.7050 GBP | ||||
| ORD | Sale | 89 | 47.7295 GBP | ||||
| ORD | Sale | 89 | 47.9825 GBP | ||||
| ORD | Sale | 92 | 47.7100 GBP | ||||
| ORD | Sale | 92 | 47.8925 GBP | ||||
| ORD | Sale | 92 | 48.0630 GBP | ||||
| ORD | Sale | 93 | 47.6575 GBP | ||||
| ORD | Sale | 93 | 47.6585 GBP | ||||
| ORD | Sale | 95 | 47.7525 GBP | ||||
| ORD | Sale | 95 | 48.0040 GBP | ||||
| ORD | Sale | 95 | 48.3460 GBP | ||||
| ORD | Sale | 99 | 48.1225 GBP | ||||
| ORD | Sale | 100 | 48.0275 GBP | ||||
| ORD | Sale | 102 | 48.1300 GBP | ||||
| ORD | Sale | 104 | 47.6975 GBP | ||||
| ORD | Sale | 108 | 47.8345 GBP | ||||
| ORD | Sale | 108 | 47.8575 GBP | ||||
| ORD | Sale | 108 | 47.8675 GBP | ||||
| ORD | Sale | 108 | 47.9670 GBP | ||||
| ORD | Sale | 111 | 48.2000 GBP | ||||
| ORD | Sale | 112 | 48.1250 GBP | ||||
| ORD | Sale | 113 | 48.1140 GBP | ||||
| ORD | Sale | 113 | 48.3975 GBP | ||||
| ORD | Sale | 117 | 47.8005 GBP | ||||
| ORD | Sale | 120 | 47.7250 GBP | ||||
| ORD | Sale | 120 | 47.8245 GBP | ||||
| ORD | Sale | 120 | 48.0458 GBP | ||||
| ORD | Sale | 122 | 48.1800 GBP | ||||
| ORD | Sale | 122 | 48.2300 GBP | ||||
| ORD | Sale | 122 | 48.2720 GBP | ||||
| ORD | Sale | 122 | 48.3650 GBP | ||||
| ORD | Sale | 122 | 48.4155 GBP | ||||
| ORD | Sale | 122 | 48.4380 GBP | ||||
| ORD | Sale | 128 | 47.7980 GBP | ||||
| ORD | Sale | 128 | 47.8155 GBP | ||||
| ORD | Sale | 128 | 48.1350 GBP | ||||
| ORD | Sale | 129 | 48.2650 GBP | ||||
| ORD | Sale | 133 | 47.8975 GBP | ||||
| ORD | Sale | 134 | 48.0920 GBP | ||||
| ORD | Sale | 135 | 48.1125 GBP | ||||
| ORD | Sale | 136 | 48.0925 GBP | ||||
| ORD | Sale | 136 | 48.1313 GBP | ||||
| ORD | Sale | 136 | 48.1355 GBP | ||||
| ORD | Sale | 138 | 47.9900 GBP | ||||
| ORD | Sale | 139 | 48.2100 GBP | ||||
| ORD | Sale | 142 | 48.0675 GBP | ||||
| ORD | Sale | 143 | 48.1025 GBP | ||||
| ORD | Sale | 144 | 47.6540 GBP | ||||
| ORD | Sale | 144 | 47.7010 GBP | ||||
| ORD | Sale | 144 | 47.7275 GBP | ||||
| ORD | Sale | 144 | 47.7300 GBP | ||||
| ORD | Sale | 146 | 48.0100 GBP | ||||
| ORD | Sale | 146 | 48.2275 GBP | ||||
| ORD | Sale | 147 | 47.6950 GBP | ||||
| ORD | Sale | 148 | 48.0700 GBP | ||||
| ORD | Sale | 148 | 48.2450 GBP | ||||
| ORD | Sale | 148 | 48.2670 GBP | ||||
| ORD | Sale | 148 | 48.2690 GBP | ||||
| ORD | Sale | 148 | 48.2780 GBP | ||||
| ORD | Sale | 148 | 48.2920 GBP | ||||
| ORD | Sale | 148 | 48.3250 GBP | ||||
| ORD | Sale | 148 | 48.3290 GBP | ||||
| ORD | Sale | 148 | 48.3680 GBP | ||||
| ORD | Sale | 148 | 48.3830 GBP | ||||
| ORD | Sale | 148 | 48.3860 GBP | ||||
| ORD | Sale | 150 | 48.1550 GBP | ||||
| ORD | Sale | 150 | 48.1825 GBP | ||||
| ORD | Sale | 155 | 48.0355 GBP | ||||
| ORD | Sale | 156 | 47.6545 GBP | ||||
| ORD | Sale | 156 | 47.6700 GBP | ||||
| ORD | Sale | 156 | 47.7200 GBP | ||||
| ORD | Sale | 156 | 47.8650 GBP | ||||
| ORD | Sale | 159 | 48.0555 GBP | ||||
| ORD | Sale | 161 | 47.6710 GBP | ||||
| ORD | Sale | 161 | 47.8275 GBP | ||||
| ORD | Sale | 163 | 47.9700 GBP | ||||
| ORD | Sale | 170 | 47.8400 GBP | ||||
| ORD | Sale | 173 | 48.0305 GBP | ||||
| ORD | Sale | 173 | 48.1475 GBP | ||||
| ORD | Sale | 174 | 47.4300 GBP | ||||
| ORD | Sale | 174 | 47.7020 GBP | ||||
| ORD | Sale | 174 | 48.2200 GBP | ||||
| ORD | Sale | 175 | 48.1950 GBP | ||||
| ORD | Sale | 176 | 47.9100 GBP | ||||
| ORD | Sale | 182 | 47.8820 GBP | ||||
| ORD | Sale | 183 | 48.3630 GBP | ||||
| ORD | Sale | 184 | 47.7600 GBP | ||||
| ORD | Sale | 187 | 47.8450 GBP | ||||
| ORD | Sale | 189 | 47.7475 GBP | ||||
| ORD | Sale | 191 | 47.7995 GBP | ||||
| ORD | Sale | 192 | 48.0245 GBP | ||||
| ORD | Sale | 193 | 48.4100 GBP | ||||
| ORD | Sale | 198 | 48.4500 GBP | ||||
| ORD | Sale | 199 | 47.7495 GBP | ||||
| ORD | Sale | 201 | 47.8988 GBP | ||||
| ORD | Sale | 207 | 47.8025 GBP | ||||
| ORD | Sale | 212 | 48.2750 GBP | ||||
| ORD | Sale | 215 | 47.7775 GBP | ||||
| ORD | Sale | 217 | 48.0480 GBP | ||||
| ORD | Sale | 217 | 529.9654 SEK | ||||
| ORD | Sale | 223 | 48.0545 GBP | ||||
| ORD | Sale | 226 | 47.8725 GBP | ||||
| ORD | Sale | 226 | 48.0695 GBP | ||||
| ORD | Sale | 230 | 48.2050 GBP | ||||
| ORD | Sale | 231 | 47.7095 GBP | ||||
| ORD | Sale | 239 | 48.1650 GBP | ||||
| ORD | Sale | 242 | 47.8950 GBP | ||||
| ORD | Sale | 243 | 47.7400 GBP | ||||
| ORD | Sale | 247 | 47.6850 GBP | ||||
| ORD | Sale | 247 | 47.8175 GBP | ||||
| ORD | Sale | 251 | 48.0350 GBP | ||||
| ORD | Sale | 254 | 47.6925 GBP | ||||
| ORD | Sale | 270 | 48.3600 GBP | ||||
| ORD | Sale | 272 | 47.9275 GBP | ||||
| ORD | Sale | 285 | 47.7330 GBP | ||||
| ORD | Sale | 296 | 48.2630 GBP | ||||
| ORD | Sale | 296 | 48.2640 GBP | ||||
| ORD | Sale | 297 | 47.7375 GBP | ||||
| ORD | Sale | 300 | 47.8310 GBP | ||||
| ORD | Sale | 300 | 527.6666 SEK | ||||
| ORD | Sale | 304 | 47.6900 GBP | ||||
| ORD | Sale | 308 | 47.7500 GBP | ||||
| ORD | Sale | 313 | 47.8800 GBP | ||||
| ORD | Sale | 313 | 47.9550 GBP | ||||
| ORD | Sale | 314 | 47.8850 GBP | ||||
| ORD | Sale | 314 | 48.1150 GBP | ||||
| ORD | Sale | 318 | 48.2850 GBP | ||||
| ORD | Sale | 325 | 47.7950 GBP | ||||
| ORD | Sale | 328 | 47.7345 GBP | ||||
| ORD | Sale | 331 | 47.7750 GBP | ||||
| ORD | Sale | 331 | 47.8225 GBP | ||||
| ORD | Sale | 336 | 47.8550 GBP | ||||
| ORD | Sale | 336 | 48.3100 GBP | ||||
| ORD | Sale | 344 | 47.9425 GBP | ||||
| ORD | Sale | 348 | 47.8900 GBP | ||||
| ORD | Sale | 362 | 48.1415 GBP | ||||
| ORD | Sale | 368 | 48.0600 GBP | ||||
| ORD | Sale | 369 | 48.3750 GBP | ||||
| ORD | Sale | 373 | 47.9525 GBP | ||||
| ORD | Sale | 374 | 47.8750 GBP | ||||
| ORD | Sale | 396 | 47.6250 GBP | ||||
| ORD | Sale | 397 | 47.9950 GBP | ||||
| ORD | Sale | 398 | 47.9650 GBP | ||||
| ORD | Sale | 400 | 47.7975 GBP | ||||
| ORD | Sale | 400 | 525.0000 SEK | ||||
| ORD | Sale | 404 | 48.2950 GBP | ||||
| ORD | Sale | 427 | 527.5000 SEK | ||||
| ORD | Sale | 429 | 47.7325 GBP | ||||
| ORD | Sale | 430 | 47.7700 GBP | ||||
| ORD | Sale | 439 | 48.1500 GBP | ||||
| ORD | Sale | 454 | 48.1050 GBP | ||||
| ORD | Sale | 482 | 47.9350 GBP | ||||
| ORD | Sale | 486 | 525.3556 SEK | ||||
| ORD | Sale | 500 | 48.0610 GBP | ||||
| ORD | Sale | 504 | 47.7725 GBP | ||||
| ORD | Sale | 506 | 47.7450 GBP | ||||
| ORD | Sale | 508 | 47.9250 GBP | ||||
| ORD | Sale | 551 | 47.1424 GBP | ||||
| ORD | Sale | 559 | 47.8304 GBP | ||||
| ORD | Sale | 577 | 48.4200 GBP | ||||
| ORD | Sale | 582 | 48.4300 GBP | ||||
| ORD | Sale | 583 | 47.9000 GBP | ||||
| ORD | Sale | 590 | 48.0457 GBP | ||||
| ORD | Sale | 602 | 47.8075 GBP | ||||
| ORD | Sale | 606 | 47.8325 GBP | ||||
| ORD | Sale | 610 | 48.0060 GBP | ||||
| ORD | Sale | 627 | 48.1700 GBP | ||||
| ORD | Sale | 635 | 48.0200 GBP | ||||
| ORD | Sale | 636 | 48.0950 GBP | ||||
| ORD | Sale | 700 | 47.8634 GBP | ||||
| ORD | Sale | 704 | 48.0050 GBP | ||||
| ORD | Sale | 704 | 48.1400 GBP | ||||
| ORD | Sale | 718 | 47.7550 GBP | ||||
| ORD | Sale | 732 | 48.0850 GBP | ||||
| ORD | Sale | 746 | 47.9975 GBP | ||||
| ORD | Sale | 755 | 48.3800 GBP | ||||
| ORD | Sale | 757 | 48.2900 GBP | ||||
| ORD | Sale | 784 | 48.0900 GBP | ||||
| ORD | Sale | 801 | 48.3450 GBP | ||||
| ORD | Sale | 822 | 48.4150 GBP | ||||
| ORD | Sale | 829 | 47.7675 GBP | ||||
| ORD | Sale | 861 | 48.3900 GBP | ||||
| ORD | Sale | 866 | 48.0150 GBP | ||||
| ORD | Sale | 887 | 48.0250 GBP | ||||
| ORD | Sale | 925 | 47.9850 GBP | ||||
| ORD | Sale | 951 | 48.2550 GBP | ||||
| ORD | Sale | 972 | 48.4400 GBP | ||||
| ORD | Sale | 1,000 | 48.3300 GBP | ||||
| ORD | Sale | 1,019 | 48.3950 GBP | ||||
| ORD | Sale | 1,084 | 48.0400 GBP | ||||
| ORD | Sale | 1,118 | 47.8300 GBP | ||||
| ORD | Sale | 1,146 | 47.8200 GBP | ||||
| ORD | Sale | 1,154 | 48.1043 GBP | ||||
| ORD | Sale | 1,167 | 47.7350 GBP | ||||
| ORD | Sale | 1,189 | 48.0750 GBP | ||||
| ORD | Sale | 1,195 | 48.3550 GBP | ||||
| ORD | Sale | 1,200 | 48.4050 GBP | ||||
| ORD | Sale | 1,202 | 48.0500 GBP | ||||
| ORD | Sale | 1,209 | 48.0550 GBP | ||||
| ORD | Sale | 1,224 | 48.3700 GBP | ||||
| ORD | Sale | 1,234 | 47.8350 GBP | ||||
| ORD | Sale | 1,281 | 48.4350 GBP | ||||
| ORD | Sale | 1,285 | 48.1200 GBP | ||||
| ORD | Sale | 1,311 | 48.4000 GBP | ||||
| ORD | Sale | 1,317 | 48.0300 GBP | ||||
| ORD | Sale | 1,321 | 47.8150 GBP | ||||
| ORD | Sale | 1,340 | 48.1900 GBP | ||||
| ORD | Sale | 1,345 | 47.8100 GBP | ||||
| ORD | Sale | 1,388 | 48.3500 GBP | ||||
| ORD | Sale | 1,391 | 47.7900 GBP | ||||
| ORD | Sale | 1,403 | 47.8250 GBP | ||||
| ORD | Sale | 1,408 | 47.9833 GBP | ||||
| ORD | Sale | 1,584 | 47.7625 GBP | ||||
| ORD | Sale | 1,732 | 48.0450 GBP | ||||
| ORD | Sale | 1,769 | 47.7575 GBP | ||||
| ORD | Sale | 1,880 | 48.3350 GBP | ||||
| ORD | Sale | 1,900 | 525.8157 SEK | ||||
| ORD | Sale | 2,016 | 47.7850 GBP | ||||
| ORD | Sale | 2,029 | 48.0000 GBP | ||||
| ORD | Sale | 2,114 | 48.1452 GBP | ||||
| ORD | Sale | 2,355 | 529.0662 SEK | ||||
| ORD (traded as ADR) | Sale | 2,602 | 81.0000 USD | ||||
| ORD | Sale | 2,828 | 48.0650 GBP | ||||
| ORD | Sale | 3,082 | 47.9050 GBP | ||||
| ORD | Sale | 3,191 | 47.8050 GBP | ||||
| ORD | Sale | 3,404 | 528.5929 SEK | ||||
| ORD | Sale | 3,618 | 47.7834 GBP | ||||
| ORD | Sale | 3,659 | 527.7847 SEK | ||||
| ORD | Sale | 4,074 | 527.0558 SEK | ||||
| ORD | Sale | 4,484 | 47.8125 GBP | ||||
| ORD | Sale | 5,280 | 48.3150 GBP | ||||
| ORD | Sale | 5,781 | 528.3181 SEK | ||||
| ORD | Sale | 5,810 | 47.8289 GBP | ||||
| ORD | Sale | 5,932 | 529.0000 SEK | ||||
| ORD | Sale | 7,124 | 528.5741 SEK | ||||
| ORD | Sale | 7,173 | 47.6927 GBP | ||||
| ORD | Sale | 7,412 | 48.2700 GBP | ||||
| ORD | Sale | 7,463 | 47.9265 GBP | ||||
| ORD | Sale | 7,876 | 528.0000 SEK | ||||
| ORD | Sale | 7,943 | 47.8754 GBP | ||||
| ORD | Sale | 8,216 | 48.0207 GBP | ||||
| ORD (traded as ADR) | Sale | 9,200 | 80.7584 USD | ||||
| ORD | Sale | 10,000 | 47.8717 GBP | ||||
| ORD | Sale | 10,559 | 48.1000 GBP | ||||
| ORD | Sale | 11,374 | 48.0800 GBP | ||||
| ORD | Sale | 11,724 | 47.7022 GBP | ||||
| ORD | Sale | 12,728 | 47.7326 GBP | ||||
| ORD | Sale | 12,971 | 47.8000 GBP | ||||
| ORD | Sale | 18,395 | 48.0178 GBP | ||||
| ORD | Sale | 19,970 | 529.0880 SEK | ||||
| ORD | Sale | 19,983 | 47.9814 GBP | ||||
| ORD | Sale | 20,492 | 47.7473 GBP | ||||
| ORD | Sale | 23,659 | 47.9192 GBP | ||||
| ORD | Sale | 32,490 | 48.0447 GBP | ||||
| ORD | Sale | 33,628 | 48.1802 GBP | ||||
| ORD | Sale | 37,797 | 528.6201 SEK | ||||
| ORD | Sale | 39,380 | 48.1104 GBP | ||||
| ORD (traded as ADR) | Sale | 48,965 | 80.8918 USD | ||||
| ORD | Sale | 50,979 | 47.9885 GBP | ||||
| ORD | Sale | 52,329 | 48.0176 GBP | ||||
| ORD | Sale | 68,131 | 47.9890 GBP | ||||
| ORD | Sale | 74,000 | 48.0642 GBP | ||||
| ORD | Sale | 75,000 | 48.1521 GBP | ||||
| ORD | Sale | 78,641 | 528.3210 SEK | ||||
| ORD | Sale | 100,000 | 48.2255 GBP | ||||
| ORD | Sale | 100,819 | 48.0530 GBP | ||||
| ORD | Sale | 117,382 | 48.1341 GBP | ||||
| ORD | Sale | 118,984 | 47.9828 GBP | ||||
| ORD | Sale | 133,894 | 47.9927 GBP | ||||
| ORD | Sale | 163,619 | 47.8584 GBP | ||||
| ORD | Sale | 226,683 | 48.1540 GBP | ||||
| ORD | Sale | 235,048 | 48.1643 GBP | ||||
| ORD | Sale | 266,865 | 47.9433 GBP | ||||
| ORD | Sale | 302,480 | 48.0071 GBP | ||||
| ORD | Sale | 413,035 | 48.1264 GBP |
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 147 | 47.8928 GBP | |||||
| ORD | SWAP | Long | 363 | 48.1644 GBP | |||||
| ORD | SWAP | Long | 441 | 48.2109 GBP | |||||
| ORD | SWAP | Long | 627 | 48.0478 GBP | |||||
| ORD | SWAP | Long | 781 | 47.9316 GBP | |||||
| ORD | SWAP | Long | 1,163 | 48.1461 GBP | |||||
| ORD | SWAP | Long | 1,861 | 47.9364 GBP | |||||
| ORD | CFD | Long | 2,000 | 48.0957 GBP | |||||
| ORD | CFD | Long | 2,693 | 48.1176 GBP | |||||
| ORD | SWAP | Long | 3,618 | 47.7834 GBP | |||||
| ORD | CFD | Long | 8,216 | 48.0207 GBP | |||||
| ORD | CFD | Long | 10,712 | 47.9859 GBP | |||||
| ORD | SWAP | Long | 23,475 | 48.0347 GBP | |||||
| ORD | CFD | Long | 86,762 | 48.0020 GBP | |||||
| ORD | CFD | Long | 60,199 | 47.9922 GBP | |||||
| ORD | SWAP | Short | 17 | 47.8511 GBP | |||||
| ORD | SWAP | Short | 54 | 47.1105 GBP | |||||
| ORD | SWAP | Short | 188 | 48.1504 GBP | |||||
| ORD | SWAP | Short | 341 | 48.0381 GBP | |||||
| ORD | SWAP | Short | 2,135 | 47.9746 GBP | |||||
| ORD | CFD | Short | 4,452 | 47.9908 GBP | |||||
| ORD | CFD | Short | 5,933 | 47.8705 GBP | |||||
| ORD | CFD | Short | 21,483 | 48.0440 GBP | |||||
| ORD | SWAP | Short | 34,107 | 47.8750 GBP | |||||
| ORD | CFD | Short | 55,524 | 48.1394 GBP | |||||
| ORD | SWAP | Short | 75,000 | 48.1090 GBP | |||||
| ORD | SWAP | Short | 90,000 | 47.8621 GBP | |||||
| ORD | SWAP | Short | 100,000 | 48.0337 GBP | |||||
| ORD | CFD | Short | 100,000 | 48.0800 GBP | |||||
| ORD | SWAP | Short | 125,000 | 47.7675 GBP | |||||
| ORD | SWAP | Short | 142,072 | 48.0720 GBP | |||||
| ORD | SWAP | Short | 156,572 | 47.8817 GBP | |||||
| ORD | SWAP | Short | 194,537 | 48.1020 GBP | |||||
| ORD | SWAP | Short | 200,000 | 47.7615 GBP | |||||
| ORD | SWAP | Short | 205,463 | 47.7965 GBP | |||||
| ORD | SWAP | Short | 209,000 | 47.8717 GBP | |||||
| ORD | SWAP | Short | 250,000 | 47.9718 GBP | |||||
| ORD | SWAP | Short | 300,000 | 46.9453 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 100 | 80 USD | American | 42021 | 5.2000 USD | ||||||||
| ORD | Call Options | Purchasing | 700 | 85 USD | American | 41811 | 1.2671 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 85 USD | American | 42021 | 2.8500 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 87.5 USD | American | 41811 | 0.6700 USD | ||||||||
| ORD | Call Options | Selling | 300 | 70 USD | American | 41839 | 12.2000 USD | ||||||||
| ORD | Call Options | Selling | 100 | 72.5 USD | American | 42021 | 11.0000 USD | ||||||||
| ORD | Call Options | Selling | 300 | 80 USD | American | 41839 | 4.2000 USD | ||||||||
| ORD | Call Options | Selling | 5,100 | 82.5 USD | American | 41776 | 1.0000 USD | ||||||||
| ORD | Call Options | Selling | 1,000 | 82.5 USD | American | 41811 | 2.3200 USD | ||||||||
| ORD | Call Options | Selling | 12,900 | 85 USD | American | 41776 | 0.3446 USD | ||||||||
| ORD | Call Options | Selling | 700 | 90 USD | American | 41811 | 0.3314 USD | ||||||||
| ORD | Put Options | Purchasing | 12,900 | 75 USD | American | 41839 | 1.7910 USD | ||||||||
| ORD | Put Options | Purchasing | 3,100 | 77.5 USD | American | 41776 | 0.5403 USD | ||||||||
| ORD | Put Options | Purchasing | 400 | 77.5 USD | American | 41811 | 1.6500 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 80 USD | American | 41811 | 2.5800 USD | ||||||||
| ORD | Put Options | Selling | 700 | 72.5 USD | American | 41811 | 0.7728 USD | ||||||||
| ORD | Put Options | Selling | 500 | 72.5 USD | American | 41839 | 1.2000 USD | ||||||||
| ORD | Put Options | Selling | 6,200 | 75 USD | American | 41776 | 0.2806 USD | ||||||||
| ORD | Put Options | Selling | 2,400 | 75 USD | American | 41811 | 1.1500 USD | ||||||||
| ORD | Put Options | Selling | 1,600 | 75 USD | American | 41839 | 1.6500 USD | ||||||||
| ORD | Put Options | Selling | 2,700 | 77.5 USD | American | 41776 | 0.7000 USD | ||||||||
| ORD | Put Options | Selling | 264,800 | 77.5 USD | American | 41776 | 0.7287 USD | ||||||||
| ORD | Put Options | Selling | 1,000 | 77.5 USD | American | 41811 | 1.7800 USD | ||||||||
| ORD | Put Options | Selling | 100 | 80 USD | American | 41776 | 1.2500 USD | ||||||||
| ORD | Put Options | Selling | 400 | 80 USD | American | 41811 | 2.6500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Yes |
| Date of disclosure: | 6 May 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ASTRAZENECA PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Futures | Selling | -150,000 | 2.4600 | 18 Dec 2015 | ||||||||
| ORD | Futures | Selling | -69,000 | 3418.3728 | 16 May 2014 | ||||||||
| ORD | Futures | Purchased | 21,000 | 3749.5637 | 18 Jul 2014 | ||||||||
| ORD | Call Options | Purchased | 150,000 | 4200.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -150,000 | 4200.0000 | American | 19 Sep 2014 | |||||||
| ORD | Call Options | Written | -7,000 | 4400.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Written | -45,000 | 4500.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -400 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,300 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -700 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -6,200 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 60.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -700 | 65.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,400 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -13,500 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,600 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -280,000 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -148,400 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Purchased | -6,584 | 80.0000 | American | 16 May 2014 | |||||||
| ORD | Put Options | Purchased | -10,300 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Purchased | -3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,600 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Purchased | -1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -5,300 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -4,600 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 600 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 2,000 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 50.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 300 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,400 | 55.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 200 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 400 | 57.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,500 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 6,400 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 5,000 | 62.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 7,000 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,500 | 65.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 5,300 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 4,500 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 2,100 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 100 | 72.5000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 700 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 19,600 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 5,400 | 75.0000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 7,100 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 4,791 | 75.0000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 2,800 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 264,800 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 600 | 77.5000 | American | 21 Jun 2014 | |||||||
| ORD | Put Options | Written | 3,582 | 77.5000 | American | 18 Jul 2014 | |||||||
| ORD | Put Options | Written | 3,900 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 256,900 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Put Options | Written | 52,700 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 300 | 65.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 1,400 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 67.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 198,200 | 67.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 10,000 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 13,800 | 70.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 10,200 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 75.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 2,400 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 77.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 5,400 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Purchased | 3,000 | 80.0000 | American | 20 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 5,000 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 1,343 | 80.0000 | American | 18 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 1,791 | 85.0000 | American | 16 May 2014 | |||||||
| ORD | Call Options | Purchased | 7,200 | 85.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 6,400 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 2,700 | 85.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 4,100 | 85.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 87.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Purchased | 12,700 | 90.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 90.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 8,700 | 95.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -300 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -3,000 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,500 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -13,500 | 65.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -400 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -100 | 67.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -500 | 67.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,000 | 70.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -100 | 70.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,100 | 70.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -7,900 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -500 | 72.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -3,600 | 72.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -7,400 | 72.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,200 | 72.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 72.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -10,200 | 75.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -3,600 | 75.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 75.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -6,500 | 77.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -2,000 | 77.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -8,100 | 80.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -9,500 | 80.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -111,400 | 80.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -400 | 80.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -5,600 | 80.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,000 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -306,900 | 82.5000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -1,000 | 82.5000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -12,900 | 85.0000 | American | 17 May 2014 | |||||||
| ORD | Call Options | Written | -22,900 | 85.0000 | American | 21 Jun 2014 | |||||||
| ORD | Call Options | Written | -155,000 | 85.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -700 | 90.0000 | American | 21 Jun 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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