22nd May 2014 15:22
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ASTRAZENECA PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 21 May 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: PFIZER INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,594,280 | 1.08% | 7,157,032 | 0.57% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 1,300,868 | 0.10% | 6,063,111 | 0.48% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,361,237 | 0.11% | 3,527,031 | 0.28% | |||||||
| (4) | TOTAL: | ||||||||||
| 16,256,385 | 1.29% | 16,747,174 | 1.33% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 1 | 42.6900 GBP | ||||
| ORD | Purchase | 1 | 43.3100 GBP | ||||
| ORD | Purchase | 3 | 43.2600 GBP | ||||
| ORD | Purchase | 12 | 43.2750 GBP | ||||
| ORD | Purchase | 20 | 43.7950 GBP | ||||
| ORD | Purchase | 24 | 42.9850 GBP | ||||
| ORD | Purchase | 24 | 42.9895 GBP | ||||
| ORD | Purchase | 28 | 43.5675 GBP | ||||
| ORD | Purchase | 29 | 42.7450 GBP | ||||
| ORD | Purchase | 31 | 43.6520 GBP | ||||
| ORD | Purchase | 33 | 43.0880 GBP | ||||
| ORD | Purchase | 33 | 480.0000 SEK | ||||
| ORD | Purchase | 35 | 42.9030 GBP | ||||
| ORD | Purchase | 35 | 43.5400 GBP | ||||
| ORD | Purchase | 37 | 43.0600 GBP | ||||
| ORD | Purchase | 37 | 43.0725 GBP | ||||
| ORD | Purchase | 37 | 43.9275 GBP | ||||
| ORD | Purchase | 44 | 43.7400 GBP | ||||
| ORD | Purchase | 47 | 43.5450 GBP | ||||
| ORD | Purchase | 49 | 42.8875 GBP | ||||
| ORD | Purchase | 50 | 43.5650 GBP | ||||
| ORD | Purchase | 50 | 44.0100 GBP | ||||
| ORD (traded as ADR) | Purchase | 50 | 73.5500 USD | ||||
| ORD | Purchase | 55 | 43.0800 GBP | ||||
| ORD | Purchase | 55 | 43.0870 GBP | ||||
| ORD | Purchase | 55 | 43.1150 GBP | ||||
| ORD | Purchase | 55 | 43.1175 GBP | ||||
| ORD | Purchase | 63 | 43.4595 GBP | ||||
| ORD | Purchase | 63 | 43.9870 GBP | ||||
| ORD | Purchase | 70 | 42.8950 GBP | ||||
| ORD | Purchase | 70 | 43.9250 GBP | ||||
| ORD | Purchase | 71 | 43.8870 GBP | ||||
| ORD | Purchase | 76 | 42.7650 GBP | ||||
| ORD | Purchase | 76 | 44.1225 GBP | ||||
| ORD | Purchase | 77 | 43.7000 GBP | ||||
| ORD | Purchase | 78 | 43.5850 GBP | ||||
| ORD | Purchase | 80 | 44.0050 GBP | ||||
| ORD | Purchase | 81 | 42.9540 GBP | ||||
| ORD | Purchase | 81 | 43.9680 GBP | ||||
| ORD (traded as ADR) | Purchase | 85 | 74.9700 USD | ||||
| ORD | Purchase | 88 | 43.1400 GBP | ||||
| ORD | Purchase | 96 | 42.8940 GBP | ||||
| ORD (traded as ADR) | Purchase | 100 | 73.6060 USD | ||||
| ORD (traded as ADR) | Purchase | 100 | 73.6100 USD | ||||
| ORD (traded as ADR) | Purchase | 100 | 74.0000 USD | ||||
| ORD (traded as ADR) | Purchase | 100 | 74.8300 USD | ||||
| ORD (traded as ADR) | Purchase | 100 | 74.8350 USD | ||||
| ORD | Purchase | 101 | 43.0550 GBP | ||||
| ORD (traded as ADR) | Purchase | 102 | 73.8231 USD | ||||
| ORD | Purchase | 105 | 43.3475 GBP | ||||
| ORD | Purchase | 105 | 43.8050 GBP | ||||
| ORD | Purchase | 105 | 44.1925 GBP | ||||
| ORD | Purchase | 106 | 42.7600 GBP | ||||
| ORD | Purchase | 107 | 44.1900 GBP | ||||
| ORD | Purchase | 109 | 43.9225 GBP | ||||
| ORD | Purchase | 110 | 43.0450 GBP | ||||
| ORD | Purchase | 110 | 44.0800 GBP | ||||
| ORD | Purchase | 110 | 44.1625 GBP | ||||
| ORD | Purchase | 112 | 43.7300 GBP | ||||
| ORD | Purchase | 112 | 44.0575 GBP | ||||
| ORD | Purchase | 112 | 44.0650 GBP | ||||
| ORD | Purchase | 122 | 42.6350 GBP | ||||
| ORD | Purchase | 122 | 44.0350 GBP | ||||
| ORD | Purchase | 122 | 44.0400 GBP | ||||
| ORD | Purchase | 122 | 44.1000 GBP | ||||
| ORD | Purchase | 122 | 44.1050 GBP | ||||
| ORD | Purchase | 128 | 43.7800 GBP | ||||
| ORD | Purchase | 128 | 44.0450 GBP | ||||
| ORD | Purchase | 128 | 44.0475 GBP | ||||
| ORD | Purchase | 128 | 44.0595 GBP | ||||
| ORD | Purchase | 144 | 44.1100 GBP | ||||
| ORD | Purchase | 148 | 43.6750 GBP | ||||
| ORD | Purchase | 150 | 488.3000 SEK | ||||
| ORD | Purchase | 153 | 42.7000 GBP | ||||
| ORD | Purchase | 157 | 43.0700 GBP | ||||
| ORD | Purchase | 159 | 43.8900 GBP | ||||
| ORD | Purchase | 161 | 43.7500 GBP | ||||
| ORD | Purchase | 164 | 43.9475 GBP | ||||
| ORD | Purchase | 174 | 43.9025 GBP | ||||
| ORD | Purchase | 174 | 44.2200 GBP | ||||
| ORD | Purchase | 180 | 44.1345 GBP | ||||
| ORD | Purchase | 181 | 44.3500 GBP | ||||
| ORD | Purchase | 183 | 43.6300 GBP | ||||
| ORD | Purchase | 184 | 44.1875 GBP | ||||
| ORD | Purchase | 186 | 44.1025 GBP | ||||
| ORD | Purchase | 193 | 43.7150 GBP | ||||
| ORD | Purchase | 194 | 43.8700 GBP | ||||
| ORD | Purchase | 195 | 44.0600 GBP | ||||
| ORD (traded as ADR) | Purchase | 200 | 74.2750 USD | ||||
| ORD (traded as ADR) | Purchase | 200 | 74.4150 USD | ||||
| ORD (traded as ADR) | Purchase | 200 | 74.8200 USD | ||||
| ORD | Purchase | 206 | 44.0200 GBP | ||||
| ORD | Purchase | 210 | 43.7900 GBP | ||||
| ORD | Purchase | 212 | 43.5100 GBP | ||||
| ORD (traded as ADR) | Purchase | 213 | 73.6118 USD | ||||
| ORD | Purchase | 220 | 44.2300 GBP | ||||
| ORD | Purchase | 220 | 44.2350 GBP | ||||
| ORD | Purchase | 230 | 43.8250 GBP | ||||
| ORD | Purchase | 233 | 43.4650 GBP | ||||
| ORD | Purchase | 234 | 43.1050 GBP | ||||
| ORD | Purchase | 234 | 43.9050 GBP | ||||
| ORD | Purchase | 236 | 42.9840 GBP | ||||
| ORD | Purchase | 236 | 43.9550 GBP | ||||
| ORD | Purchase | 240 | 43.9900 GBP | ||||
| ORD | Purchase | 241 | 43.7700 GBP | ||||
| ORD | Purchase | 245 | 44.0950 GBP | ||||
| ORD | Purchase | 246 | 44.0975 GBP | ||||
| ORD | Purchase | 246 | 44.1125 GBP | ||||
| ORD | Purchase | 271 | 43.9075 GBP | ||||
| ORD | Purchase | 283 | 43.7550 GBP | ||||
| ORD | Purchase | 292 | 42.7400 GBP | ||||
| ORD | Purchase | 295 | 43.6050 GBP | ||||
| ORD | Purchase | 295 | 43.9850 GBP | ||||
| ORD (traded as ADR) | Purchase | 299 | 74.8549 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 73.3833 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 73.4300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 73.6566 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 73.7883 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 74.8564 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 74.8750 USD | ||||
| ORD | Purchase | 302 | 43.9600 GBP | ||||
| ORD | Purchase | 307 | 44.0395 GBP | ||||
| ORD | Purchase | 307 | 44.2450 GBP | ||||
| ORD | Purchase | 317 | 43.0350 GBP | ||||
| ORD | Purchase | 320 | 44.1330 GBP | ||||
| ORD | Purchase | 322 | 42.7200 GBP | ||||
| ORD | Purchase | 322 | 43.6600 GBP | ||||
| ORD | Purchase | 332 | 42.6400 GBP | ||||
| ORD | Purchase | 344 | 43.6100 GBP | ||||
| ORD | Purchase | 361 | 43.0375 GBP | ||||
| ORD | Purchase | 370 | 42.7050 GBP | ||||
| ORD | Purchase | 400 | 44.1245 GBP | ||||
| ORD (traded as ADR) | Purchase | 400 | 73.3575 USD | ||||
| ORD (traded as ADR) | Purchase | 400 | 73.3662 USD | ||||
| ORD (traded as ADR) | Purchase | 400 | 73.4440 USD | ||||
| ORD (traded as ADR) | Purchase | 400 | 74.1175 USD | ||||
| ORD (traded as ADR) | Purchase | 400 | 74.4650 USD | ||||
| ORD (traded as ADR) | Purchase | 400 | 74.8500 USD | ||||
| ORD | Purchase | 423 | 43.8300 GBP | ||||
| ORD | Purchase | 461 | 42.9600 GBP | ||||
| ORD | Purchase | 486 | 42.9495 GBP | ||||
| ORD | Purchase | 486 | 43.6000 GBP | ||||
| ORD | Purchase | 493 | 43.0850 GBP | ||||
| ORD | Purchase | 500 | 43.0900 GBP | ||||
| ORD | Purchase | 500 | 43.6080 GBP | ||||
| ORD | Purchase | 500 | 43.6250 GBP | ||||
| ORD | Purchase | 500 | 44.0380 GBP | ||||
| ORD (traded as ADR) | Purchase | 500 | 73.4740 USD | ||||
| ORD (traded as ADR) | Purchase | 500 | 74.2780 USD | ||||
| ORD | Purchase | 501 | 43.9450 GBP | ||||
| ORD | Purchase | 504 | 44.5200 GBP | ||||
| ORD | Purchase | 556 | 44.0550 GBP | ||||
| ORD | Purchase | 568 | 43.7750 GBP | ||||
| ORD (traded as ADR) | Purchase | 578 | 74.8730 USD | ||||
| ORD | Purchase | 600 | 43.3495 GBP | ||||
| ORD | Purchase | 600 | 43.4600 GBP | ||||
| ORD | Purchase | 600 | 43.5945 GBP | ||||
| ORD | Purchase | 600 | 43.5950 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 74.5300 USD | ||||
| ORD | Purchase | 605 | 43.7695 GBP | ||||
| ORD | Purchase | 607 | 44.1699 GBP | ||||
| ORD | Purchase | 641 | 44.0096 GBP | ||||
| ORD (traded as ADR) | Purchase | 650 | 74.5396 USD | ||||
| ORD | Purchase | 665 | 43.9200 GBP | ||||
| ORD | Purchase | 693 | 43.9414 GBP | ||||
| ORD (traded as ADR) | Purchase | 700 | 73.6164 USD | ||||
| ORD (traded as ADR) | Purchase | 700 | 73.7370 USD | ||||
| ORD | Purchase | 725 | 44.0700 GBP | ||||
| ORD | Purchase | 746 | 43.8800 GBP | ||||
| ORD (traded as ADR) | Purchase | 800 | 74.8437 USD | ||||
| ORD | Purchase | 823 | 43.9100 GBP | ||||
| ORD | Purchase | 825 | 484.8727 SEK | ||||
| ORD | Purchase | 847 | 43.3450 GBP | ||||
| ORD | Purchase | 847 | 43.9800 GBP | ||||
| ORD (traded as ADR) | Purchase | 850 | 74.3500 USD | ||||
| ORD | Purchase | 870 | 43.6150 GBP | ||||
| ORD | Purchase | 881 | 43.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 73.6072 USD | ||||
| ORD (traded as ADR) | Purchase | 902 | 74.8650 USD | ||||
| ORD | Purchase | 944 | 44.1297 GBP | ||||
| ORD | Purchase | 949 | 44.0900 GBP | ||||
| ORD | Purchase | 961 | 487.5304 SEK | ||||
| ORD | Purchase | 963 | 43.3750 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,000 | 73.3390 USD | ||||
| ORD | Purchase | 1,007 | 44.3950 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,021 | 74.8482 USD | ||||
| ORD | Purchase | 1,032 | 480.3233 SEK | ||||
| ORD | Purchase | 1,037 | 43.0950 GBP | ||||
| ORD | Purchase | 1,077 | 43.9150 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,100 | 73.6845 USD | ||||
| ORD (traded as ADR) | Purchase | 1,101 | 74.8399 USD | ||||
| ORD | Purchase | 1,135 | 43.9400 GBP | ||||
| ORD | Purchase | 1,283 | 43.6200 GBP | ||||
| ORD | Purchase | 1,306 | 43.3400 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,387 | 73.5222 USD | ||||
| ORD | Purchase | 1,437 | 43.9650 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,522 | 73.6700 USD | ||||
| ORD (traded as ADR) | Purchase | 1,526 | 73.6272 USD | ||||
| ORD (traded as ADR) | Purchase | 1,530 | 74.4569 USD | ||||
| ORD | Purchase | 1,564 | 43.9350 GBP | ||||
| ORD | Purchase | 1,657 | 483.7822 SEK | ||||
| ORD | Purchase | 1,661 | 43.9177 GBP | ||||
| ORD | Purchase | 1,678 | 44.4000 GBP | ||||
| ORD | Purchase | 1,706 | 488.4845 SEK | ||||
| ORD | Purchase | 1,890 | 44.0000 GBP | ||||
| ORD | Purchase | 1,919 | 491.0000 SEK | ||||
| ORD | Purchase | 1,957 | 43.9700 GBP | ||||
| ORD | Purchase | 2,087 | 43.8000 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 74.0896 USD | ||||
| ORD (traded as ADR) | Purchase | 2,200 | 73.8354 USD | ||||
| ORD | Purchase | 2,360 | 43.5763 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 73.6512 USD | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 74.4389 USD | ||||
| ORD (traded as ADR) | Purchase | 2,500 | 74.4932 USD | ||||
| ORD (traded as ADR) | Purchase | 2,598 | 73.7307 USD | ||||
| ORD (traded as ADR) | Purchase | 2,600 | 73.8968 USD | ||||
| ORD | Purchase | 2,618 | 480.8613 SEK | ||||
| ORD (traded as ADR) | Purchase | 2,800 | 74.1409 USD | ||||
| ORD (traded as ADR) | Purchase | 2,862 | 73.6188 USD | ||||
| ORD (traded as ADR) | Purchase | 2,900 | 73.6671 USD | ||||
| ORD (traded as ADR) | Purchase | 2,932 | 74.3000 USD | ||||
| ORD (traded as ADR) | Purchase | 3,377 | 73.6145 USD | ||||
| ORD (traded as ADR) | Purchase | 3,443 | 73.3982 USD | ||||
| ORD (traded as ADR) | Purchase | 3,500 | 74.5508 USD | ||||
| ORD (traded as ADR) | Purchase | 3,720 | 74.0241 USD | ||||
| ORD (traded as ADR) | Purchase | 4,000 | 73.6031 USD | ||||
| ORD (traded as ADR) | Purchase | 4,100 | 73.4409 USD | ||||
| ORD (traded as ADR) | Purchase | 4,100 | 74.8502 USD | ||||
| ORD | Purchase | 4,993 | 43.9500 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,000 | 73.9442 USD | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 73.5217 USD | ||||
| ORD (traded as ADR) | Purchase | 5,552 | 73.3697 USD | ||||
| ORD (traded as ADR) | Purchase | 5,896 | 73.5771 USD | ||||
| ORD (traded as ADR) | Purchase | 6,100 | 74.7792 USD | ||||
| ORD (traded as ADR) | Purchase | 7,600 | 74.5433 USD | ||||
| ORD | Purchase | 7,640 | 43.5710 GBP | ||||
| ORD | Purchase | 9,291 | 488.2042 SEK | ||||
| ORD | Purchase | 9,590 | 44.0227 GBP | ||||
| ORD | Purchase | 9,645 | 43.9356 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,806 | 73.6969 USD | ||||
| ORD (traded as ADR) | Purchase | 10,000 | 73.3422 USD | ||||
| ORD (traded as ADR) | Purchase | 10,500 | 74.0023 USD | ||||
| ORD (traded as ADR) | Purchase | 11,400 | 73.6510 USD | ||||
| ORD (traded as ADR) | Purchase | 11,700 | 74.5449 USD | ||||
| ORD | Purchase | 13,224 | 43.8705 GBP | ||||
| ORD | Purchase | 13,748 | 43.8986 GBP | ||||
| ORD | Purchase | 13,931 | 43.9465 GBP | ||||
| ORD (traded as ADR) | Purchase | 14,118 | 74.2523 USD | ||||
| ORD (traded as ADR) | Purchase | 14,600 | 73.7039 USD | ||||
| ORD (traded as ADR) | Purchase | 14,800 | 74.2957 USD | ||||
| ORD | Purchase | 15,000 | 43.4947 GBP | ||||
| ORD (traded as ADR) | Purchase | 17,325 | 74.4396 USD | ||||
| ORD (traded as ADR) | Purchase | 17,410 | 74.6157 USD | ||||
| ORD (traded as ADR) | Purchase | 18,070 | 74.1225 USD | ||||
| ORD (traded as ADR) | Purchase | 18,080 | 74.2440 USD | ||||
| ORD (traded as ADR) | Purchase | 18,411 | 74.7660 USD | ||||
| ORD | Purchase | 20,000 | 44.0911 GBP | ||||
| ORD (traded as ADR) | Purchase | 20,000 | 73.6054 USD | ||||
| ORD | Purchase | 21,623 | 44.2000 GBP | ||||
| ORD | Purchase | 23,500 | 43.3304 GBP | ||||
| ORD | Purchase | 24,414 | 44.0992 GBP | ||||
| ORD (traded as ADR) | Purchase | 24,900 | 74.1455 USD | ||||
| ORD (traded as ADR) | Purchase | 29,900 | 74.5879 USD | ||||
| ORD (traded as ADR) | Purchase | 30,198 | 73.4957 USD | ||||
| ORD | Purchase | 30,331 | 43.1667 GBP | ||||
| ORD (traded as ADR) | Purchase | 33,521 | 73.6917 USD | ||||
| ORD | Purchase | 36,494 | 43.8108 GBP | ||||
| ORD | Purchase | 38,151 | 43.9059 GBP | ||||
| ORD | Purchase | 41,272 | 43.8953 GBP | ||||
| ORD (traded as ADR) | Purchase | 41,322 | 74.0778 USD | ||||
| ORD (traded as ADR) | Purchase | 41,500 | 74.3031 USD | ||||
| ORD (traded as ADR) | Purchase | 42,000 | 72.2000 USD | ||||
| ORD | Purchase | 43,564 | 43.8190 GBP | ||||
| ORD (traded as ADR) | Purchase | 44,300 | 73.5504 USD | ||||
| ORD | Purchase | 45,110 | 43.9266 GBP | ||||
| ORD | Purchase | 47,537 | 43.9954 GBP | ||||
| ORD | Purchase | 50,000 | 43.5552 GBP | ||||
| ORD | Purchase | 53,900 | 43.9239 GBP | ||||
| ORD (traded as ADR) | Purchase | 57,750 | 74.5029 USD | ||||
| ORD | Purchase | 59,899 | 42.9810 GBP | ||||
| ORD | Purchase | 62,803 | 484.9576 SEK | ||||
| ORD (traded as ADR) | Purchase | 69,574 | 74.4470 USD | ||||
| ORD | Purchase | 71,312 | 43.8819 GBP | ||||
| ORD | Purchase | 80,000 | 43.2433 GBP | ||||
| ORD | Purchase | 100,175 | 43.8884 GBP | ||||
| ORD (traded as ADR) | Purchase | 105,709 | 74.6812 USD | ||||
| ORD | Purchase | 106,474 | 43.8831 GBP | ||||
| ORD (traded as ADR) | Purchase | 115,251 | 74.3719 USD | ||||
| ORD | Purchase | 117,105 | 43.6497 GBP | ||||
| ORD | Purchase | 127,397 | 43.6265 GBP | ||||
| ORD (traded as ADR) | Purchase | 131,200 | 74.0841 USD | ||||
| ORD | Purchase | 150,000 | 43.6203 GBP | ||||
| ORD (traded as ADR) | Purchase | 167,500 | 74.0389 USD | ||||
| ORD | Purchase | 251,246 | 43.9064 GBP | ||||
| ORD | Purchase | 339,935 | 43.7611 GBP | ||||
| ORD | Purchase | 573,024 | 43.8590 GBP | ||||
| ORD | Sale | 1 | 42.6900 GBP | ||||
| ORD | Sale | 12 | 43.2750 GBP | ||||
| ORD | Sale | 20 | 43.7950 GBP | ||||
| ORD | Sale | 22 | 43.2600 GBP | ||||
| ORD | Sale | 24 | 42.9850 GBP | ||||
| ORD | Sale | 24 | 42.9895 GBP | ||||
| ORD | Sale | 28 | 43.5675 GBP | ||||
| ORD | Sale | 29 | 42.7450 GBP | ||||
| ORD | Sale | 31 | 43.6520 GBP | ||||
| ORD | Sale | 33 | 43.0880 GBP | ||||
| ORD | Sale | 35 | 42.9030 GBP | ||||
| ORD | Sale | 35 | 43.5400 GBP | ||||
| ORD | Sale | 37 | 43.0600 GBP | ||||
| ORD | Sale | 37 | 43.0725 GBP | ||||
| ORD | Sale | 37 | 43.9275 GBP | ||||
| ORD | Sale | 44 | 43.7400 GBP | ||||
| ORD | Sale | 47 | 43.5450 GBP | ||||
| ORD | Sale | 49 | 42.8875 GBP | ||||
| ORD | Sale | 50 | 44.0100 GBP | ||||
| ORD (traded as ADR) | Sale | 50 | 73.5500 USD | ||||
| ORD (traded as ADR) | Sale | 50 | 73.5503 USD | ||||
| ORD (traded as ADR) | Sale | 50 | 74.5000 USD | ||||
| ORD | Sale | 55 | 43.0800 GBP | ||||
| ORD | Sale | 55 | 43.0870 GBP | ||||
| ORD | Sale | 55 | 43.1150 GBP | ||||
| ORD | Sale | 55 | 43.1175 GBP | ||||
| ORD | Sale | 63 | 43.4595 GBP | ||||
| ORD | Sale | 63 | 43.9870 GBP | ||||
| ORD (traded as ADR) | Sale | 68 | 74.2997 USD | ||||
| ORD | Sale | 69 | 487.4391 SEK | ||||
| ORD | Sale | 70 | 42.8950 GBP | ||||
| ORD | Sale | 70 | 43.9250 GBP | ||||
| ORD | Sale | 71 | 43.8870 GBP | ||||
| ORD | Sale | 76 | 42.7650 GBP | ||||
| ORD | Sale | 76 | 44.1225 GBP | ||||
| ORD | Sale | 77 | 43.7000 GBP | ||||
| ORD | Sale | 78 | 43.5850 GBP | ||||
| ORD | Sale | 80 | 43.0962 GBP | ||||
| ORD | Sale | 80 | 44.0050 GBP | ||||
| ORD | Sale | 81 | 42.9540 GBP | ||||
| ORD | Sale | 81 | 43.9680 GBP | ||||
| ORD | Sale | 88 | 43.1400 GBP | ||||
| ORD | Sale | 96 | 42.8940 GBP | ||||
| ORD (traded as ADR) | Sale | 100 | 72.9150 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 75.1100 USD | ||||
| ORD (traded as ADR) | Sale | 100 | 75.1150 USD | ||||
| ORD | Sale | 101 | 43.0550 GBP | ||||
| ORD | Sale | 105 | 43.3475 GBP | ||||
| ORD | Sale | 105 | 43.8050 GBP | ||||
| ORD | Sale | 106 | 42.7600 GBP | ||||
| ORD | Sale | 107 | 44.1900 GBP | ||||
| ORD | Sale | 109 | 43.9225 GBP | ||||
| ORD | Sale | 110 | 43.0450 GBP | ||||
| ORD | Sale | 110 | 44.1625 GBP | ||||
| ORD | Sale | 112 | 43.7300 GBP | ||||
| ORD | Sale | 112 | 44.0575 GBP | ||||
| ORD | Sale | 112 | 44.0650 GBP | ||||
| ORD | Sale | 122 | 42.6350 GBP | ||||
| ORD | Sale | 122 | 44.0350 GBP | ||||
| ORD | Sale | 122 | 44.0400 GBP | ||||
| ORD | Sale | 122 | 44.1000 GBP | ||||
| ORD | Sale | 122 | 44.1050 GBP | ||||
| ORD | Sale | 128 | 43.7800 GBP | ||||
| ORD | Sale | 128 | 44.0450 GBP | ||||
| ORD | Sale | 128 | 44.0475 GBP | ||||
| ORD | Sale | 128 | 44.0595 GBP | ||||
| ORD | Sale | 140 | 43.7972 GBP | ||||
| ORD | Sale | 140 | 43.9007 GBP | ||||
| ORD (traded as ADR) | Sale | 140 | 74.4392 USD | ||||
| ORD | Sale | 144 | 44.1100 GBP | ||||
| ORD | Sale | 148 | 43.6750 GBP | ||||
| ORD (traded as ADR) | Sale | 150 | 74.7766 USD | ||||
| ORD | Sale | 153 | 42.7000 GBP | ||||
| ORD | Sale | 157 | 43.0700 GBP | ||||
| ORD | Sale | 159 | 43.8900 GBP | ||||
| ORD | Sale | 161 | 43.7500 GBP | ||||
| ORD | Sale | 162 | 484.5037 SEK | ||||
| ORD | Sale | 164 | 43.9475 GBP | ||||
| ORD | Sale | 174 | 43.9025 GBP | ||||
| ORD | Sale | 174 | 44.2200 GBP | ||||
| ORD | Sale | 180 | 44.1345 GBP | ||||
| ORD | Sale | 181 | 44.3500 GBP | ||||
| ORD | Sale | 183 | 43.6300 GBP | ||||
| ORD | Sale | 184 | 44.1875 GBP | ||||
| ORD (traded as ADR) | Sale | 184 | 73.4426 USD | ||||
| ORD | Sale | 186 | 44.1025 GBP | ||||
| ORD | Sale | 193 | 43.7150 GBP | ||||
| ORD | Sale | 193 | 478.6378 SEK | ||||
| ORD | Sale | 194 | 43.8700 GBP | ||||
| ORD | Sale | 195 | 44.0600 GBP | ||||
| ORD | Sale | 199 | 486.7000 SEK | ||||
| ORD (traded as ADR) | Sale | 200 | 72.9800 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 73.0350 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 73.4675 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 73.4700 USD | ||||
| ORD (traded as ADR) | Sale | 200 | 74.7500 USD | ||||
| ORD | Sale | 206 | 44.0200 GBP | ||||
| ORD | Sale | 210 | 43.7900 GBP | ||||
| ORD | Sale | 212 | 43.5100 GBP | ||||
| ORD | Sale | 220 | 44.2300 GBP | ||||
| ORD | Sale | 220 | 44.2350 GBP | ||||
| ORD | Sale | 230 | 43.8250 GBP | ||||
| ORD | Sale | 233 | 43.4650 GBP | ||||
| ORD | Sale | 234 | 43.1050 GBP | ||||
| ORD | Sale | 234 | 43.9050 GBP | ||||
| ORD (traded as ADR) | Sale | 234 | 74.2864 USD | ||||
| ORD | Sale | 236 | 42.9840 GBP | ||||
| ORD | Sale | 236 | 43.9550 GBP | ||||
| ORD | Sale | 240 | 43.9900 GBP | ||||
| ORD | Sale | 241 | 43.7700 GBP | ||||
| ORD | Sale | 245 | 44.0950 GBP | ||||
| ORD (traded as ADR) | Sale | 245 | 74.2400 USD | ||||
| ORD | Sale | 246 | 44.0975 GBP | ||||
| ORD | Sale | 246 | 44.1125 GBP | ||||
| ORD (traded as ADR) | Sale | 250 | 74.0520 USD | ||||
| ORD | Sale | 251 | 43.8000 GBP | ||||
| ORD | Sale | 256 | 44.5250 GBP | ||||
| ORD | Sale | 263 | 44.1925 GBP | ||||
| ORD | Sale | 267 | 491.0167 SEK | ||||
| ORD | Sale | 271 | 43.9075 GBP | ||||
| ORD | Sale | 283 | 43.7550 GBP | ||||
| ORD | Sale | 292 | 42.7400 GBP | ||||
| ORD | Sale | 295 | 43.6050 GBP | ||||
| ORD | Sale | 295 | 43.9850 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 72.9816 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 74.7700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 74.8650 USD | ||||
| ORD | Sale | 302 | 43.9600 GBP | ||||
| ORD | Sale | 307 | 44.0395 GBP | ||||
| ORD | Sale | 307 | 44.2450 GBP | ||||
| ORD | Sale | 317 | 43.0350 GBP | ||||
| ORD | Sale | 320 | 44.1330 GBP | ||||
| ORD | Sale | 322 | 42.7200 GBP | ||||
| ORD | Sale | 322 | 43.6600 GBP | ||||
| ORD | Sale | 332 | 42.6400 GBP | ||||
| ORD | Sale | 344 | 43.6100 GBP | ||||
| ORD | Sale | 364 | 43.7750 GBP | ||||
| ORD | Sale | 370 | 42.7050 GBP | ||||
| ORD | Sale | 400 | 44.1245 GBP | ||||
| ORD (traded as ADR) | Sale | 400 | 73.5090 USD | ||||
| ORD | Sale | 423 | 43.8300 GBP | ||||
| ORD | Sale | 461 | 42.9600 GBP | ||||
| ORD | Sale | 486 | 42.9495 GBP | ||||
| ORD | Sale | 486 | 43.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 487 | 73.3903 USD | ||||
| ORD | Sale | 493 | 43.0850 GBP | ||||
| ORD | Sale | 500 | 43.0900 GBP | ||||
| ORD | Sale | 500 | 43.6080 GBP | ||||
| ORD | Sale | 500 | 43.6250 GBP | ||||
| ORD | Sale | 500 | 44.0380 GBP | ||||
| ORD (traded as ADR) | Sale | 500 | 73.3820 USD | ||||
| ORD (traded as ADR) | Sale | 500 | 74.0000 USD | ||||
| ORD | Sale | 506 | 44.1014 GBP | ||||
| ORD (traded as ADR) | Sale | 540 | 74.4750 USD | ||||
| ORD (traded as ADR) | Sale | 550 | 73.5345 USD | ||||
| ORD | Sale | 556 | 44.0550 GBP | ||||
| ORD | Sale | 600 | 43.3495 GBP | ||||
| ORD | Sale | 600 | 43.4600 GBP | ||||
| ORD | Sale | 600 | 43.5945 GBP | ||||
| ORD | Sale | 600 | 43.5950 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 74.4400 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 74.5803 USD | ||||
| ORD | Sale | 605 | 43.7695 GBP | ||||
| ORD (traded as ADR) | Sale | 605 | 74.2631 USD | ||||
| ORD | Sale | 654 | 43.1887 GBP | ||||
| ORD (traded as ADR) | Sale | 700 | 74.6400 USD | ||||
| ORD | Sale | 721 | 43.6109 GBP | ||||
| ORD | Sale | 722 | 43.0375 GBP | ||||
| ORD | Sale | 725 | 44.0700 GBP | ||||
| ORD | Sale | 746 | 43.8800 GBP | ||||
| ORD | Sale | 750 | 43.9419 GBP | ||||
| ORD (traded as ADR) | Sale | 800 | 74.4150 USD | ||||
| ORD (traded as ADR) | Sale | 800 | 74.5562 USD | ||||
| ORD | Sale | 823 | 43.9100 GBP | ||||
| ORD | Sale | 833 | 478.8000 SEK | ||||
| ORD | Sale | 847 | 43.3450 GBP | ||||
| ORD (traded as ADR) | Sale | 850 | 74.6576 USD | ||||
| ORD | Sale | 861 | 490.9631 SEK | ||||
| ORD | Sale | 870 | 43.6150 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 72.9100 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 73.8976 USD | ||||
| ORD | Sale | 949 | 44.0900 GBP | ||||
| ORD | Sale | 963 | 43.3750 GBP | ||||
| ORD (traded as ADR) | Sale | 1,000 | 74.5240 USD | ||||
| ORD | Sale | 1,007 | 44.3950 GBP | ||||
| ORD | Sale | 1,037 | 43.0950 GBP | ||||
| ORD | Sale | 1,077 | 43.9150 GBP | ||||
| ORD | Sale | 1,115 | 44.2111 GBP | ||||
| ORD | Sale | 1,135 | 43.9400 GBP | ||||
| ORD (traded as ADR) | Sale | 1,150 | 73.9552 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 73.0612 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 73.2700 USD | ||||
| ORD | Sale | 1,283 | 43.6200 GBP | ||||
| ORD | Sale | 1,299 | 488.6899 SEK | ||||
| ORD | Sale | 1,306 | 43.3400 GBP | ||||
| ORD (traded as ADR) | Sale | 1,400 | 74.7242 USD | ||||
| ORD | Sale | 1,437 | 43.9650 GBP | ||||
| ORD | Sale | 1,483 | 43.8749 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 73.0100 USD | ||||
| ORD | Sale | 1,564 | 43.9350 GBP | ||||
| ORD | Sale | 1,566 | 43.9200 GBP | ||||
| ORD | Sale | 1,678 | 44.4000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,750 | 73.4542 USD | ||||
| ORD (traded as ADR) | Sale | 1,777 | 74.3000 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 75.0591 USD | ||||
| ORD (traded as ADR) | Sale | 1,830 | 73.7815 USD | ||||
| ORD | Sale | 1,890 | 44.0000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,900 | 74.4652 USD | ||||
| ORD | Sale | 1,957 | 43.9700 GBP | ||||
| ORD (traded as ADR) | Sale | 2,080 | 74.5041 USD | ||||
| ORD (traded as ADR) | Sale | 2,200 | 73.2191 USD | ||||
| ORD (traded as ADR) | Sale | 2,287 | 74.4377 USD | ||||
| ORD (traded as ADR) | Sale | 2,300 | 74.6327 USD | ||||
| ORD (traded as ADR) | Sale | 2,526 | 74.5188 USD | ||||
| ORD (traded as ADR) | Sale | 2,577 | 73.9279 USD | ||||
| ORD (traded as ADR) | Sale | 2,600 | 73.3081 USD | ||||
| ORD (traded as ADR) | Sale | 2,795 | 73.4234 USD | ||||
| ORD (traded as ADR) | Sale | 2,800 | 73.5610 USD | ||||
| ORD (traded as ADR) | Sale | 3,034 | 74.8265 USD | ||||
| ORD | Sale | 3,168 | 43.8508 GBP | ||||
| ORD (traded as ADR) | Sale | 3,300 | 75.0709 USD | ||||
| ORD | Sale | 3,501 | 43.9450 GBP | ||||
| ORD (traded as ADR) | Sale | 4,000 | 73.7110 USD | ||||
| ORD | Sale | 4,226 | 479.7133 SEK | ||||
| ORD | Sale | 4,294 | 44.2180 GBP | ||||
| ORD (traded as ADR) | Sale | 4,496 | 73.2883 USD | ||||
| ORD | Sale | 4,708 | 43.7918 GBP | ||||
| ORD | Sale | 4,822 | 44.0062 GBP | ||||
| ORD | Sale | 4,993 | 43.9500 GBP | ||||
| ORD (traded as ADR) | Sale | 5,000 | 73.9442 USD | ||||
| ORD | Sale | 5,099 | 44.2000 GBP | ||||
| ORD (traded as ADR) | Sale | 5,133 | 74.4419 USD | ||||
| ORD (traded as ADR) | Sale | 5,600 | 74.0426 USD | ||||
| ORD (traded as ADR) | Sale | 5,820 | 73.4182 USD | ||||
| ORD (traded as ADR) | Sale | 6,185 | 74.4191 USD | ||||
| ORD (traded as ADR) | Sale | 6,199 | 73.3880 USD | ||||
| ORD (traded as ADR) | Sale | 6,600 | 74.7198 USD | ||||
| ORD (traded as ADR) | Sale | 7,100 | 73.0606 USD | ||||
| ORD (traded as ADR) | Sale | 7,285 | 74.6052 USD | ||||
| ORD | Sale | 8,090 | 43.6411 GBP | ||||
| ORD (traded as ADR) | Sale | 8,552 | 74.5576 USD | ||||
| ORD | Sale | 9,248 | 43.9111 GBP | ||||
| ORD | Sale | 9,649 | 43.6410 GBP | ||||
| ORD (traded as ADR) | Sale | 9,724 | 74.5834 USD | ||||
| ORD | Sale | 9,744 | 44.5200 GBP | ||||
| ORD (traded as ADR) | Sale | 9,800 | 73.9308 USD | ||||
| ORD | Sale | 9,921 | 43.0734 GBP | ||||
| ORD (traded as ADR) | Sale | 9,947 | 73.4939 USD | ||||
| ORD (traded as ADR) | Sale | 10,000 | 73.3422 USD | ||||
| ORD | Sale | 10,000 | 480.5000 SEK | ||||
| ORD (traded as ADR) | Sale | 10,011 | 74.2818 USD | ||||
| ORD | Sale | 10,860 | 43.4676 GBP | ||||
| ORD (traded as ADR) | Sale | 10,900 | 73.4661 USD | ||||
| ORD (traded as ADR) | Sale | 11,762 | 74.4534 USD | ||||
| ORD | Sale | 12,007 | 487.4263 SEK | ||||
| ORD (traded as ADR) | Sale | 12,100 | 74.6031 USD | ||||
| ORD (traded as ADR) | Sale | 12,512 | 74.2684 USD | ||||
| ORD | Sale | 14,867 | 43.9000 GBP | ||||
| ORD (traded as ADR) | Sale | 15,501 | 73.3330 USD | ||||
| ORD | Sale | 15,683 | 43.9800 GBP | ||||
| ORD | Sale | 16,140 | 43.8157 GBP | ||||
| ORD | Sale | 17,000 | 43.9495 GBP | ||||
| ORD (traded as ADR) | Sale | 17,100 | 73.7806 USD | ||||
| ORD (traded as ADR) | Sale | 17,827 | 74.3979 USD | ||||
| ORD (traded as ADR) | Sale | 18,314 | 73.5161 USD | ||||
| ORD (traded as ADR) | Sale | 18,600 | 74.7578 USD | ||||
| ORD (traded as ADR) | Sale | 20,000 | 73.6054 USD | ||||
| ORD | Sale | 20,000 | 491.0000 SEK | ||||
| ORD (traded as ADR) | Sale | 20,291 | 74.6116 USD | ||||
| ORD (traded as ADR) | Sale | 21,900 | 74.0427 USD | ||||
| ORD | Sale | 22,396 | 44.1414 GBP | ||||
| ORD (traded as ADR) | Sale | 22,695 | 74.4046 USD | ||||
| ORD (traded as ADR) | Sale | 23,400 | 74.5449 USD | ||||
| ORD (traded as ADR) | Sale | 23,974 | 73.4137 USD | ||||
| ORD (traded as ADR) | Sale | 24,026 | 74.4678 USD | ||||
| ORD (traded as ADR) | Sale | 25,808 | 73.9958 USD | ||||
| ORD | Sale | 25,818 | 43.9778 GBP | ||||
| ORD (traded as ADR) | Sale | 26,888 | 73.6892 USD | ||||
| ORD (traded as ADR) | Sale | 27,500 | 73.5099 USD | ||||
| ORD (traded as ADR) | Sale | 28,567 | 73.3436 USD | ||||
| ORD | Sale | 31,891 | 482.9198 SEK | ||||
| ORD | Sale | 32,840 | 43.8398 GBP | ||||
| ORD (traded as ADR) | Sale | 36,418 | 74.5653 USD | ||||
| ORD | Sale | 39,916 | 43.8255 GBP | ||||
| ORD (traded as ADR) | Sale | 42,000 | 72.2000 USD | ||||
| ORD | Sale | 43,831 | 43.7247 GBP | ||||
| ORD | Sale | 49,442 | 43.2175 GBP | ||||
| ORD | Sale | 50,000 | 43.9414 GBP | ||||
| ORD (traded as ADR) | Sale | 50,000 | 73.4565 USD | ||||
| ORD | Sale | 50,287 | 43.9042 GBP | ||||
| ORD | Sale | 58,139 | 43.6824 GBP | ||||
| ORD (traded as ADR) | Sale | 68,700 | 74.1356 USD | ||||
| ORD | Sale | 81,512 | 43.7025 GBP | ||||
| ORD | Sale | 84,324 | 43.6252 GBP | ||||
| ORD | Sale | 86,078 | 43.5563 GBP | ||||
| ORD (traded as ADR) | Sale | 88,189 | 74.4637 USD | ||||
| ORD | Sale | 88,615 | 43.8385 GBP | ||||
| ORD | Sale | 94,891 | 43.6599 GBP | ||||
| ORD (traded as ADR) | Sale | 96,800 | 74.0543 USD | ||||
| ORD | Sale | 124,085 | 43.8878 GBP | ||||
| ORD | Sale | 130,349 | 43.8397 GBP | ||||
| ORD | Sale | 148,326 | 42.9940 GBP | ||||
| ORD (traded as ADR) | Sale | 153,600 | 73.9361 USD | ||||
| ORD | Sale | 202,500 | 43.9232 GBP | ||||
| ORD | Sale | 269,319 | 43.8325 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 158 | 44.1926 GBP | |||||
| ORD | CFD | Long | 267 | 491.0167 SEK | |||||
| ORD | SWAP | Long | 399 | 43.4571 GBP | |||||
| ORD | CFD | Long | 1,483 | 43.8749 GBP | |||||
| ORD | SWAP | Long | 4,294 | 44.2180 GBP | |||||
| ORD | SWAP | Long | 4,587 | 43.6187 GBP | |||||
| ORD | CFD | Long | 4,822 | 44.0062 GBP | |||||
| ORD | CFD | Long | 5,000 | 44.1960 GBP | |||||
| ORD | CFD | Long | 8,090 | 43.6411 GBP | |||||
| ORD | CFD | Long | 9,716 | 43.5708 GBP | |||||
| ORD | CFD | Long | 9,921 | 43.0734 GBP | |||||
| ORD | CFD | Long | 21,618 | 43.9093 GBP | |||||
| ORD | SWAP | Long | 24,890 | 43.8766 GBP | |||||
| ORD | CFD | Long | 43,591 | 43.6505 GBP | |||||
| ORD | CFD | Long | 50,000 | 43.9414 GBP | |||||
| ORD | CFD | Long | 117,657 | 43.7953 GBP | |||||
| ORD | SWAP | Short | 200 | 44.4217 GBP | |||||
| ORD | SWAP | Short | 299 | 42.7705 GBP | |||||
| ORD | CFD | Short | 607 | 44.1699 GBP | |||||
| ORD | CFD | Short | 1,157 | 488.8854 SEK | |||||
| ORD | SWAP | Short | 4,597 | 43.4315 GBP | |||||
| ORD | CFD | Short | 6,015 | 43.9508 GBP | |||||
| ORD | CFD | Short | 8,572 | 43.2136 GBP | |||||
| ORD | SWAP | Short | 11,458 | 43.8167 GBP | |||||
| ORD | SWAP | Short | 13,748 | 43.8985 GBP | |||||
| ORD | SWAP | Short | 50,000 | 43.5552 GBP | |||||
| ORD | SWAP | Short | 127,397 | 43.6265 GBP | |||||
| ORD | SWAP | Short | 150,000 | 43.6203 GBP | |||||
| ORD | SWAP | Short | 339,935 | 43.7611 GBP | |||||
| ORD | SWAP | Short | 573,024 | 43.8590 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Product | Writing, | Number | Exercise | Type | Expiry | Option | |||||||
| description | purchasing, | of | price | date | money | ||||||||
| selling, | securities | per unit | paid/ | ||||||||||
| varying etc | to which | received | |||||||||||
| option | per unit | ||||||||||||
| relates | |||||||||||||
| Call Options | Purchasing | 65,900 | 72.5 USD | American | 21 Jun 2014 | 3.8623 USD | |||||||
| Call Options | Purchasing | 50,000 | 75 USD | American | 21 Jun 2014 | 2.5238 USD | |||||||
| Call Options | Purchasing | 25,000 | 77.5 USD | American | 21 Jun 2014 | 1.9104 USD | |||||||
| Call Options | Purchasing | 10,000 | 80 USD | American | 21 Jun 2014 | 1.0500 USD | |||||||
| Call Options | Purchasing | 60,000 | 80 USD | American | 19 Jul 2014 | 1.7706 USD | |||||||
| Call Options | Purchasing | 1,000 | 82.5 USD | American | 21 Jun 2014 | 1.3100 USD | |||||||
| Call Options | Purchasing | 10,000 | 87.5 USD | American | 21 Jun 2014 | 0.3000 USD | |||||||
| Call Options | Purchasing | 1,100 | 90 USD | American | 19 Jul 2014 | 0.4809 USD | |||||||
| Call Options | Purchasing | 800 | 90 USD | American | 17 Jan 2015 | 1.6100 USD | |||||||
| Call Options | Selling | 2,800 | 70 USD | American | 17 Jan 2015 | 8.7314 USD | |||||||
| Call Options | Selling | 100 | 72.5 USD | American | 21 Jun 2014 | 4.3600 USD | |||||||
| Call Options | Selling | 400 | 75 USD | American | 19 Jul 2014 | 4.0800 USD | |||||||
| Call Options | Selling | 50,000 | 77.5 USD | American | 21 Jun 2014 | 1.6500 USD | |||||||
| Call Options | Selling | 5,500 | 80 USD | American | 18 Oct 2014 | 3.6000 USD | |||||||
| Call Options | Selling | 500 | 80 USD | American | 15 Jan 2016 | 4.6000 USD | |||||||
| Call Options | Selling | 2,400 | 82.5 USD | American | 17 Jan 2015 | 3.3500 USD | |||||||
| Call Options | Selling | 65,300 | 85 USD | American | 21 Jun 2014 | 0.5678 USD | |||||||
| Call Options | Selling | 1,000 | 85 USD | American | 19 Jul 2014 | 1.0300 USD | |||||||
| Call Options | Selling | 20,000 | 87.5 USD | American | 21 Jun 2014 | 0.3005 USD | |||||||
| Call Options | Selling | 100 | 87.5 USD | American | 19 Jul 2014 | 0.6200 USD | |||||||
| Put Options | Purchasing | 74,300 | 65 USD | American | 21 Jun 2014 | 0.3697 USD | |||||||
| Put Options | Purchasing | 1,000 | 65 USD | American | 19 Jul 2014 | 0.5600 USD | |||||||
| Put Options | Purchasing | 100 | 67.5 USD | American | 21 Jun 2014 | 0.6300 USD | |||||||
| Put Options | Purchasing | 29,800 | 67.5 USD | American | 21 Jun 2014 | 0.7500 USD | |||||||
| Put Options | Purchasing | 50,000 | 67.5 USD | American | 19 Jul 2014 | 1.4899 USD | |||||||
| Put Options | Purchasing | 100 | 70 USD | American | 21 Jun 2014 | 1.4200 USD | |||||||
| Put Options | Purchasing | 150,000 | 70 USD | American | 21 Jun 2014 | 1.4420 USD | |||||||
| Put Options | Purchasing | 400 | 70 USD | American | 19 Jul 2014 | 2.3600 USD | |||||||
| Put Options | Purchasing | 10,000 | 72.5 USD | American | 21 Jun 2014 | 2.5500 USD | |||||||
| Put Options | Purchasing | 58,000 | 72.5 USD | American | 21 Jun 2014 | 2.7293 USD | |||||||
| Put Options | Purchasing | 100 | 77.5 USD | American | 21 Jun 2014 | 5.2500 USD | |||||||
| Put Options | Selling | 5,000 | 60 USD | American | 21 Jun 2014 | 0.0500 USD | |||||||
| Put Options | Selling | 3,600 | 60 USD | American | 17 Jan 2015 | 1.3611 USD | |||||||
| Put Options | Selling | 1,100 | 60 USD | American | 15 Jan 2016 | 3.4000 USD | |||||||
| Put Options | Selling | 700 | 65 USD | American | 21 Jun 2014 | 0.3500 USD | |||||||
| Put Options | Selling | 900 | 65 USD | American | 18 Oct 2014 | 2.0000 USD | |||||||
| Put Options | Selling | 1,000 | 65 USD | American | 17 Jan 2015 | 2.6000 USD | |||||||
| Put Options | Selling | 5,100 | 70 USD | American | 21 Jun 2014 | 1.5545 USD | |||||||
| Put Options | Selling | 100 | 75 USD | American | 21 Jun 2014 | 3.8000 USD | |||||||
| Put Options | Selling | 1,000 | 82.5 USD | American | 17 Jan 2015 | 12.3000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 22 May 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ASTRAZENECA PLC |
2. OPTIONS AND DERIVATIVES
| Product | Writing, | Number | Exercise | Type | Expiry | ||||||
| description | purchasing, | of | price | date | |||||||
| selling, | securities | per unit | |||||||||
| varying etc | to which | ||||||||||
| option | |||||||||||
| relates | |||||||||||
| Futures | Selling | -150,000 | 2.4600 | 18 Dec 2015 | |||||||
| Futures | Purchased | 21,000 | 3749.5637 | 18 Jul 2014 | |||||||
| Put Options | Purchased | -100,000 | 4500.0000 | American | 20 Jun 2014 | ||||||
| Put Options | Written | 200,000 | 4200.0000 | American | 20 Jun 2014 | ||||||
| Call Options | Purchased | 150,000 | 4200.0000 | American | 20 Jun 2014 | ||||||
| Call Options | Written | -150,000 | 4200.0000 | American | 19 Sep 2014 | ||||||
| Call Options | Written | -4,000 | 4400.0000 | American | 20 Jun 2014 | ||||||
| Call Options | Written | -45,000 | 4500.0000 | American | 20 Jun 2014 | ||||||
| Put Options | Purchased | -100 | 25.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -400 | 30.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -1,300 | 30.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Purchased | -700 | 35.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -1,100 | 37.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -1,100 | 40.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -200 | 42.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -6,200 | 47.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -100 | 50.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Purchased | -400 | 55.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Purchased | -600 | 60.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Purchased | -97,600 | 65.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Purchased | -1,900 | 65.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Purchased | -47,000 | 67.5000 | American | 21 Jun 2014 | ||||||
| Put Options | Purchased | -51,700 | 67.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Purchased | -1,792 | 70.0000 | American | 20 Jun 2014 | ||||||
| Put Options | Purchased | -150,000 | 70.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Purchased | -1,000 | 70.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -58,000 | 72.5000 | American | 21 Jun 2014 | ||||||
| Put Options | Purchased | -280,000 | 72.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Purchased | -50,000 | 75.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Purchased | -3,000 | 80.0000 | American | 20 Jun 2014 | ||||||
| Put Options | Purchased | -1,343 | 80.0000 | American | 18 Jul 2014 | ||||||
| Put Options | Purchased | -5,300 | 80.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Purchased | -400 | 85.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Purchased | -4,600 | 85.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 600 | 35.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 300 | 35.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Written | 1,500 | 40.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Written | 2,500 | 45.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 100 | 47.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 300 | 50.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 1,000 | 50.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 300 | 52.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 2,400 | 55.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 200 | 55.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 400 | 57.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 1,000 | 57.5000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 1,500 | 57.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 4,900 | 60.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 1,800 | 60.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 10,300 | 60.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 1,100 | 60.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Written | 34,000 | 62.5000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 100 | 62.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 2,700 | 62.5000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 6,600 | 62.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 8,000 | 65.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 3,400 | 65.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 7,300 | 65.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 14,700 | 67.5000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 36,000 | 70.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 2,100 | 70.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 40,000 | 72.5000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 19,600 | 72.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 400 | 72.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 20,300 | 75.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 5,328 | 75.0000 | American | 18 Jul 2014 | ||||||
| Put Options | Written | 114,400 | 75.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 3,700 | 75.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 2,500 | 77.5000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 3,582 | 77.5000 | American | 18 Jul 2014 | ||||||
| Put Options | Written | 3,900 | 77.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 500 | 77.5000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 55,000 | 80.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 200 | 80.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 1,000 | 82.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 3,000 | 55.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 200 | 60.0000 | American | 15 Jan 2016 | ||||||
| Call Options | Purchased | 500 | 62.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 1,200 | 65.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 198,200 | 67.5000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 10,000 | 67.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 13,400 | 70.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 11,100 | 70.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 100 | 70.0000 | American | 15 Jan 2016 | ||||||
| Call Options | Purchased | 1,792 | 72.5000 | American | 20 Jun 2014 | ||||||
| Call Options | Purchased | 65,900 | 72.5000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 1,792 | 75.0000 | American | 20 Jun 2014 | ||||||
| Call Options | Purchased | 30,000 | 75.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 2,400 | 75.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 3,000 | 80.0000 | American | 20 Jun 2014 | ||||||
| Call Options | Purchased | 106,500 | 80.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 1,343 | 80.0000 | American | 18 Jul 2014 | ||||||
| Call Options | Purchased | 100,100 | 80.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 11,100 | 85.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 2,100 | 85.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Purchased | 4,600 | 85.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 3,800 | 90.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 13,800 | 90.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 1,100 | 90.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 8,700 | 95.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -300 | 52.5000 | American | 15 Jan 2016 | ||||||
| Call Options | Written | -200 | 57.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -800 | 60.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -3,000 | 60.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -1,500 | 62.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -13,500 | 65.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -1,000 | 65.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -400 | 65.0000 | American | 15 Jan 2016 | ||||||
| Call Options | Written | -500 | 67.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -100 | 67.5000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -500 | 67.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -100 | 70.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -3,000 | 70.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -896 | 70.0000 | American | 16 Jan 2015 | ||||||
| Call Options | Written | -12,600 | 70.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -4,800 | 72.5000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -7,400 | 72.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -2,200 | 72.5000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -700 | 72.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -10,200 | 75.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -4,000 | 75.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -9,100 | 75.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -98,500 | 77.5000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -31,900 | 77.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -2,000 | 77.5000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -100 | 77.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -2,000 | 80.0000 | American | 30 May 2014 | ||||||
| Call Options | Written | -285,900 | 80.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -52,700 | 80.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -6,200 | 80.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -10,200 | 80.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -500 | 80.0000 | American | 15 Jan 2016 | ||||||
| Call Options | Written | -57,700 | 82.5000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -2,500 | 82.5000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -2,300 | 82.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -846,200 | 85.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -55,000 | 85.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -783,200 | 87.5000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -100 | 87.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -2,500 | 87.5000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -145,900 | 90.0000 | American | 21 Jun 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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