6th May 2014 07:00
FORM 8.3 Amendment
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ASTRAZENECA PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 30 April 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: PFIZER INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,453,489 | 0.91% | 6,062,374 | 0.48% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 1,317,759 | 0.10% | 4,194,171 | 0.33% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 635,695 | 0.05% | 792,195 | 0.06% | |||||||
| (4) | TOTAL: | ||||||||||
| 13,406,943 | 1.06% | 11,048,740 | 0.88% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 7 | 46.2330 GBP | ||||
| ORD | Purchase | 27 | 46.1990 GBP | ||||
| ORD | Purchase | 32 | 46.2095 GBP | ||||
| ORD | Purchase | 32 | 46.5300 GBP | ||||
| ORD | Purchase | 32 | 46.9070 GBP | ||||
| ORD | Purchase | 32 | 46.9155 GBP | ||||
| ORD | Purchase | 35 | 46.7405 GBP | ||||
| ORD | Purchase | 36 | 46.5805 GBP | ||||
| ORD | Purchase | 37 | 46.6250 GBP | ||||
| ORD | Purchase | 37 | 46.7280 GBP | ||||
| ORD | Purchase | 40 | 46.7505 GBP | ||||
| ORD | Purchase | 41 | 46.8000 GBP | ||||
| ORD | Purchase | 49 | 46.4050 GBP | ||||
| ORD | Purchase | 50 | 46.8480 GBP | ||||
| ORD | Purchase | 52 | 46.2025 GBP | ||||
| ORD | Purchase | 54 | 46.1800 GBP | ||||
| ORD | Purchase | 54 | 46.1825 GBP | ||||
| ORD | Purchase | 54 | 46.1950 GBP | ||||
| ORD | Purchase | 54 | 46.1995 GBP | ||||
| ORD | Purchase | 54 | 46.2125 GBP | ||||
| ORD | Purchase | 56 | 46.8550 GBP | ||||
| ORD | Purchase | 57 | 46.2175 GBP | ||||
| ORD | Purchase | 57 | 46.6775 GBP | ||||
| ORD | Purchase | 58 | 46.5475 GBP | ||||
| ORD | Purchase | 59 | 46.7525 GBP | ||||
| ORD | Purchase | 63 | 46.5860 GBP | ||||
| ORD | Purchase | 64 | 46.0850 GBP | ||||
| ORD | Purchase | 64 | 46.1760 GBP | ||||
| ORD | Purchase | 64 | 46.1775 GBP | ||||
| ORD | Purchase | 64 | 46.1875 GBP | ||||
| ORD | Purchase | 64 | 46.7325 GBP | ||||
| ORD | Purchase | 64 | 46.7950 GBP | ||||
| ORD | Purchase | 65 | 46.2220 GBP | ||||
| ORD | Purchase | 67 | 46.2225 GBP | ||||
| ORD | Purchase | 67 | 46.6225 GBP | ||||
| ORD | Purchase | 68 | 46.2620 GBP | ||||
| ORD | Purchase | 68 | 46.4600 GBP | ||||
| ORD | Purchase | 71 | 46.2370 GBP | ||||
| ORD | Purchase | 75 | 46.4605 GBP | ||||
| ORD | Purchase | 75 | 46.4625 GBP | ||||
| ORD | Purchase | 75 | 46.4725 GBP | ||||
| ORD | Purchase | 75 | 46.5505 GBP | ||||
| ORD | Purchase | 75 | 46.5975 GBP | ||||
| ORD | Purchase | 76 | 46.2700 GBP | ||||
| ORD | Purchase | 76 | 46.8175 GBP | ||||
| ORD | Purchase | 76 | 46.8225 GBP | ||||
| ORD | Purchase | 76 | 46.8450 GBP | ||||
| ORD | Purchase | 76 | 46.8555 GBP | ||||
| ORD | Purchase | 76 | 46.8625 GBP | ||||
| ORD | Purchase | 76 | 46.9000 GBP | ||||
| ORD | Purchase | 79 | 46.7005 GBP | ||||
| ORD | Purchase | 82 | 46.9500 GBP | ||||
| ORD | Purchase | 83 | 46.5825 GBP | ||||
| ORD | Purchase | 84 | 46.7375 GBP | ||||
| ORD | Purchase | 85 | 46.5920 GBP | ||||
| ORD | Purchase | 85 | 46.7425 GBP | ||||
| ORD | Purchase | 87 | 46.7255 GBP | ||||
| ORD | Purchase | 95 | 46.1905 GBP | ||||
| ORD | Purchase | 95 | 46.1925 GBP | ||||
| ORD | Purchase | 95 | 46.6550 GBP | ||||
| ORD | Purchase | 96 | 46.7775 GBP | ||||
| ORD | Purchase | 99 | 46.7275 GBP | ||||
| ORD | Purchase | 99 | 46.7330 GBP | ||||
| ORD | Purchase | 101 | 46.8500 GBP | ||||
| ORD | Purchase | 101 | 46.9350 GBP | ||||
| ORD | Purchase | 101 | 46.9375 GBP | ||||
| ORD | Purchase | 101 | 46.9425 GBP | ||||
| ORD | Purchase | 102 | 46.8760 GBP | ||||
| ORD | Purchase | 103 | 46.7400 GBP | ||||
| ORD | Purchase | 104 | 46.5730 GBP | ||||
| ORD | Purchase | 104 | 46.6755 GBP | ||||
| ORD | Purchase | 105 | 46.2750 GBP | ||||
| ORD | Purchase | 107 | 46.7850 GBP | ||||
| ORD | Purchase | 108 | 46.6450 GBP | ||||
| ORD | Purchase | 112 | 46.7085 GBP | ||||
| ORD | Purchase | 116 | 46.8825 GBP | ||||
| ORD | Purchase | 120 | 46.2955 GBP | ||||
| ORD | Purchase | 122 | 46.1550 GBP | ||||
| ORD | Purchase | 122 | 46.6985 GBP | ||||
| ORD | Purchase | 126 | 46.4750 GBP | ||||
| ORD | Purchase | 126 | 46.4780 GBP | ||||
| ORD | Purchase | 126 | 46.5080 GBP | ||||
| ORD | Purchase | 126 | 46.5100 GBP | ||||
| ORD | Purchase | 126 | 46.5125 GBP | ||||
| ORD | Purchase | 126 | 46.5150 GBP | ||||
| ORD | Purchase | 126 | 46.5175 GBP | ||||
| ORD | Purchase | 126 | 46.5350 GBP | ||||
| ORD | Purchase | 126 | 46.5775 GBP | ||||
| ORD | Purchase | 126 | 46.5900 GBP | ||||
| ORD | Purchase | 126 | 46.5925 GBP | ||||
| ORD | Purchase | 131 | 46.8805 GBP | ||||
| ORD | Purchase | 132 | 46.9025 GBP | ||||
| ORD | Purchase | 135 | 46.5465 GBP | ||||
| ORD | Purchase | 135 | 46.5875 GBP | ||||
| ORD | Purchase | 141 | 46.6050 GBP | ||||
| ORD | Purchase | 145 | 46.2425 GBP | ||||
| ORD | Purchase | 148 | 46.7170 GBP | ||||
| ORD | Purchase | 148 | 46.7175 GBP | ||||
| ORD | Purchase | 150 | 46.5630 GBP | ||||
| ORD | Purchase | 152 | 46.5525 GBP | ||||
| ORD | Purchase | 152 | 46.5995 GBP | ||||
| ORD | Purchase | 152 | 46.8855 GBP | ||||
| ORD | Purchase | 155 | 46.7130 GBP | ||||
| ORD | Purchase | 155 | 46.9100 GBP | ||||
| ORD | Purchase | 159 | 46.2100 GBP | ||||
| ORD | Purchase | 159 | 46.4650 GBP | ||||
| ORD | Purchase | 159 | 46.6600 GBP | ||||
| ORD | Purchase | 161 | 46.6455 GBP | ||||
| ORD | Purchase | 161 | 46.6575 GBP | ||||
| ORD | Purchase | 161 | 46.7800 GBP | ||||
| ORD | Purchase | 161 | 46.8050 GBP | ||||
| ORD | Purchase | 161 | 46.8125 GBP | ||||
| ORD | Purchase | 161 | 46.8400 GBP | ||||
| ORD | Purchase | 165 | 46.5025 GBP | ||||
| ORD | Purchase | 165 | 46.6425 GBP | ||||
| ORD | Purchase | 173 | 46.5675 GBP | ||||
| ORD | Purchase | 173 | 46.9475 GBP | ||||
| ORD | Purchase | 180 | 46.2275 GBP | ||||
| ORD | Purchase | 180 | 46.9050 GBP | ||||
| ORD | Purchase | 184 | 46.5400 GBP | ||||
| ORD | Purchase | 184 | 46.6580 GBP | ||||
| ORD | Purchase | 186 | 46.7030 GBP | ||||
| ORD | Purchase | 188 | 46.2575 GBP | ||||
| ORD | Purchase | 192 | 46.2050 GBP | ||||
| ORD | Purchase | 201 | 46.5375 GBP | ||||
| ORD | Purchase | 207 | 46.6700 GBP | ||||
| ORD | Purchase | 207 | 46.7269 GBP | ||||
| ORD | Purchase | 212 | 46.8525 GBP | ||||
| ORD | Purchase | 214 | 46.7480 GBP | ||||
| ORD | Purchase | 217 | 46.2375 GBP | ||||
| ORD | Purchase | 225 | 46.6375 GBP | ||||
| ORD | Purchase | 225 | 46.7155 GBP | ||||
| ORD | Purchase | 230 | 46.2550 GBP | ||||
| ORD | Purchase | 231 | 46.8750 GBP | ||||
| ORD | Purchase | 238 | 46.5250 GBP | ||||
| ORD | Purchase | 245 | 46.2950 GBP | ||||
| ORD | Purchase | 249 | 46.8650 GBP | ||||
| ORD | Purchase | 251 | 46.5425 GBP | ||||
| ORD | Purchase | 252 | 46.5200 GBP | ||||
| ORD | Purchase | 252 | 46.5575 GBP | ||||
| ORD | Purchase | 252 | 46.6075 GBP | ||||
| ORD | Purchase | 262 | 46.5950 GBP | ||||
| ORD | Purchase | 262 | 46.7650 GBP | ||||
| ORD | Purchase | 263 | 46.7300 GBP | ||||
| ORD | Purchase | 289 | 46.9214 GBP | ||||
| ORD | Purchase | 295 | 46.5650 GBP | ||||
| ORD | Purchase | 297 | 46.6825 GBP | ||||
| ORD | Purchase | 305 | 46.2250 GBP | ||||
| ORD | Purchase | 307 | 46.6800 GBP | ||||
| ORD | Purchase | 320 | 46.7105 GBP | ||||
| ORD | Purchase | 323 | 46.4800 GBP | ||||
| ORD | Purchase | 340 | 46.5275 GBP | ||||
| ORD | Purchase | 342 | 46.6125 GBP | ||||
| ORD | Purchase | 348 | 46.2900 GBP | ||||
| ORD | Purchase | 365 | 46.8900 GBP | ||||
| ORD | Purchase | 367 | 46.8950 GBP | ||||
| ORD | Purchase | 369 | 46.5700 GBP | ||||
| ORD | Purchase | 369 | 46.7250 GBP | ||||
| ORD | Purchase | 370 | 46.2475 GBP | ||||
| ORD | Purchase | 392 | 46.6905 GBP | ||||
| ORD | Purchase | 393 | 46.7150 GBP | ||||
| ORD | Purchase | 400 | 46.5450 GBP | ||||
| ORD | Purchase | 400 | 46.8850 GBP | ||||
| ORD | Purchase | 402 | 46.5550 GBP | ||||
| ORD | Purchase | 416 | 46.6350 GBP | ||||
| ORD | Purchase | 419 | 46.7350 GBP | ||||
| ORD | Purchase | 436 | 46.6875 GBP | ||||
| ORD | Purchase | 447 | 46.8100 GBP | ||||
| ORD | Purchase | 453 | 46.6955 GBP | ||||
| ORD | Purchase | 455 | 46.7125 GBP | ||||
| ORD | Purchase | 462 | 46.5500 GBP | ||||
| ORD | Purchase | 476 | 46.8350 GBP | ||||
| ORD | Purchase | 480 | 46.8600 GBP | ||||
| ORD | Purchase | 493 | 46.5750 GBP | ||||
| ORD | Purchase | 495 | 46.6925 GBP | ||||
| ORD | Purchase | 515 | 46.6150 GBP | ||||
| ORD | Purchase | 522 | 46.2850 GBP | ||||
| ORD | Purchase | 533 | 46.7450 GBP | ||||
| ORD | Purchase | 538 | 46.2300 GBP | ||||
| ORD | Purchase | 540 | 46.8250 GBP | ||||
| ORD | Purchase | 546 | 46.7055 GBP | ||||
| ORD | Purchase | 581 | 46.6650 GBP | ||||
| ORD | Purchase | 583 | 46.6500 GBP | ||||
| ORD | Purchase | 594 | 46.6750 GBP | ||||
| ORD | Purchase | 600 | 46.2600 GBP | ||||
| ORD | Purchase | 607 | 46.6100 GBP | ||||
| ORD | Purchase | 609 | 46.2350 GBP | ||||
| ORD | Purchase | 639 | 46.3000 GBP | ||||
| ORD | Purchase | 655 | 46.6900 GBP | ||||
| ORD | Purchase | 657 | 509.7123 SEK | ||||
| ORD | Purchase | 701 | 46.6850 GBP | ||||
| ORD | Purchase | 705 | 46.6975 GBP | ||||
| ORD | Purchase | 729 | 46.7025 GBP | ||||
| ORD | Purchase | 800 | 46.8200 GBP | ||||
| ORD | Purchase | 823 | 46.5800 GBP | ||||
| ORD | Purchase | 871 | 46.8800 GBP | ||||
| ORD | Purchase | 875 | 46.2450 GBP | ||||
| ORD | Purchase | 1,129 | 510.0916 SEK | ||||
| ORD | Purchase | 1,148 | 509.5000 SEK | ||||
| ORD | Purchase | 1,162 | 46.2500 GBP | ||||
| ORD | Purchase | 1,242 | 510.5000 SEK | ||||
| ORD | Purchase | 1,270 | 46.7100 GBP | ||||
| ORD | Purchase | 1,477 | 46.6000 GBP | ||||
| ORD | Purchase | 1,501 | 46.7050 GBP | ||||
| ORD | Purchase | 1,686 | 46.7044 GBP | ||||
| ORD | Purchase | 2,000 | 46.1200 GBP | ||||
| ORD | Purchase | 2,004 | 46.8700 GBP | ||||
| ORD | Purchase | 2,429 | 46.6950 GBP | ||||
| ORD | Purchase | 2,734 | 510.0000 SEK | ||||
| ORD | Purchase | 2,874 | 46.5994 GBP | ||||
| ORD | Purchase | 3,132 | 46.7000 GBP | ||||
| ORD | Purchase | 3,234 | 46.7106 GBP | ||||
| ORD | Purchase | 3,419 | 46.7500 GBP | ||||
| ORD | Purchase | 3,540 | 46.7200 GBP | ||||
| ORD | Purchase | 3,979 | 46.6877 GBP | ||||
| ORD | Purchase | 4,199 | 46.6579 GBP | ||||
| ORD | Purchase | 4,805 | 46.7075 GBP | ||||
| ORD | Purchase | 4,818 | 509.7635 SEK | ||||
| ORD (traded as ADR) | Purchase | 6,850 | 78.6016 USD | ||||
| ORD | Purchase | 8,629 | 46.6835 GBP | ||||
| ORD | Purchase | 8,688 | 508.8790 SEK | ||||
| ORD | Purchase | 8,716 | 46.6039 GBP | ||||
| ORD | Purchase | 9,885 | 46.6967 GBP | ||||
| ORD | Purchase | 10,000 | 46.6420 GBP | ||||
| ORD | Purchase | 10,576 | 46.6278 GBP | ||||
| ORD | Purchase | 11,943 | 46.6114 GBP | ||||
| ORD | Purchase | 16,911 | 46.5448 GBP | ||||
| ORD | Purchase | 20,000 | 46.5512 GBP | ||||
| ORD | Purchase | 20,545 | 46.6400 GBP | ||||
| ORD | Purchase | 25,928 | 46.6118 GBP | ||||
| ORD | Purchase | 26,688 | 46.6127 GBP | ||||
| ORD | Purchase | 29,148 | 46.6183 GBP | ||||
| ORD | Purchase | 30,000 | 46.1631 GBP | ||||
| ORD | Purchase | 37,340 | 46.5572 GBP | ||||
| ORD (traded as ADR) | Purchase | 49,476 | 78.6619 USD | ||||
| ORD | Purchase | 63,035 | 46.6306 GBP | ||||
| ORD | Purchase | 66,223 | 46.6129 GBP | ||||
| ORD | Purchase | 137,369 | 46.6668 GBP | ||||
| ORD | Purchase | 150,000 | 46.2880 GBP | ||||
| ORD | Purchase | 257,360 | 46.6147 GBP | ||||
| ORD | Purchase | 325,180 | 46.5725 GBP | ||||
| ORD | Purchase | 331,066 | 46.5467 GBP | ||||
| ORD | Purchase | 361,789 | 46.5259 GBP | ||||
| ORD | Purchase | 500,000 | 46.3284 GBP | ||||
| ORD | Purchase | 500,000 | 46.7742 GBP | ||||
| ORD | Purchase | 583,582 | 46.2400 GBP | ||||
| ORD | Purchase | 600,000 | 46.6819 GBP | ||||
| ORD | Sale | 7 | 46.2330 GBP | ||||
| ORD | Sale | 22 | 46.7067 GBP | ||||
| ORD | Sale | 27 | 46.1990 GBP | ||||
| ORD | Sale | 32 | 46.2095 GBP | ||||
| ORD | Sale | 32 | 46.5300 GBP | ||||
| ORD | Sale | 32 | 46.9070 GBP | ||||
| ORD | Sale | 32 | 46.9155 GBP | ||||
| ORD | Sale | 35 | 46.7405 GBP | ||||
| ORD | Sale | 36 | 46.5805 GBP | ||||
| ORD | Sale | 37 | 46.6250 GBP | ||||
| ORD | Sale | 37 | 46.7280 GBP | ||||
| ORD | Sale | 40 | 46.7505 GBP | ||||
| ORD | Sale | 41 | 46.8000 GBP | ||||
| ORD | Sale | 48 | 514.0000 SEK | ||||
| ORD | Sale | 49 | 46.4050 GBP | ||||
| ORD | Sale | 50 | 46.8480 GBP | ||||
| ORD | Sale | 50 | 46.9110 GBP | ||||
| ORD | Sale | 52 | 46.2025 GBP | ||||
| ORD | Sale | 54 | 46.1800 GBP | ||||
| ORD | Sale | 54 | 46.1825 GBP | ||||
| ORD | Sale | 54 | 46.1950 GBP | ||||
| ORD | Sale | 54 | 46.1995 GBP | ||||
| ORD | Sale | 54 | 46.2125 GBP | ||||
| ORD | Sale | 56 | 46.8550 GBP | ||||
| ORD | Sale | 57 | 46.2175 GBP | ||||
| ORD | Sale | 57 | 46.6775 GBP | ||||
| ORD | Sale | 58 | 46.5475 GBP | ||||
| ORD | Sale | 59 | 46.7525 GBP | ||||
| ORD | Sale | 63 | 46.5860 GBP | ||||
| ORD | Sale | 64 | 46.0850 GBP | ||||
| ORD | Sale | 64 | 46.1760 GBP | ||||
| ORD | Sale | 64 | 46.1775 GBP | ||||
| ORD | Sale | 64 | 46.1875 GBP | ||||
| ORD | Sale | 64 | 46.7325 GBP | ||||
| ORD | Sale | 64 | 46.7950 GBP | ||||
| ORD | Sale | 65 | 46.2220 GBP | ||||
| ORD | Sale | 67 | 46.2225 GBP | ||||
| ORD | Sale | 67 | 46.6225 GBP | ||||
| ORD | Sale | 68 | 46.2620 GBP | ||||
| ORD | Sale | 68 | 46.4600 GBP | ||||
| ORD | Sale | 71 | 46.2370 GBP | ||||
| ORD | Sale | 75 | 46.4605 GBP | ||||
| ORD | Sale | 75 | 46.4625 GBP | ||||
| ORD | Sale | 75 | 46.4725 GBP | ||||
| ORD | Sale | 75 | 46.5505 GBP | ||||
| ORD | Sale | 75 | 46.5975 GBP | ||||
| ORD | Sale | 76 | 46.2700 GBP | ||||
| ORD | Sale | 76 | 46.8175 GBP | ||||
| ORD | Sale | 76 | 46.8225 GBP | ||||
| ORD | Sale | 76 | 46.8450 GBP | ||||
| ORD | Sale | 76 | 46.8555 GBP | ||||
| ORD | Sale | 76 | 46.8625 GBP | ||||
| ORD | Sale | 76 | 46.9000 GBP | ||||
| ORD | Sale | 79 | 46.7005 GBP | ||||
| ORD | Sale | 82 | 46.9500 GBP | ||||
| ORD | Sale | 83 | 46.5825 GBP | ||||
| ORD | Sale | 84 | 46.7375 GBP | ||||
| ORD | Sale | 85 | 46.5920 GBP | ||||
| ORD | Sale | 85 | 46.7425 GBP | ||||
| ORD | Sale | 87 | 46.7255 GBP | ||||
| ORD | Sale | 95 | 46.1905 GBP | ||||
| ORD | Sale | 95 | 46.1925 GBP | ||||
| ORD | Sale | 95 | 46.6550 GBP | ||||
| ORD | Sale | 96 | 46.7775 GBP | ||||
| ORD | Sale | 99 | 46.7275 GBP | ||||
| ORD | Sale | 99 | 46.7330 GBP | ||||
| ORD | Sale | 101 | 46.8500 GBP | ||||
| ORD | Sale | 101 | 46.9350 GBP | ||||
| ORD | Sale | 101 | 46.9375 GBP | ||||
| ORD | Sale | 101 | 46.9425 GBP | ||||
| ORD | Sale | 102 | 46.8760 GBP | ||||
| ORD | Sale | 103 | 46.7400 GBP | ||||
| ORD | Sale | 104 | 46.5730 GBP | ||||
| ORD | Sale | 104 | 46.6755 GBP | ||||
| ORD | Sale | 105 | 46.2750 GBP | ||||
| ORD | Sale | 107 | 46.2550 GBP | ||||
| ORD | Sale | 107 | 46.7850 GBP | ||||
| ORD | Sale | 108 | 46.6450 GBP | ||||
| ORD | Sale | 112 | 46.7085 GBP | ||||
| ORD | Sale | 116 | 46.8825 GBP | ||||
| ORD | Sale | 120 | 46.2955 GBP | ||||
| ORD | Sale | 122 | 46.6985 GBP | ||||
| ORD | Sale | 126 | 46.4750 GBP | ||||
| ORD | Sale | 126 | 46.4780 GBP | ||||
| ORD | Sale | 126 | 46.5080 GBP | ||||
| ORD | Sale | 126 | 46.5100 GBP | ||||
| ORD | Sale | 126 | 46.5125 GBP | ||||
| ORD | Sale | 126 | 46.5150 GBP | ||||
| ORD | Sale | 126 | 46.5175 GBP | ||||
| ORD | Sale | 126 | 46.5350 GBP | ||||
| ORD | Sale | 126 | 46.5775 GBP | ||||
| ORD | Sale | 126 | 46.5900 GBP | ||||
| ORD | Sale | 126 | 46.5925 GBP | ||||
| ORD | Sale | 131 | 46.8805 GBP | ||||
| ORD | Sale | 132 | 46.9025 GBP | ||||
| ORD | Sale | 135 | 46.5465 GBP | ||||
| ORD | Sale | 135 | 46.5875 GBP | ||||
| ORD | Sale | 142 | 46.2233 GBP | ||||
| ORD | Sale | 145 | 46.2425 GBP | ||||
| ORD | Sale | 148 | 46.7170 GBP | ||||
| ORD | Sale | 148 | 46.7175 GBP | ||||
| ORD | Sale | 150 | 46.5630 GBP | ||||
| ORD | Sale | 152 | 46.5525 GBP | ||||
| ORD | Sale | 152 | 46.8855 GBP | ||||
| ORD | Sale | 155 | 46.7130 GBP | ||||
| ORD | Sale | 155 | 46.9100 GBP | ||||
| ORD | Sale | 159 | 46.2100 GBP | ||||
| ORD | Sale | 159 | 46.4650 GBP | ||||
| ORD | Sale | 159 | 46.6600 GBP | ||||
| ORD | Sale | 161 | 46.6455 GBP | ||||
| ORD | Sale | 161 | 46.6575 GBP | ||||
| ORD | Sale | 161 | 46.7800 GBP | ||||
| ORD | Sale | 161 | 46.8050 GBP | ||||
| ORD | Sale | 161 | 46.8125 GBP | ||||
| ORD | Sale | 161 | 46.8400 GBP | ||||
| ORD | Sale | 165 | 46.5025 GBP | ||||
| ORD | Sale | 165 | 46.6425 GBP | ||||
| ORD | Sale | 173 | 46.5675 GBP | ||||
| ORD | Sale | 173 | 46.9475 GBP | ||||
| ORD | Sale | 180 | 46.2275 GBP | ||||
| ORD | Sale | 180 | 46.9050 GBP | ||||
| ORD | Sale | 184 | 46.5400 GBP | ||||
| ORD | Sale | 184 | 46.6580 GBP | ||||
| ORD | Sale | 186 | 46.7030 GBP | ||||
| ORD | Sale | 188 | 46.2575 GBP | ||||
| ORD | Sale | 192 | 46.2050 GBP | ||||
| ORD | Sale | 201 | 46.5375 GBP | ||||
| ORD | Sale | 203 | 46.6050 GBP | ||||
| ORD | Sale | 207 | 46.6700 GBP | ||||
| ORD | Sale | 212 | 46.1550 GBP | ||||
| ORD | Sale | 212 | 46.8525 GBP | ||||
| ORD | Sale | 214 | 46.7480 GBP | ||||
| ORD | Sale | 217 | 46.2375 GBP | ||||
| ORD | Sale | 225 | 46.6375 GBP | ||||
| ORD | Sale | 225 | 46.7155 GBP | ||||
| ORD | Sale | 231 | 46.8750 GBP | ||||
| ORD | Sale | 235 | 46.2618 GBP | ||||
| ORD | Sale | 238 | 46.5250 GBP | ||||
| ORD | Sale | 245 | 46.2950 GBP | ||||
| ORD | Sale | 249 | 46.8650 GBP | ||||
| ORD | Sale | 251 | 46.5425 GBP | ||||
| ORD | Sale | 252 | 46.5200 GBP | ||||
| ORD | Sale | 252 | 46.6075 GBP | ||||
| ORD | Sale | 262 | 46.5950 GBP | ||||
| ORD | Sale | 262 | 46.7650 GBP | ||||
| ORD | Sale | 263 | 46.7300 GBP | ||||
| ORD | Sale | 295 | 46.5650 GBP | ||||
| ORD | Sale | 297 | 46.6825 GBP | ||||
| ORD | Sale | 305 | 46.2250 GBP | ||||
| ORD | Sale | 307 | 46.6800 GBP | ||||
| ORD | Sale | 320 | 46.7105 GBP | ||||
| ORD | Sale | 323 | 46.4800 GBP | ||||
| ORD | Sale | 340 | 46.5275 GBP | ||||
| ORD | Sale | 342 | 46.6125 GBP | ||||
| ORD | Sale | 348 | 46.2900 GBP | ||||
| ORD | Sale | 365 | 46.8900 GBP | ||||
| ORD | Sale | 367 | 46.8950 GBP | ||||
| ORD | Sale | 369 | 46.5700 GBP | ||||
| ORD | Sale | 369 | 46.7250 GBP | ||||
| ORD | Sale | 370 | 46.2475 GBP | ||||
| ORD | Sale | 376 | 46.2350 GBP | ||||
| ORD | Sale | 392 | 46.6905 GBP | ||||
| ORD | Sale | 393 | 46.7150 GBP | ||||
| ORD | Sale | 400 | 46.5450 GBP | ||||
| ORD | Sale | 400 | 46.8850 GBP | ||||
| ORD | Sale | 402 | 46.5550 GBP | ||||
| ORD | Sale | 416 | 46.6350 GBP | ||||
| ORD | Sale | 419 | 46.7350 GBP | ||||
| ORD | Sale | 426 | 46.1200 GBP | ||||
| ORD | Sale | 436 | 46.6875 GBP | ||||
| ORD | Sale | 447 | 46.8100 GBP | ||||
| ORD | Sale | 453 | 46.6955 GBP | ||||
| ORD | Sale | 455 | 46.7125 GBP | ||||
| ORD | Sale | 462 | 46.5500 GBP | ||||
| ORD | Sale | 476 | 46.8350 GBP | ||||
| ORD | Sale | 493 | 46.5750 GBP | ||||
| ORD | Sale | 495 | 46.6925 GBP | ||||
| ORD | Sale | 515 | 46.6150 GBP | ||||
| ORD | Sale | 522 | 46.2850 GBP | ||||
| ORD | Sale | 533 | 46.7450 GBP | ||||
| ORD | Sale | 538 | 46.2300 GBP | ||||
| ORD | Sale | 540 | 46.8250 GBP | ||||
| ORD | Sale | 546 | 46.7055 GBP | ||||
| ORD | Sale | 573 | 46.6545 GBP | ||||
| ORD | Sale | 581 | 46.6650 GBP | ||||
| ORD | Sale | 583 | 46.6500 GBP | ||||
| ORD | Sale | 594 | 46.6750 GBP | ||||
| ORD | Sale | 600 | 46.2600 GBP | ||||
| ORD | Sale | 607 | 46.6100 GBP | ||||
| ORD | Sale | 639 | 46.3000 GBP | ||||
| ORD | Sale | 655 | 46.6900 GBP | ||||
| ORD | Sale | 701 | 46.6850 GBP | ||||
| ORD | Sale | 703 | 46.7103 GBP | ||||
| ORD | Sale | 705 | 46.6975 GBP | ||||
| ORD | Sale | 729 | 46.7025 GBP | ||||
| ORD | Sale | 800 | 46.8200 GBP | ||||
| ORD | Sale | 823 | 46.5800 GBP | ||||
| ORD | Sale | 871 | 46.8800 GBP | ||||
| ORD | Sale | 875 | 46.2450 GBP | ||||
| ORD | Sale | 907 | 46.6456 GBP | ||||
| ORD | Sale | 976 | 46.2400 GBP | ||||
| ORD | Sale | 1,162 | 46.2500 GBP | ||||
| ORD | Sale | 1,270 | 46.7100 GBP | ||||
| ORD | Sale | 1,280 | 46.8600 GBP | ||||
| ORD | Sale | 1,356 | 510.4100 SEK | ||||
| ORD | Sale | 1,477 | 46.6000 GBP | ||||
| ORD | Sale | 1,727 | 46.7088 GBP | ||||
| ORD | Sale | 1,801 | 46.7050 GBP | ||||
| ORD | Sale | 1,854 | 46.8700 GBP | ||||
| ORD | Sale | 2,429 | 46.6950 GBP | ||||
| ORD | Sale | 2,825 | 46.7075 GBP | ||||
| ORD | Sale | 3,069 | 507.0000 SEK | ||||
| ORD | Sale | 3,132 | 46.7000 GBP | ||||
| ORD | Sale | 3,419 | 46.7500 GBP | ||||
| ORD | Sale | 3,540 | 46.7200 GBP | ||||
| ORD | Sale | 3,761 | 510.0000 SEK | ||||
| ORD | Sale | 4,252 | 46.5575 GBP | ||||
| ORD | Sale | 4,773 | 46.5504 GBP | ||||
| ORD (traded as ADR) | Sale | 6,850 | 78.6016 USD | ||||
| ORD | Sale | 7,701 | 509.8319 SEK | ||||
| ORD | Sale | 7,805 | 46.8539 GBP | ||||
| ORD | Sale | 7,811 | 46.2413 GBP | ||||
| ORD | Sale | 8,890 | 46.5591 GBP | ||||
| ORD | Sale | 9,033 | 46.7102 GBP | ||||
| ORD | Sale | 10,810 | 46.7074 GBP | ||||
| ORD | Sale | 11,601 | 46.4127 GBP | ||||
| ORD | Sale | 12,735 | 46.2464 GBP | ||||
| ORD | Sale | 13,329 | 46.6400 GBP | ||||
| ORD | Sale | 13,986 | 46.6715 GBP | ||||
| ORD | Sale | 14,599 | 46.7031 GBP | ||||
| ORD | Sale | 23,898 | 46.5410 GBP | ||||
| ORD (traded as ADR) | Sale | 49,476 | 78.6619 USD | ||||
| ORD | Sale | 51,417 | 46.5699 GBP | ||||
| ORD | Sale | 53,189 | 46.7098 GBP | ||||
| ORD | Sale | 95,500 | 46.5638 GBP | ||||
| ORD | Sale | 147,875 | 46.6658 GBP | ||||
| ORD | Sale | 150,702 | 46.6391 GBP | ||||
| ORD | Sale | 173,270 | 46.5851 GBP | ||||
| ORD | Sale | 346,343 | 46.5697 GBP | ||||
| ORD | Sale | 354,579 | 46.5496 GBP | ||||
| ORD | Sale | 425,657 | 46.5367 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 48 | 512.5658 SEK | |||||
| ORD | SWAP | Long | 372 | 46.9431 GBP | |||||
| ORD | SWAP | Long | 2,304 | 46.5037 GBP | |||||
| ORD | SWAP | Long | 3,239 | 46.8015 GBP | |||||
| ORD | CFD | Long | 3,294 | 46.2510 GBP | |||||
| ORD | CFD | Long | 5,049 | 46.6254 GBP | |||||
| ORD | CFD | Long | 9,033 | 46.7102 GBP | |||||
| ORD | SWAP | Long | 24,634 | 46.4565 GBP | |||||
| ORD | SWAP | Long | 30,000 | 46.5941 GBP | |||||
| ORD | CFD | Long | 26,220 | 46.6905 GBP | |||||
| ORD | CFD | Long | 57,177 | 46.6089 GBP | |||||
| ORD | SWAP | Short | 152 | 46.5995 GBP | |||||
| ORD | SWAP | Short | 311 | 46.6968 GBP | |||||
| ORD | SWAP | Short | 2,302 | 46.5173 GBP | |||||
| ORD | CFD | Short | 3,071 | 46.7186 GBP | |||||
| ORD | CFD | Short | 1,685 | 46.5849 GBP | |||||
| ORD | CFD | Short | 3,380 | 46.2159 GBP | |||||
| ORD | SWAP | Short | 3,979 | 46.6877 GBP | |||||
| ORD | CFD | Short | 8,850 | 46.5734 GBP | |||||
| ORD | SWAP | Short | 30,000 | 46.1630 GBP | |||||
| ORD | SWAP | Short | 41,392 | 46.6047 GBP | |||||
| ORD | SWAP | Short | 150,000 | 46.2880 GBP | |||||
| ORD | SWAP | Short | 500,000 | 46.3284 GBP | |||||
| ORD | SWAP | Short | 500,000 | 46.7742 GBP | |||||
| ORD | SWAP | Short | 847,000 | 46.3094 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 900 | 70 USD | American | 19 Jul 2014 | 9.9000 USD | ||||||||
| ORD | Call Options | Purchasing | 500 | 80 USD | American | 17 May 2014 | 0.9500 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 80 USD | American | 21 Jun 2014 | 2.5500 USD | ||||||||
| ORD | Call Options | Purchasing | 5,200 | 85 USD | American | 19 Jul 2014 | 1.5011 USD | ||||||||
| ORD | Call Options | Purchasing | 14,000 | 90 USD | American | 19 Jul 2014 | 0.6000 USD | ||||||||
| ORD | Call Options | Purchasing | 500 | 90 USD | American | 17 Jan 2015 | 1.5500 USD | ||||||||
| ORD | Call Options | Purchasing | 8,700 | 95 USD | American | 18 Oct 2014 | 0.5000 USD | ||||||||
| ORD | Call Options | Selling | 300 | 60 USD | American | 17 Jan 2015 | 19.6000 USD | ||||||||
| ORD | Call Options | Selling | 400 | 65 USD | American | 17 Jan 2015 | 15.3000 USD | ||||||||
| ORD | Call Options | Selling | 800 | 72.5 USD | American | 21 Jun 2014 | 7.4000 USD | ||||||||
| ORD | Call Options | Selling | 300 | 75 USD | American | 19 Jul 2014 | 6.6333 USD | ||||||||
| ORD | Call Options | Selling | 2,000 | 77.5 USD | American | 18 Oct 2014 | 5.9000 USD | ||||||||
| ORD | Call Options | Selling | 5,100 | 80 USD | American | 19 Jul 2014 | 3.4270 USD | ||||||||
| ORD | Call Options | Selling | 200 | 80 USD | American | 18 Oct 2014 | 4.5000 USD | ||||||||
| ORD | Call Options | Selling | 155,000 | 85 USD | American | 19 Jul 2014 | 1.3800 USD | ||||||||
| ORD | Put Options | Purchasing | 155,000 | 72.5 USD | American | 19 Jul 2014 | 2.0300 USD | ||||||||
| ORD | Put Options | Purchasing | 600 | 77.5 USD | American | 17 May 2014 | 1.0166 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 80 USD | American | 17 May 2014 | 2.0000 USD | ||||||||
| ORD | Put Options | Selling | 4,700 | 75 USD | American | 21 Jun 2014 | 2.0468 USD | ||||||||
| ORD | Put Options | Selling | 200 | 75 USD | American | 19 Jul 2014 | 2.7500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? |
| Date of disclosure: | 2 May 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ASTRAZENECA PLC |
2. OPTIONS AND DERIVATIVES
| Product | Writing, | Number | Exercise | Type | Expiry | ||||||
| description | purchasing, | of | price | date | |||||||
| selling, | securities | per unit | |||||||||
| varying etc | to which | ||||||||||
| option | |||||||||||
| relates | |||||||||||
| Futures | Selling | -150,000 | 2.4600 | 18 Dec 2015 | |||||||
| Futures | Selling | -69,000 | 3418.3728 | 16 May 2014 | |||||||
| Futures | Purchased | 21,000 | 3749.5637 | 18 Jul 2014 | |||||||
| Call Options | Purchased | 150,000 | 4200.0000 | American | 20 Jun 2014 | ||||||
| Call Options | Written | -150,000 | 4200.0000 | American | 19 Sep 2014 | ||||||
| Call Options | Written | -7,000 | 4400.0000 | American | 20 Jun 2014 | ||||||
| Call Options | Written | -45,000 | 4500.0000 | American | 20 Jun 2014 | ||||||
| Put Options | Purchased | -100 | 25.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -400 | 30.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -1,300 | 30.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Purchased | -700 | 35.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -1,100 | 37.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -1,100 | 40.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -200 | 42.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -6,200 | 47.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -100 | 50.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Purchased | -400 | 55.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Purchased | -100 | 60.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Purchased | -600 | 60.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Purchased | -700 | 65.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Purchased | -1,400 | 65.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Purchased | -13,500 | 67.5000 | American | 21 Jun 2014 | ||||||
| Put Options | Purchased | -1,600 | 67.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Purchased | -1,000 | 70.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Purchased | -155,000 | 72.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Purchased | -800 | 75.0000 | American | 17 May 2014 | ||||||
| Put Options | Purchased | -600 | 77.5000 | American | 17 May 2014 | ||||||
| Put Options | Purchased | -3,000 | 80.0000 | American | 16 May 2014 | ||||||
| Put Options | Purchased | -9,400 | 80.0000 | American | 17 May 2014 | ||||||
| Put Options | Purchased | -3,000 | 80.0000 | American | 20 Jun 2014 | ||||||
| Put Options | Purchased | -1,000 | 80.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Purchased | -1,895 | 80.0000 | American | 18 Jul 2014 | ||||||
| Put Options | Written | 600 | 35.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 300 | 35.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Written | 1,500 | 40.0000 | American | 15 Jan 2016 | ||||||
| Put Options | Written | 2,000 | 45.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 100 | 47.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 300 | 50.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 300 | 52.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 2,400 | 55.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 200 | 55.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 400 | 57.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 1,500 | 57.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 1,800 | 60.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 6,400 | 60.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 5,000 | 62.5000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 7,000 | 62.5000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 2,500 | 65.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 5,300 | 65.0000 | American | 17 Jan 2015 | ||||||
| Put Options | Written | 4,500 | 67.5000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 2,100 | 70.0000 | American | 18 Oct 2014 | ||||||
| Put Options | Written | 100 | 72.5000 | American | 17 May 2014 | ||||||
| Put Options | Written | 4,700 | 75.0000 | American | 21 Jun 2014 | ||||||
| Put Options | Written | 200 | 75.0000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 3,900 | 77.5000 | American | 19 Jul 2014 | ||||||
| Put Options | Written | 86,500 | 80.0000 | American | 17 May 2014 | ||||||
| Put Options | Written | 52,700 | 80.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 3,000 | 55.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 200 | 60.0000 | American | 15 Jan 2016 | ||||||
| Call Options | Purchased | 500 | 62.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 300 | 65.0000 | American | 17 May 2014 | ||||||
| Call Options | Purchased | 1,400 | 65.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 400 | 67.5000 | American | 17 May 2014 | ||||||
| Call Options | Purchased | 198,200 | 67.5000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 10,000 | 67.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 13,800 | 70.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 10,400 | 70.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 100 | 70.0000 | American | 15 Jan 2016 | ||||||
| Call Options | Purchased | 1,000 | 75.0000 | American | 17 May 2014 | ||||||
| Call Options | Purchased | 2,400 | 75.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 500 | 77.5000 | American | 17 May 2014 | ||||||
| Call Options | Purchased | 4,800 | 80.0000 | American | 17 May 2014 | ||||||
| Call Options | Purchased | 3,000 | 80.0000 | American | 20 Jun 2014 | ||||||
| Call Options | Purchased | 5,000 | 80.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 1,895 | 80.0000 | American | 18 Jul 2014 | ||||||
| Call Options | Purchased | 6,500 | 85.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Purchased | 5,300 | 85.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 2,700 | 85.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Purchased | 12,800 | 90.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Purchased | 500 | 90.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Purchased | 8,700 | 95.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -300 | 52.5000 | American | 15 Jan 2016 | ||||||
| Call Options | Written | -200 | 57.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -800 | 60.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -3,000 | 60.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -1,500 | 62.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -13,500 | 65.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -400 | 65.0000 | American | 15 Jan 2016 | ||||||
| Call Options | Written | -500 | 67.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -100 | 67.5000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -500 | 67.5000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -1,000 | 70.0000 | American | 17 May 2014 | ||||||
| Call Options | Written | -2,100 | 70.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -7,900 | 70.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -500 | 72.5000 | American | 17 May 2014 | ||||||
| Call Options | Written | -3,600 | 72.5000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -7,400 | 72.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -2,200 | 72.5000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -10,200 | 75.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -3,000 | 75.0000 | American | 18 Jul 2014 | ||||||
| Call Options | Written | -3,600 | 75.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -1,000 | 75.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -6,500 | 77.5000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -2,000 | 77.5000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -8,100 | 80.0000 | American | 17 May 2014 | ||||||
| Call Options | Written | -9,500 | 80.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -111,100 | 80.0000 | American | 19 Jul 2014 | ||||||
| Call Options | Written | -400 | 80.0000 | American | 18 Oct 2014 | ||||||
| Call Options | Written | -5,700 | 80.0000 | American | 17 Jan 2015 | ||||||
| Call Options | Written | -1,000 | 80.0000 | American | 15 Jan 2016 | ||||||
| Call Options | Written | -22,400 | 85.0000 | American | 21 Jun 2014 | ||||||
| Call Options | Written | -155,000 | 85.0000 | American | 19 Jul 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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