6th Aug 2024 15:23
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ASCENTIAL PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 05 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1.7p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 1,851,498 | 0.91% | 893,276 | 0.44% | |||
(2) Cash-settled derivatives: | 836,109 | 0.41% | 1,625,376 | 0.80% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 2,687,607 | 1.32% | 2,518,652 | 1.24% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1.7p ordinary | Purchase | 87,930 | 5.6702 GBP | ||||
1.7p ordinary | Purchase | 51,436 | 5.6701 GBP | ||||
1.7p ordinary | Purchase | 33,385 | 5.6700 GBP | ||||
1.7p ordinary | Purchase | 16,749 | 5.6724 GBP | ||||
1.7p ordinary | Purchase | 15,215 | 5.6679 GBP | ||||
1.7p ordinary | Purchase | 13,656 | 5.6719 GBP | ||||
1.7p ordinary | Purchase | 12,159 | 5.6740 GBP | ||||
1.7p ordinary | Purchase | 10,020 | 5.6737 GBP | ||||
1.7p ordinary | Purchase | 6,653 | 5.6726 GBP | ||||
1.7p ordinary | Purchase | 6,502 | 5.6825 GBP | ||||
1.7p ordinary | Purchase | 4,978 | 5.6910 GBP | ||||
1.7p ordinary | Purchase | 4,685 | 5.6746 GBP | ||||
1.7p ordinary | Purchase | 4,670 | 5.6783 GBP | ||||
1.7p ordinary | Purchase | 4,140 | 5.6891 GBP | ||||
1.7p ordinary | Purchase | 3,895 | 5.6800 GBP | ||||
1.7p ordinary | Purchase | 3,812 | 5.6900 GBP | ||||
1.7p ordinary | Purchase | 3,144 | 5.6801 GBP | ||||
1.7p ordinary | Purchase | 1,767 | 5.6860 GBP | ||||
1.7p ordinary | Purchase | 1,748 | 5.6750 GBP | ||||
1.7p ordinary | Purchase | 1,189 | 5.6650 GBP | ||||
1.7p ordinary | Purchase | 691 | 5.6647 GBP | ||||
1.7p ordinary | Purchase | 548 | 5.6875 GBP | ||||
1.7p ordinary | Purchase | 273 | 5.6725 GBP | ||||
1.7p ordinary | Purchase | 64 | 5.6950 GBP | ||||
1.7p ordinary | Purchase | 34 | 5.6709 GBP | ||||
1.7p ordinary | Sale | 75,564 | 5.6766 GBP | ||||
1.7p ordinary | Sale | 52,890 | 5.6700 GBP | ||||
1.7p ordinary | Sale | 50,396 | 5.6704 GBP | ||||
1.7p ordinary | Sale | 49,185 | 5.6739 GBP | ||||
1.7p ordinary | Sale | 26,713 | 5.6789 GBP | ||||
1.7p ordinary | Sale | 19,242 | 5.6702 GBP | ||||
1.7p ordinary | Sale | 16,677 | 5.6757 GBP | ||||
1.7p ordinary | Sale | 9,273 | 5.6750 GBP | ||||
1.7p ordinary | Sale | 5,218 | 5.6787 GBP | ||||
1.7p ordinary | Sale | 5,027 | 5.6634 GBP | ||||
1.7p ordinary | Sale | 4,658 | 5.6699 GBP | ||||
1.7p ordinary | Sale | 3,756 | 5.6804 GBP | ||||
1.7p ordinary | Sale | 3,485 | 5.6631 GBP | ||||
1.7p ordinary | Sale | 3,430 | 5.6650 GBP | ||||
1.7p ordinary | Sale | 3,397 | 5.6800 GBP | ||||
1.7p ordinary | Sale | 3,386 | 5.6740 GBP | ||||
1.7p ordinary | Sale | 2,843 | 5.6792 GBP | ||||
1.7p ordinary | Sale | 1,608 | 5.6640 GBP | ||||
1.7p ordinary | Sale | 1,604 | 5.6776 GBP | ||||
1.7p ordinary | Sale | 676 | 5.6625 GBP | ||||
1.7p ordinary | Sale | 336 | 5.6726 GBP | ||||
1.7p ordinary | Sale | 5 | 5.6825 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1.7p ordinary | SWAP | Decreasing Short | 17,004 | 5.6740 GBP | |||
1.7p ordinary | CFD | Increasing Long | 15,123 | 5.6700 GBP | |||
1.7p ordinary | CFD | Increasing Long | 5,792 | 5.6716 GBP | |||
1.7p ordinary | CFD | Increasing Long | 336 | 5.6726 GBP | |||
1.7p ordinary | CFD | Decreasing Long | 15,123 | 5.6700 GBP | |||
1.7p ordinary | CFD | Decreasing Long | 34 | 5.6708 GBP | |||
1.7p ordinary | CFD | Decreasing Long | 3,194 | 5.6731 GBP | |||
1.7p ordinary | CFD | Decreasing Long | 126 | 5.6757 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 605 | 5.6773 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 512 | 5.6849 GBP | |||
1.7p ordinary | SWAP | Increasing Long | 14,662 | 5.6700 GBP | |||
1.7p ordinary | SWAP | Increasing Long | 11,998 | 5.6800 GBP | |||
1.7p ordinary | SWAP | Decreasing Long | 14,639 | 5.6695 GBP | |||
1.7p ordinary | SWAP | Decreasing Long | 170 | 5.6670 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 29,026 | 5.6694 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 10,804 | 5.6763 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 75,564 | 5.6766 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 3,756 | 5.6804 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 22,954 | 5.6700 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 61,022 | 5.6719 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 3,144 | 5.6801 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 581 | 5.6864 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 4,140 | 5.6891 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 4,978 | 5.6910 GBP | |||
1.7p ordinary | SWAP | Increasing Long | 5,218 | 5.6787 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 10,000 | 5.6744 GBP | |||
1.7p ordinary | SWAP | Increasing Long | 288 | 5.6700 GBP | |||
1.7p ordinary | SWAP | Decreasing Long | 511 | 5.6728 GBP | |||
1.7p ordinary | SWAP | Decreasing Long | 288 | 5.6849 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 32,806 | 5.6693 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 8,988 | 5.6759 GBP | |||
1.7p ordinary | SWAP | Decreasing Short | 26,713 | 5.6789 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 12,236 | 5.6700 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 62,012 | 5.6726 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 2,408 | 5.6825 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 1,798 | 5.6866 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 3,703 | 5.6900 GBP | |||
1.7p ordinary | SWAP | Increasing Short | 2,995 | 5.6693 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 06 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
AscentialBarclays