20th Aug 2015 14:53
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | ARRIS GROUP INC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 19 August 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | PACE PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 33,876 | 0.02% | 404,369 | 0.28% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 125,000 | 0.09% | 414,359 | 0.28% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 19,300 | 0.01% | 28,500 | 0.02% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 178,176 | 0.13% | 847,228 | 0.30% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 100 | 27.8250 USD | ||||||||||||
| ORD | Purchase | 144 | 27.6609 USD | ||||||||||||
| ORD | Purchase | 200 | 27.7450 USD | ||||||||||||
| ORD | Purchase | 250 | 27.9604 USD | ||||||||||||
| ORD | Purchase | 299 | 27.6832 USD | ||||||||||||
| ORD | Purchase | 400 | 27.7275 USD | ||||||||||||
| ORD | Purchase | 400 | 27.9452 USD | ||||||||||||
| ORD | Purchase | 599 | 27.6499 USD | ||||||||||||
| ORD | Purchase | 644 | 27.8483 USD | ||||||||||||
| ORD | Purchase | 700 | 27.3900 USD | ||||||||||||
| ORD | Purchase | 787 | 27.8321 USD | ||||||||||||
| ORD | Purchase | 800 | 27.7575 USD | ||||||||||||
| ORD | Purchase | 900 | 27.6533 USD | ||||||||||||
| ORD | Purchase | 1,300 | 27.6676 USD | ||||||||||||
| ORD | Purchase | 1,401 | 27.6171 USD | ||||||||||||
| ORD | Purchase | 1,406 | 27.7842 USD | ||||||||||||
| ORD | Purchase | 2,300 | 27.7865 USD | ||||||||||||
| ORD | Purchase | 4,402 | 27.6492 USD | ||||||||||||
| ORD | Purchase | 4,570 | 27.7208 USD | ||||||||||||
| ORD | Purchase | 4,629 | 27.7344 USD | ||||||||||||
| ORD | Purchase | 5,300 | 27.6224 USD | ||||||||||||
| ORD | Purchase | 6,448 | 27.6694 USD | ||||||||||||
| ORD | Purchase | 8,100 | 27.7647 USD | ||||||||||||
| ORD | Purchase | 8,956 | 27.7727 USD | ||||||||||||
| ORD | Purchase | 10,799 | 27.6123 USD | ||||||||||||
| ORD | Purchase | 19,300 | 27.8170 USD | ||||||||||||
| ORD | Purchase | 19,726 | 27.8454 USD | ||||||||||||
| ORD | Purchase | 25,700 | 27.8064 USD | ||||||||||||
| ORD | Purchase | 56,883 | 27.7103 USD | ||||||||||||
| ORD | Purchase | 57,928 | 27.7989 USD | ||||||||||||
| ORD | Sale | 50 | 27.9600 USD | ||||||||||||
| ORD | Sale | 100 | 27.8250 USD | ||||||||||||
| ORD | Sale | 100 | 27.8700 USD | ||||||||||||
| ORD | Sale | 100 | 27.9400 USD | ||||||||||||
| ORD | Sale | 200 | 27.7400 USD | ||||||||||||
| ORD | Sale | 200 | 27.9605 USD | ||||||||||||
| ORD | Sale | 400 | 27.5525 USD | ||||||||||||
| ORD | Sale | 400 | 27.9452 USD | ||||||||||||
| ORD | Sale | 700 | 27.3900 USD | ||||||||||||
| ORD | Sale | 1,100 | 27.8018 USD | ||||||||||||
| ORD | Sale | 1,200 | 27.7725 USD | ||||||||||||
| ORD | Sale | 1,292 | 27.6978 USD | ||||||||||||
| ORD | Sale | 3,662 | 27.7976 USD | ||||||||||||
| ORD | Sale | 4,300 | 27.7534 USD | ||||||||||||
| ORD | Sale | 4,556 | 27.6685 USD | ||||||||||||
| ORD | Sale | 5,000 | 27.7021 USD | ||||||||||||
| ORD | Sale | 7,600 | 27.7591 USD | ||||||||||||
| ORD | Sale | 23,100 | 27.8105 USD | ||||||||||||
| ORD | Sale | 166,011 | 27.7744 USD | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
| the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 20 Aug 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||||||||||
| are being disclosed: | |||||||||||||||
| Name of offeror/offeree in relation to whose | ARRIS GROUP INC | ||||||||||||||
| relevant securities this from relates: | |||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -2,300 | 27.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 600 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 3,900 | 32.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -1,100 | 27.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -200 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -11,500 | 35.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
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