18th Aug 2015 14:09
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ARRIS GROUP INC | |||||||||||||
| (d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||||||||||||||
| (e) | Date position held/dealing undertaken: | 17 August 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: | |||||||||||||
| PACE PLC | |||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 8,876 | 0.01% | 404,169 | 0.28% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 125,000 | 0.09% | 414,359 | 0.28% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 19,300 | 0.01% | 28,500 | 0.02% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 153,176 | 0.11% | 847,028 | 0.58% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 15 | 27.9600 USD | ||||||||||||
| ORD | Purchase | 100 | 27.9200 USD | ||||||||||||
| ORD | Purchase | 189 | 27.9500 USD | ||||||||||||
| ORD | Purchase | 200 | 27.9005 USD | ||||||||||||
| ORD | Purchase | 200 | 27.9495 USD | ||||||||||||
| ORD | Purchase | 326 | 27.8871 USD | ||||||||||||
| ORD | Purchase | 635 | 27.4657 USD | ||||||||||||
| ORD | Purchase | 810 | 27.9472 USD | ||||||||||||
| ORD | Purchase | 810 | 27.9473 USD | ||||||||||||
| ORD | Purchase | 1,188 | 27.9484 USD | ||||||||||||
| ORD | Purchase | 1,360 | 27.9130 USD | ||||||||||||
| ORD | Purchase | 1,500 | 27.8693 USD | ||||||||||||
| ORD | Purchase | 1,800 | 27.9261 USD | ||||||||||||
| ORD | Purchase | 1,874 | 27.5024 USD | ||||||||||||
| ORD | Purchase | 2,255 | 27.5106 USD | ||||||||||||
| ORD | Purchase | 2,900 | 27.8446 USD | ||||||||||||
| ORD | Purchase | 3,451 | 27.9025 USD | ||||||||||||
| ORD | Purchase | 3,500 | 27.9000 USD | ||||||||||||
| ORD | Purchase | 4,400 | 27.7933 USD | ||||||||||||
| ORD | Purchase | 4,600 | 27.7785 USD | ||||||||||||
| ORD | Purchase | 5,375 | 27.8323 USD | ||||||||||||
| ORD | Purchase | 5,800 | 27.8555 USD | ||||||||||||
| ORD | Purchase | 11,725 | 27.6713 USD | ||||||||||||
| ORD | Sale | 100 | 27.3200 USD | ||||||||||||
| ORD | Sale | 100 | 27.4500 USD | ||||||||||||
| ORD | Sale | 100 | 27.5200 USD | ||||||||||||
| ORD | Sale | 100 | 27.9200 USD | ||||||||||||
| ORD | Sale | 100 | 27.9400 USD | ||||||||||||
| ORD | Sale | 110 | 27.9300 USD | ||||||||||||
| ORD | Sale | 200 | 27.9005 USD | ||||||||||||
| ORD | Sale | 200 | 27.9350 USD | ||||||||||||
| ORD | Sale | 200 | 27.9500 USD | ||||||||||||
| ORD | Sale | 200 | 27.9700 USD | ||||||||||||
| ORD | Sale | 300 | 27.6800 USD | ||||||||||||
| ORD | Sale | 500 | 27.5760 USD | ||||||||||||
| ORD | Sale | 500 | 27.8930 USD | ||||||||||||
| ORD | Sale | 800 | 27.8325 USD | ||||||||||||
| ORD | Sale | 800 | 27.9001 USD | ||||||||||||
| ORD | Sale | 810 | 27.9472 USD | ||||||||||||
| ORD | Sale | 1,155 | 27.4593 USD | ||||||||||||
| ORD | Sale | 2,700 | 27.9000 USD | ||||||||||||
| ORD | Sale | 3,500 | 27.8285 USD | ||||||||||||
| ORD | Sale | 4,000 | 27.7826 USD | ||||||||||||
| ORD | Sale | 5,000 | 27.9602 USD | ||||||||||||
| ORD | Sale | 5,300 | 27.8519 USD | ||||||||||||
| ORD | Sale | 6,319 | 27.6305 USD | ||||||||||||
| ORD | Sale | 7,115 | 27.6266 USD | ||||||||||||
| ORD | Sale | 14,500 | 27.8277 USD | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 18 Aug 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||||||||||
| are being disclosed: | |||||||||||||||
| Name of offeror/offeree in relation to whose | ARRIS GROUP INC | ||||||||||||||
| relevant securities this from relates: | |||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -2,300 | 27.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 600 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 3,900 | 32.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -1,100 | 27.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -200 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -11,500 | 35.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
View source version on businesswire.com: http://www.businesswire.com/news/home/20150818005836/en/
Copyright Business Wire 2015
Related Shares:
Barclays