12th Jun 2015 13:47
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | ARRIS GROUP INC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 11 June 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | PACE PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 19,062 | 0.01% | 806,819 | 0.55% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 125,000 | 0.09% | 740,183 | 0.51% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 15,400 | 0.01% | 35,800 | 0.02% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 159,462 | 0.11% | 1,582,802 | 1.09% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 139 | 32.1000 USD | ||||||||||||
| ORD | Purchase | 152 | 32.1496 USD | ||||||||||||
| ORD | Purchase | 300 | 32.0700 USD | ||||||||||||
| ORD | Purchase | 300 | 32.1166 USD | ||||||||||||
| ORD | Purchase | 300 | 32.1266 USD | ||||||||||||
| ORD | Purchase | 300 | 32.1300 USD | ||||||||||||
| ORD | Purchase | 692 | 32.1100 USD | ||||||||||||
| ORD | Purchase | 700 | 32.1200 USD | ||||||||||||
| ORD | Purchase | 700 | 32.1342 USD | ||||||||||||
| ORD | Purchase | 760 | 32.1411 USD | ||||||||||||
| ORD | Purchase | 866 | 32.1190 USD | ||||||||||||
| ORD | Purchase | 900 | 32.1122 USD | ||||||||||||
| ORD | Purchase | 1,100 | 32.1120 USD | ||||||||||||
| ORD | Purchase | 1,100 | 32.4281 USD | ||||||||||||
| ORD | Purchase | 1,136 | 32.1164 USD | ||||||||||||
| ORD | Purchase | 1,167 | 32.2031 USD | ||||||||||||
| ORD | Purchase | 1,200 | 32.1515 USD | ||||||||||||
| ORD | Purchase | 1,300 | 32.3997 USD | ||||||||||||
| ORD | Purchase | 1,500 | 32.1423 USD | ||||||||||||
| ORD | Purchase | 2,703 | 32.1871 USD | ||||||||||||
| ORD | Purchase | 3,016 | 32.1450 USD | ||||||||||||
| ORD | Purchase | 3,500 | 32.1227 USD | ||||||||||||
| ORD | Purchase | 3,800 | 32.1531 USD | ||||||||||||
| ORD | Purchase | 3,800 | 32.1540 USD | ||||||||||||
| ORD | Purchase | 4,369 | 32.1248 USD | ||||||||||||
| ORD | Purchase | 8,470 | 32.1133 USD | ||||||||||||
| ORD | Purchase | 9,918 | 32.1360 USD | ||||||||||||
| ORD | Purchase | 9,962 | 32.1443 USD | ||||||||||||
| ORD | Purchase | 10,791 | 32.1324 USD | ||||||||||||
| ORD | Purchase | 10,791 | 32.1864 USD | ||||||||||||
| ORD | Purchase | 24,749 | 32.1582 USD | ||||||||||||
| ORD | Sale | 1 | 32.1000 USD | ||||||||||||
| ORD | Sale | 179 | 32.0841 USD | ||||||||||||
| ORD | Sale | 200 | 32.0802 USD | ||||||||||||
| ORD | Sale | 290 | 32.1086 USD | ||||||||||||
| ORD | Sale | 300 | 32.1033 USD | ||||||||||||
| ORD | Sale | 300 | 32.1166 USD | ||||||||||||
| ORD | Sale | 467 | 32.1763 USD | ||||||||||||
| ORD | Sale | 500 | 32.0880 USD | ||||||||||||
| ORD | Sale | 500 | 32.1560 USD | ||||||||||||
| ORD | Sale | 700 | 32.0500 USD | ||||||||||||
| ORD | Sale | 820 | 32.0707 USD | ||||||||||||
| ORD | Sale | 1,139 | 32.4258 USD | ||||||||||||
| ORD | Sale | 1,700 | 32.3335 USD | ||||||||||||
| ORD | Sale | 2,500 | 32.4148 USD | ||||||||||||
| ORD | Sale | 3,400 | 32.1582 USD | ||||||||||||
| ORD | Sale | 3,400 | 32.1623 USD | ||||||||||||
| ORD | Sale | 6,953 | 32.1450 USD | ||||||||||||
| ORD | Sale | 7,312 | 32.1471 USD | ||||||||||||
| ORD | Sale | 7,852 | 32.1633 USD | ||||||||||||
| ORD | Sale | 8,533 | 32.1339 USD | ||||||||||||
| ORD | Sale | 10,575 | 32.1325 USD | ||||||||||||
| ORD | Sale | 12,607 | 32.1324 USD | ||||||||||||
| ORD | Sale | 40,348 | 32.1247 USD | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||||||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||||||||||
| or refrain from dealing entered into by the person making the disclosure and any party | |||||||||||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 12 Jun 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||||||||||
| are being disclosed: | |||||||||||||||
| Name of offeror/offeree in relation to whose | ARRIS GROUP INC | ||||||||||||||
| relevant securities this from relates: | |||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -2,100 | 27.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 500 | 30.0000 | American | 19 Jun 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 35.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -300 | 32.5000 | American | 19 Jun 2015 | |||||||||
| ORD | Call Options | Written | -900 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -200 | 35.0000 | American | 19 Jun 2015 | |||||||||
| ORD | Call Options | Written | -4,000 | 35.0000 | American | 17 Jul 2015 | |||||||||
| ORD | Call Options | Written | -9,700 | 35.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -1,400 | 37.5000 | American | 19 Jun 2015 | |||||||||
| ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -3,800 | 40.0000 | American | 19 Jun 2015 | |||||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
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