30th Jul 2015 14:35
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | ARRIS GROUP INC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 29 July 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | PACE PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 8,529 | 0.01% | 351,744 | 0.24% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 125,000 | 0.09% | 414,359 | 0.28% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 17,800 | 0.01% | 28,600 | 0.02% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 151,329 | 0.11% | 794,703 | 0.54% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 2 | 30.5375 USD | ||||||||||||
| ORD | Purchase | 100 | 30.0500 USD | ||||||||||||
| ORD | Purchase | 100 | 30.1900 USD | ||||||||||||
| ORD | Purchase | 100 | 30.5500 USD | ||||||||||||
| ORD | Purchase | 200 | 30.2005 USD | ||||||||||||
| ORD | Purchase | 200 | 30.4400 USD | ||||||||||||
| ORD | Purchase | 200 | 30.5575 USD | ||||||||||||
| ORD | Purchase | 201 | 30.5647 USD | ||||||||||||
| ORD | Purchase | 224 | 30.2433 USD | ||||||||||||
| ORD | Purchase | 300 | 30.5482 USD | ||||||||||||
| ORD | Purchase | 386 | 30.4503 USD | ||||||||||||
| ORD | Purchase | 400 | 30.5487 USD | ||||||||||||
| ORD | Purchase | 400 | 30.5550 USD | ||||||||||||
| ORD | Purchase | 500 | 30.5540 USD | ||||||||||||
| ORD | Purchase | 542 | 30.6000 USD | ||||||||||||
| ORD | Purchase | 543 | 30.3080 USD | ||||||||||||
| ORD | Purchase | 550 | 30.6063 USD | ||||||||||||
| ORD | Purchase | 600 | 30.4300 USD | ||||||||||||
| ORD | Purchase | 700 | 30.5000 USD | ||||||||||||
| ORD | Purchase | 900 | 30.4005 USD | ||||||||||||
| ORD | Purchase | 1,300 | 30.4116 USD | ||||||||||||
| ORD | Purchase | 1,323 | 30.5376 USD | ||||||||||||
| ORD | Purchase | 1,700 | 30.5506 USD | ||||||||||||
| ORD | Purchase | 1,700 | 30.5700 USD | ||||||||||||
| ORD | Purchase | 2,000 | 30.5610 USD | ||||||||||||
| ORD | Purchase | 4,000 | 30.4958 USD | ||||||||||||
| ORD | Purchase | 4,650 | 30.2766 USD | ||||||||||||
| ORD | Purchase | 5,200 | 30.5617 USD | ||||||||||||
| ORD | Purchase | 6,406 | 30.4789 USD | ||||||||||||
| ORD | Purchase | 7,100 | 30.4230 USD | ||||||||||||
| ORD | Purchase | 10,600 | 30.4476 USD | ||||||||||||
| ORD | Purchase | 14,287 | 30.2967 USD | ||||||||||||
| ORD | Purchase | 14,847 | 30.3760 USD | ||||||||||||
| ORD | Purchase | 15,371 | 30.4299 USD | ||||||||||||
| ORD | Sale | 24 | 30.2300 USD | ||||||||||||
| ORD | Sale | 100 | 30.1900 USD | ||||||||||||
| ORD | Sale | 100 | 30.2000 USD | ||||||||||||
| ORD | Sale | 100 | 30.2010 USD | ||||||||||||
| ORD | Sale | 100 | 30.4200 USD | ||||||||||||
| ORD | Sale | 185 | 30.1437 USD | ||||||||||||
| ORD | Sale | 200 | 30.4400 USD | ||||||||||||
| ORD | Sale | 300 | 30.4403 USD | ||||||||||||
| ORD | Sale | 542 | 30.6000 USD | ||||||||||||
| ORD | Sale | 900 | 30.4005 USD | ||||||||||||
| ORD | Sale | 1,000 | 30.4031 USD | ||||||||||||
| ORD | Sale | 1,200 | 30.4008 USD | ||||||||||||
| ORD | Sale | 1,300 | 30.0623 USD | ||||||||||||
| ORD | Sale | 1,430 | 30.2882 USD | ||||||||||||
| ORD | Sale | 2,000 | 30.4106 USD | ||||||||||||
| ORD | Sale | 2,462 | 30.2878 USD | ||||||||||||
| ORD | Sale | 2,793 | 30.3210 USD | ||||||||||||
| ORD | Sale | 3,571 | 30.3063 USD | ||||||||||||
| ORD | Sale | 9,100 | 30.4578 USD | ||||||||||||
| ORD | Sale | 10,400 | 30.5617 USD | ||||||||||||
| ORD | Sale | 21,386 | 30.3524 USD | ||||||||||||
| ORD | Sale | 36,600 | 30.4534 USD | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Selling | 200 | 30 USD | American | 21 Aug 2015 | 1.4300 USD | ||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 30 Jul 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||||||||||
| are being disclosed: | |||||||||||||||
| Name of offeror/offeree in relation to whose | ARRIS GROUP INC NEW | ||||||||||||||
| relevant securities this from relates: | |||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -2,300 | 27.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 600 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 2,400 | 32.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -1,200 | 27.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -200 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -11,500 | 35.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
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