27th Jul 2015 13:30
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | ARRIS GROUP INC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 24 July 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | PACE PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 214,973 | 0.15% | 560,114 | 0.38% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 125,000 | 0.09% | 414,359 | 0.28% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 17,800 | 0.01% | 28,400 | 0.02% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 357,773 | 0.25% | 1,002,873 | 0.68% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 100 | 30.2900 USD | ||||||||||||
| ORD | Purchase | 100 | 30.4600 USD | ||||||||||||
| ORD | Purchase | 200 | 30.4000 USD | ||||||||||||
| ORD | Purchase | 238 | 30.4107 USD | ||||||||||||
| ORD | Purchase | 240 | 30.5733 USD | ||||||||||||
| ORD | Purchase | 400 | 30.3800 USD | ||||||||||||
| ORD | Purchase | 500 | 30.4400 USD | ||||||||||||
| ORD | Purchase | 700 | 30.5744 USD | ||||||||||||
| ORD | Purchase | 826 | 30.5463 USD | ||||||||||||
| ORD | Purchase | 900 | 30.4510 USD | ||||||||||||
| ORD | Purchase | 2,800 | 30.4598 USD | ||||||||||||
| ORD | Purchase | 3,600 | 30.4893 USD | ||||||||||||
| ORD | Purchase | 3,859 | 30.4653 USD | ||||||||||||
| ORD | Purchase | 6,800 | 30.4348 USD | ||||||||||||
| ORD | Purchase | 10,655 | 30.5200 USD | ||||||||||||
| ORD | Purchase | 11,600 | 30.3786 USD | ||||||||||||
| ORD | Purchase | 12,600 | 30.3981 USD | ||||||||||||
| ORD | Purchase | 18,410 | 30.4628 USD | ||||||||||||
| ORD | Purchase | 19,569 | 30.4237 USD | ||||||||||||
| ORD | Purchase | 28,060 | 30.4606 USD | ||||||||||||
| ORD | Sale | 10 | 30.4900 USD | ||||||||||||
| ORD | Sale | 45 | 30.5053 USD | ||||||||||||
| ORD | Sale | 100 | 30.3200 USD | ||||||||||||
| ORD | Sale | 100 | 30.3600 USD | ||||||||||||
| ORD | Sale | 100 | 30.3800 USD | ||||||||||||
| ORD | Sale | 100 | 30.4200 USD | ||||||||||||
| ORD | Sale | 100 | 30.5400 USD | ||||||||||||
| ORD | Sale | 121 | 30.4935 USD | ||||||||||||
| ORD | Sale | 132 | 30.5100 USD | ||||||||||||
| ORD | Sale | 200 | 30.6400 USD | ||||||||||||
| ORD | Sale | 266 | 30.5000 USD | ||||||||||||
| ORD | Sale | 300 | 30.4800 USD | ||||||||||||
| ORD | Sale | 398 | 30.3801 USD | ||||||||||||
| ORD | Sale | 400 | 30.2850 USD | ||||||||||||
| ORD | Sale | 459 | 30.3226 USD | ||||||||||||
| ORD | Sale | 600 | 30.3300 USD | ||||||||||||
| ORD | Sale | 600 | 30.4133 USD | ||||||||||||
| ORD | Sale | 620 | 30.3104 USD | ||||||||||||
| ORD | Sale | 700 | 30.3257 USD | ||||||||||||
| ORD | Sale | 700 | 30.4342 USD | ||||||||||||
| ORD | Sale | 800 | 30.3262 USD | ||||||||||||
| ORD | Sale | 800 | 30.4268 USD | ||||||||||||
| ORD | Sale | 926 | 30.4668 USD | ||||||||||||
| ORD | Sale | 1,100 | 30.3981 USD | ||||||||||||
| ORD | Sale | 1,100 | 30.4118 USD | ||||||||||||
| ORD | Sale | 1,100 | 30.4623 USD | ||||||||||||
| ORD | Sale | 1,300 | 30.3338 USD | ||||||||||||
| ORD | Sale | 1,302 | 30.4375 USD | ||||||||||||
| ORD | Sale | 1,500 | 30.3266 USD | ||||||||||||
| ORD | Sale | 1,580 | 30.3215 USD | ||||||||||||
| ORD | Sale | 2,129 | 30.4278 USD | ||||||||||||
| ORD | Sale | 2,243 | 30.3080 USD | ||||||||||||
| ORD | Sale | 3,400 | 30.3132 USD | ||||||||||||
| ORD | Sale | 3,617 | 30.4309 USD | ||||||||||||
| ORD | Sale | 3,700 | 30.3284 USD | ||||||||||||
| ORD | Sale | 3,859 | 30.4653 USD | ||||||||||||
| ORD | Sale | 6,181 | 30.5200 USD | ||||||||||||
| ORD | Sale | 6,600 | 30.4490 USD | ||||||||||||
| ORD | Sale | 6,681 | 30.4532 USD | ||||||||||||
| ORD | Sale | 8,440 | 30.4692 USD | ||||||||||||
| ORD | Sale | 8,700 | 30.3930 USD | ||||||||||||
| ORD | Sale | 11,500 | 30.3920 USD | ||||||||||||
| ORD | Sale | 17,910 | 30.4251 USD | ||||||||||||
| ORD | Sale | 33,043 | 30.4695 USD | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 27 Jul 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||||||||||
| Name of offeror/offeree in relation to whose relevant securities this from relates: | ARRIS GROUP INC | ||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -2,300 | 27.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 600 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 2,400 | 32.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -1,200 | 27.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -11,500 | 35.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
View source version on businesswire.com: http://www.businesswire.com/news/home/20150727005634/en/
Copyright Business Wire 2015
Related Shares:
Barclays