3rd Aug 2015 07:00
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | ARRIS GROUP INC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||||||||||||||
| (e) | Date position held/dealing undertaken: | 30 July 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | PACE PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 8,532 | 0.01% | 352,197 | 0.24% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 125,000 | 0.09% | 414,359 | 0.28% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 19,300 | 0.01% | 28,600 | 0.02% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 152,832 | 0.11% | 795,156 | 0.54% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 3 | 30.1400 USD | ||||||||||||
| ORD | Purchase | 38 | 30.5000 USD | ||||||||||||
| ORD | Purchase | 100 | 30.4250 USD | ||||||||||||
| ORD | Purchase | 100 | 30.6000 USD | ||||||||||||
| ORD | Purchase | 188 | 30.6900 USD | ||||||||||||
| ORD | Purchase | 200 | 30.1300 USD | ||||||||||||
| ORD | Purchase | 200 | 30.6600 USD | ||||||||||||
| ORD | Purchase | 300 | 30.5600 USD | ||||||||||||
| ORD | Purchase | 347 | 30.4657 USD | ||||||||||||
| ORD | Purchase | 596 | 30.4800 USD | ||||||||||||
| ORD | Purchase | 600 | 30.4849 USD | ||||||||||||
| ORD | Purchase | 800 | 30.3906 USD | ||||||||||||
| ORD | Purchase | 1,100 | 30.4737 USD | ||||||||||||
| ORD | Purchase | 1,200 | 30.4761 USD | ||||||||||||
| ORD | Purchase | 1,900 | 30.5442 USD | ||||||||||||
| ORD | Purchase | 2,596 | 30.4951 USD | ||||||||||||
| ORD | Purchase | 3,379 | 30.5265 USD | ||||||||||||
| ORD | Purchase | 5,304 | 30.5060 USD | ||||||||||||
| ORD | Purchase | 8,182 | 30.4685 USD | ||||||||||||
| ORD | Purchase | 24,800 | 30.4333 USD | ||||||||||||
| ORD | Purchase | 42,796 | 30.4975 USD | ||||||||||||
| ORD | Purchase | 113,422 | 30.4636 USD | ||||||||||||
| ORD | Sale | 100 | 30.5900 USD | ||||||||||||
| ORD | Sale | 100 | 30.6000 USD | ||||||||||||
| ORD | Sale | 200 | 30.4550 USD | ||||||||||||
| ORD | Sale | 200 | 30.4950 USD | ||||||||||||
| ORD | Sale | 200 | 30.6200 USD | ||||||||||||
| ORD | Sale | 300 | 30.0000 USD | ||||||||||||
| ORD | Sale | 300 | 30.3566 USD | ||||||||||||
| ORD | Sale | 300 | 30.4966 USD | ||||||||||||
| ORD | Sale | 400 | 30.6326 USD | ||||||||||||
| ORD | Sale | 438 | 29.9657 USD | ||||||||||||
| ORD | Sale | 596 | 30.4800 USD | ||||||||||||
| ORD | Sale | 600 | 30.4616 USD | ||||||||||||
| ORD | Sale | 600 | 30.4866 USD | ||||||||||||
| ORD | Sale | 1,200 | 30.4761 USD | ||||||||||||
| ORD | Sale | 1,345 | 30.4685 USD | ||||||||||||
| ORD | Sale | 1,400 | 30.4736 USD | ||||||||||||
| ORD | Sale | 1,500 | 30.4701 USD | ||||||||||||
| ORD | Sale | 1,600 | 30.5328 USD | ||||||||||||
| ORD | Sale | 2,000 | 30.4336 USD | ||||||||||||
| ORD | Sale | 2,100 | 30.5762 USD | ||||||||||||
| ORD | Sale | 2,266 | 30.5462 USD | ||||||||||||
| ORD | Sale | 2,300 | 30.0681 USD | ||||||||||||
| ORD | Sale | 2,400 | 30.4614 USD | ||||||||||||
| ORD | Sale | 3,347 | 30.4969 USD | ||||||||||||
| ORD | Sale | 4,304 | 30.4804 USD | ||||||||||||
| ORD | Sale | 4,800 | 30.4681 USD | ||||||||||||
| ORD | Sale | 6,266 | 30.5240 USD | ||||||||||||
| ORD | Sale | 8,469 | 30.3333 USD | ||||||||||||
| ORD | Sale | 10,462 | 30.5074 USD | ||||||||||||
| ORD | Sale | 12,400 | 30.4138 USD | ||||||||||||
| ORD | Sale | 12,400 | 30.4529 USD | ||||||||||||
| ORD | Sale | 13,957 | 30.4816 USD | ||||||||||||
| ORD | Sale | 14,361 | 30.4667 USD | ||||||||||||
| ORD | Sale | 17,002 | 30.5104 USD | ||||||||||||
| ORD | Sale | 17,800 | 30.4921 USD | ||||||||||||
| ORD | Sale | 22,000 | 30.4696 USD | ||||||||||||
| ORD | Sale | 38,588 | 30.4938 USD | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 1,500 | 32.5 USD | American | 20 Nov 2015 | 1.3500 USD | ||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
| the person making the disclosure and any other person relating to: | |||||||||||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||||||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||||||||||
| any derivative is referenced: | |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 31 Jul 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||||||||||
| are being disclosed: | |||||||||||||||
| Name of offeror/offeree in relation to whose | ARRIS GROUP INC | ||||||||||||||
| relevant securities this from relates: | |||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -2,300 | 27.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 600 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 3,900 | 32.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -1,200 | 27.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -200 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -11,500 | 35.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
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