15th Jul 2015 12:59
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | ARRIS GROUP INC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 14 July 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | PACE PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 8,357 | 0.01% | 558,503 | 0.38% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 539,359 | 0.37% | 0 | 0.00% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 17,300 | 0.01% | 34,000 | 0.02% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 565,016 | 0.39% | 592,503 | 0.41% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 11 | 31.3500 USD | ||||||||||||
| ORD | Purchase | 200 | 31.4300 USD | ||||||||||||
| ORD | Purchase | 200 | 31.4600 USD | ||||||||||||
| ORD | Purchase | 300 | 31.5293 USD | ||||||||||||
| ORD | Purchase | 300 | 31.6533 USD | ||||||||||||
| ORD | Purchase | 400 | 31.5875 USD | ||||||||||||
| ORD | Purchase | 410 | 31.6153 USD | ||||||||||||
| ORD | Purchase | 437 | 31.5610 USD | ||||||||||||
| ORD | Purchase | 900 | 31.4744 USD | ||||||||||||
| ORD | Purchase | 1,000 | 31.4724 USD | ||||||||||||
| ORD | Purchase | 1,000 | 31.5840 USD | ||||||||||||
| ORD | Purchase | 1,904 | 31.6500 USD | ||||||||||||
| ORD | Purchase | 1,968 | 31.5594 USD | ||||||||||||
| ORD | Purchase | 2,506 | 31.5649 USD | ||||||||||||
| ORD | Purchase | 3,800 | 31.6300 USD | ||||||||||||
| ORD | Purchase | 4,237 | 31.6228 USD | ||||||||||||
| ORD | Purchase | 5,100 | 31.5334 USD | ||||||||||||
| ORD | Purchase | 13,800 | 31.5379 USD | ||||||||||||
| ORD | Purchase | 29,214 | 31.5944 USD | ||||||||||||
| ORD | Purchase | 108,000 | 32.0000 USD | ||||||||||||
| ORD | Sale | 11 | 31.5400 USD | ||||||||||||
| ORD | Sale | 100 | 31.4400 USD | ||||||||||||
| ORD | Sale | 194 | 31.5212 USD | ||||||||||||
| ORD | Sale | 235 | 31.5050 USD | ||||||||||||
| ORD | Sale | 300 | 31.5293 USD | ||||||||||||
| ORD | Sale | 311 | 31.4368 USD | ||||||||||||
| ORD | Sale | 437 | 31.5561 USD | ||||||||||||
| ORD | Sale | 437 | 31.5610 USD | ||||||||||||
| ORD | Sale | 500 | 31.5800 USD | ||||||||||||
| ORD | Sale | 600 | 31.5750 USD | ||||||||||||
| ORD | Sale | 709 | 31.5642 USD | ||||||||||||
| ORD | Sale | 1,117 | 31.5653 USD | ||||||||||||
| ORD | Sale | 1,311 | 31.5440 USD | ||||||||||||
| ORD | Sale | 1,500 | 31.5790 USD | ||||||||||||
| ORD | Sale | 1,598 | 31.5715 USD | ||||||||||||
| ORD | Sale | 1,800 | 31.5322 USD | ||||||||||||
| ORD | Sale | 2,800 | 31.4857 USD | ||||||||||||
| ORD | Sale | 3,000 | 31.5651 USD | ||||||||||||
| ORD | Sale | 3,300 | 31.5555 USD | ||||||||||||
| ORD | Sale | 3,800 | 31.6300 USD | ||||||||||||
| ORD | Sale | 4,690 | 31.5688 USD | ||||||||||||
| ORD | Sale | 5,376 | 31.6500 USD | ||||||||||||
| ORD | Sale | 8,100 | 31.5461 USD | ||||||||||||
| ORD | Sale | 10,800 | 31.5303 USD | ||||||||||||
| ORD | Sale | 14,044 | 31.6374 USD | ||||||||||||
| ORD | Sale | 108,000 | 32.0000 USD | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class of relevant security | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| description | purchasing, | of | price | date | money | ||||||||||
| selling, | securities | per unit | paid/ | ||||||||||||
| varying etc | to which | received | |||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 15 Jul 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||||||||||
| Name of offeror/offeree in relation to whose relevant securities this from relates: | ARRIS GROUP INC | ||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class of relevant security | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| description | purchasing, | of | price | date | |||||||||||
| selling, | securities | per unit | |||||||||||||
| varying etc | to which | ||||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -2,300 | 27.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Purchased | -100 | 30.0000 | American | 17 Jul 2015 | |||||||||
| ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 2,400 | 32.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 35.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -100 | 27.5000 | American | 17 Jul 2015 | |||||||||
| ORD | Call Options | Written | -1,000 | 27.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -500 | 32.5000 | American | 17 Jul 2015 | |||||||||
| ORD | Call Options | Written | -1,500 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -3,500 | 35.0000 | American | 17 Jul 2015 | |||||||||
| ORD | Call Options | Written | -11,500 | 35.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -100 | 50.0000 | American | 17 Jul 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
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