19th Aug 2015 12:39
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | ARRIS GROUP INC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an | ||||||||||||||
| offeror/offeree, state this and specify identity of | |||||||||||||||
| offeror/offeree: | |||||||||||||||
| (e) | Date position held/dealing undertaken: | 18 August 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | PACE PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 8,876 | 0.01% | 404,669 | 0.28% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 125,000 | 0.09% | 414,359 | 0.28% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 19,300 | 0.01% | 28,500 | 0.02% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 153,176 | 0.11% | 847,528 | 0.58% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 100 | 27.5600 USD | ||||||||||||
| ORD | Purchase | 100 | 27.5700 USD | ||||||||||||
| ORD | Purchase | 100 | 27.6100 USD | ||||||||||||
| ORD | Purchase | 183 | 27.4919 USD | ||||||||||||
| ORD | Purchase | 200 | 27.7350 USD | ||||||||||||
| ORD | Purchase | 310 | 27.6816 USD | ||||||||||||
| ORD | Purchase | 400 | 27.5825 USD | ||||||||||||
| ORD | Purchase | 400 | 27.6550 USD | ||||||||||||
| ORD | Purchase | 600 | 27.6017 USD | ||||||||||||
| ORD | Purchase | 669 | 27.6252 USD | ||||||||||||
| ORD | Purchase | 831 | 27.5844 USD | ||||||||||||
| ORD | Purchase | 1,200 | 27.7100 USD | ||||||||||||
| ORD | Purchase | 2,490 | 27.6334 USD | ||||||||||||
| ORD | Purchase | 2,800 | 27.5558 USD | ||||||||||||
| ORD | Purchase | 4,900 | 27.5756 USD | ||||||||||||
| ORD | Purchase | 4,900 | 27.6591 USD | ||||||||||||
| ORD | Purchase | 6,654 | 27.6505 USD | ||||||||||||
| ORD | Purchase | 6,800 | 27.5765 USD | ||||||||||||
| ORD | Purchase | 8,800 | 27.5458 USD | ||||||||||||
| ORD | Purchase | 11,000 | 27.5568 USD | ||||||||||||
| ORD | Purchase | 144,258 | 27.9600 USD | ||||||||||||
| ORD | Sale | 83 | 27.4700 USD | ||||||||||||
| ORD | Sale | 100 | 27.5100 USD | ||||||||||||
| ORD | Sale | 100 | 27.5700 USD | ||||||||||||
| ORD | Sale | 800 | 27.5600 USD | ||||||||||||
| ORD | Sale | 826 | 27.5354 USD | ||||||||||||
| ORD | Sale | 1,400 | 27.5457 USD | ||||||||||||
| ORD | Sale | 1,400 | 27.5660 USD | ||||||||||||
| ORD | Sale | 1,400 | 27.6235 USD | ||||||||||||
| ORD | Sale | 2,265 | 27.5342 USD | ||||||||||||
| ORD | Sale | 2,709 | 27.6069 USD | ||||||||||||
| ORD | Sale | 3,916 | 27.6201 USD | ||||||||||||
| ORD | Sale | 4,600 | 27.5424 USD | ||||||||||||
| ORD | Sale | 4,648 | 27.6876 USD | ||||||||||||
| ORD | Sale | 5,000 | 27.7106 USD | ||||||||||||
| ORD | Sale | 9,100 | 27.5637 USD | ||||||||||||
| ORD | Sale | 15,590 | 27.5614 USD | ||||||||||||
| ORD | Sale | 144,258 | 27.9600 USD | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 19 Aug 2015 | ||||||||||||||
| Contact name: | RAJESH MUTHANNA | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||||||||||
| Name of offeror/offeree in relation to whose relevant securities this from relates: | ARRIS GROUP INC | ||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -2,300 | 27.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 600 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 3,900 | 32.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -1,100 | 27.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -200 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -11,500 | 35.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
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