11th Aug 2015 14:28
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short | ||||||||||||||
| positions disclosed, if different from 1(a): | |||||||||||||||
| (c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | ARRIS GROUP INC | |||||||||||||
| (d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||||||||||||||
| (e) | Date position held/dealing undertaken: | 10 August 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: | |||||||||||||
| PACE PLC | |||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 134,931 | 0.09% | 267,870 | 0.18% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 125,000 | 0.09% | 414,359 | 0.28% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 19,300 | 0.01% | 28,600 | 0.02% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 279,231 | 0.19% | 710,829 | 0.48% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 40 | 27.8600 USD | ||||||||||||
| ORD | Purchase | 100 | 28.3500 USD | ||||||||||||
| ORD | Purchase | 100 | 28.6000 USD | ||||||||||||
| ORD | Purchase | 100 | 28.6600 USD | ||||||||||||
| ORD | Purchase | 200 | 27.8300 USD | ||||||||||||
| ORD | Purchase | 200 | 27.8375 USD | ||||||||||||
| ORD | Purchase | 489 | 28.0193 USD | ||||||||||||
| ORD | Purchase | 600 | 28.0233 USD | ||||||||||||
| ORD | Purchase | 635 | 27.9433 USD | ||||||||||||
| ORD | Purchase | 844 | 28.1583 USD | ||||||||||||
| ORD | Purchase | 1,108 | 28.2260 USD | ||||||||||||
| ORD | Purchase | 1,200 | 28.2416 USD | ||||||||||||
| ORD | Purchase | 1,300 | 28.3539 USD | ||||||||||||
| ORD | Purchase | 1,611 | 28.0024 USD | ||||||||||||
| ORD | Purchase | 1,800 | 28.1355 USD | ||||||||||||
| ORD | Purchase | 2,303 | 28.1795 USD | ||||||||||||
| ORD | Purchase | 3,473 | 28.2776 USD | ||||||||||||
| ORD | Purchase | 3,600 | 28.4394 USD | ||||||||||||
| ORD | Purchase | 4,789 | 28.2191 USD | ||||||||||||
| ORD | Purchase | 6,723 | 28.1888 USD | ||||||||||||
| ORD | Purchase | 8,023 | 28.3262 USD | ||||||||||||
| ORD | Purchase | 8,300 | 28.1918 USD | ||||||||||||
| ORD | Purchase | 8,900 | 28.1934 USD | ||||||||||||
| ORD | Purchase | 24,617 | 28.1971 USD | ||||||||||||
| ORD | Purchase | 59,800 | 27.8400 USD | ||||||||||||
| ORD | Purchase | 63,900 | 27.8760 USD | ||||||||||||
| ORD | Purchase | 108,000 | 28.6200 USD | ||||||||||||
| ORD | Sale | 40 | 27.8600 USD | ||||||||||||
| ORD | Sale | 100 | 28.3500 USD | ||||||||||||
| ORD | Sale | 100 | 28.6600 USD | ||||||||||||
| ORD | Sale | 200 | 28.1000 USD | ||||||||||||
| ORD | Sale | 400 | 27.9850 USD | ||||||||||||
| ORD | Sale | 1,900 | 28.2695 USD | ||||||||||||
| ORD | Sale | 2,400 | 28.1654 USD | ||||||||||||
| ORD | Sale | 2,900 | 28.4170 USD | ||||||||||||
| ORD | Sale | 5,800 | 28.3298 USD | ||||||||||||
| ORD | Sale | 6,600 | 28.2006 USD | ||||||||||||
| ORD | Sale | 7,859 | 28.3263 USD | ||||||||||||
| ORD | Sale | 8,187 | 28.3262 USD | ||||||||||||
| ORD | Sale | 16,900 | 28.2355 USD | ||||||||||||
| ORD | Sale | 26,434 | 28.1999 USD | ||||||||||||
| ORD | Sale | 59,800 | 27.8400 USD | ||||||||||||
| ORD | Sale | 65,035 | 27.8532 USD | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of relevant | Product | Nature of dealing | Number of | Price per unit | |||||||||||
| security | description | reference | |||||||||||||
| securities | |||||||||||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||||||||||
| Date of disclosure: | 11 Aug 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 020 7773 0635 | ||||||||||||||
| SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||||||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||||||||||
| PURCHASE OR SELL ETC. | |||||||||||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||||||||||
| are being disclosed: | |||||||||||||||
| Name of offeror/offeree in relation to whose | ARRIS GROUP INC | ||||||||||||||
| relevant securities this from relates: | |||||||||||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||||
| of | description | purchasing, | of | price | date | ||||||||||
| relevant | selling, | securities | per unit | ||||||||||||
| security | varying etc | to which | |||||||||||||
| option | |||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchased | -2,300 | 27.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Purchased | -1,000 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 1,800 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 7,000 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Put Options | Written | 4,900 | 40.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 700 | 25.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 100 | 30.0000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 600 | 32.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Purchased | 3,900 | 32.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Purchased | 300 | 37.5000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -1,200 | 27.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -200 | 30.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -11,500 | 35.0000 | American | 21 Aug 2015 | |||||||||
| ORD | Call Options | Written | -12,100 | 37.5000 | American | 20 Nov 2015 | |||||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 21 Aug 2015 | |||||||||
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||||||||||
| Full details should be given so that the nature of the interest or position can be fully | |||||||||||||||
| understood: | |||||||||||||||
View source version on businesswire.com: http://www.businesswire.com/news/home/20150811005836/en/
Copyright Business Wire 2015
Related Shares:
Barclays