19th Aug 2020 13:32
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 18 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 4,403,343 1.90 | 2,296,809 0.99 | ||||
(2) Derivatives (other than options) | 2,147,660 0.93 | 178,570 0.08 | ||||
(3) Options and agreements to purchase/sell | 108,100 0.05 | 50,400 0.02 | ||||
Total | 6,659,103 2.88 | 2,525,779 1.09 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (Note 5) (USD) |
Purchase (New Borrow)
Purchase
Sale | 96,400
123 3 3 19 11 10 20 61,000 3,300 1,124 21 84 222 182 11 6 6 56 5 2
23 123 100 6,606 3 19 4,279 100 2 97 500 44 57 100 1,572 67 1 1,399 284 100 100 50 100 9,736 1 861 10,157 3,300 1 1,519 17 10,801 6 720 3 397 12,535 84 2 3 6,886 222 182 93 5 13 1 1 21 7 3 6 4 6 8 9 | N/A
194.6735 195.6600 195.6700 195.6800 195.9800 196.0300 196.1100 196.1947 196.2006 196.4200 196.4486 196.4706 196.5759 196.5800 196.6282 196.7200 196.7400 196.7629 196.7680 196.8850
194.6550 194.6735 194.6900 195.5488 195.6700 195.6800 195.7114 195.7550 195.8350 195.8500 195.8520 195.8600 195.8900 195.9676 195.9868 195.9900 196.0100 196.0442 196.0494 196.0800 196.0805 196.1166 196.1300 196.1341 196.1400 196.1426 196.1637 196.2006 196.2100 196.2233 196.2412 196.2784 196.3067 196.3235 196.3267 196.4200 196.4982 196.5167 196.5250 196.5600 196.5625 196.5759 196.5800 196.5999 196.6260 196.6385 196.6500 196.6900 196.7029 196.7200 196.7300 196.7400 196.7425 196.7500 196.8100 196.9200 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) USD |
Equity Swap | Long
Short | 123 3,300 222
182 | 194.6735 196.2006 196.5819
196.5800 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other
person relating to the voting rights of any relevant securities under any optionreferred to on this form or relating
to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to
on this form is referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 19 August 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
Ap23
SUPPLEMENTAL FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 43,400 | 200.00 USD | American | 21-Aug-20 |
Call Option | Purchased | 101,700 | 230.00 USD | American | 15-Jan-21 |
Put Option | Purchased | 7,000 | 200.00 USD | American | 21-Aug-20 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord