29th Dec 2020 07:00
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 23 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,238,436 2.73 | 2,959,155 1.31 | ||||
(2) Derivatives (other than options) | 2,745,594 1.22 | 25,154 0.01 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 8,984,030 3.95 | 3,010,609 1.33 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale(Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 115,800
1 4,797 324 4 126 13 137 63 357 6 125 63 63 181 106 111 19 63 96 163 189 263 422 445 63 368 148 63 110 779 187 63 188 347 162 126 249 187 377 62 930 1,045 63 257 411 63 63 63 6,209 1,517 63 7,481 193 119 1 83 283 1,825 140 30 18,803 200 2 2,638 6 1,245 6,441 129 50 512 144 178 189 63 63 437 724 558 1,446 577 62 633 63 511 540 333 301 719 313 391 125 1,362 287 2,241 19 5 100 5 367 100
8 100 50 4,623 155 324 21 12 103 5 308 1 13 22 20 220 190 384 10 200 200 1 100 289 169 111 31 100 153 100 300 100 673 709 100 424 236 100 175 1,242 300 100 3 300 554 100 200 4 400 300 604 100 1,480 1,343 100 100 257 154 108 200 100 100 100 100 193 189 1 131 1,898 224 47 18,803 3 10 8 204 81 231 283 300 100 100 71 702 732 1,152 894 918 100 1,011 100 814 700 534 1,149 500 626 202 2,174 300 300 3,099 30 100 19 47 19 1 5 3 100 9 367 367 3 100 3 2 | N/A
207.2900 USD 207.9000 USD 208.0404 USD 208.0750 USD 208.2400 USD 208.2500 USD 208.2600 USD 208.2700 USD 208.2800 USD 208.2900 USD 208.3200 USD 208.3300 USD 208.3700 USD 208.3800 USD 208.3900 USD 208.3947 USD 208.4000 USD 208.4100 USD 208.4250 USD 208.4350 USD 208.4400 USD 208.4450 USD 208.4500 USD 208.4600 USD 208.4650 USD 208.4700 USD 208.4800 USD 208.4850 USD 208.4900 USD 208.5000 USD 208.5200 USD 208.5250 USD 208.5300 USD 208.5400 USD 208.5450 USD 208.5500 USD 208.5600 USD 208.5700 USD 208.5800 USD 208.5850 USD 208.5900 USD 208.6000 USD 208.6150 USD 208.6349 USD 208.6356 USD 208.6600 USD 208.6800 USD 208.6900 USD 208.6919 USD 208.7098 USD 208.7100 USD 208.7181 USD 208.7295 USD 208.7300 USD 208.7400 USD 208.7500 USD 208.7505 USD 208.7600 USD 208.7700 USD 208.7800 USD 208.7844 USD 208.7850 USD 208.7900 USD 208.7923 USD 208.8000 USD 208.8030 USD 208.8129 USD 208.8200 USD 208.8300 USD 208.8386 USD 208.8400 USD 208.8500 USD 208.8600 USD 208.8700 USD 208.8750 USD 208.8900 USD 208.9000 USD 208.9100 USD 208.9251 USD 208.9300 USD 208.9350 USD 208.9400 USD 208.9450 USD 208.9500 USD 208.9550 USD 208.9600 USD 208.9650 USD 208.9700 USD 208.9750 USD 208.9800 USD 208.9850 USD 208.9900 USD 208.9950 USD 209.0000 USD 209.1600 USD 209.2300 USD 209.6100 USD 209.6500 USD 210.3400 USD 211.1100 USD
207.7500 USD 207.7625 USD 207.8000 USD 207.9000 USD 207.9077 USD 208.0404 USD 208.0929 USD 208.1000 USD 208.1300 USD 208.1400 USD 208.1600 USD 208.2094 USD 208.2120 USD 208.2400 USD 208.2500 USD 208.2600 USD 208.2700 USD 208.2800 USD 208.2900 USD 208.3200 USD 208.3300 USD 208.3500 USD 208.3700 USD 208.3800 USD 208.3900 USD 208.3947 USD 208.4000 USD 208.4100 USD 208.4250 USD 208.4350 USD 208.4400 USD 208.4450 USD 208.4500 USD 208.4600 USD 208.4650 USD 208.4700 USD 208.4800 USD 208.4850 USD 208.4900 USD 208.5000 USD 208.5200 USD 208.5250 USD 208.5267 USD 208.5300 USD 208.5400 USD 208.5450 USD 208.5500 USD 208.5575 USD 208.5600 USD 208.5700 USD 208.5800 USD 208.5850 USD 208.5900 USD 208.6000 USD 208.6100 USD 208.6150 USD 208.6349 USD 208.6369 USD 208.6467 USD 208.6500 USD 208.6600 USD 208.6800 USD 208.6900 USD 208.7100 USD 208.7295 USD 208.7300 USD 208.7400 USD 208.7500 USD 208.7600 USD 208.7700 USD 208.7800 USD 208.7844 USD 208.7900 USD 208.8000 USD 208.8088 USD 208.8200 USD 208.8300 USD 208.8400 USD 208.8500 USD 208.8600 USD 208.8700 USD 208.8750 USD 208.8806 USD 208.8900 USD 208.8976 USD 208.9000 USD 208.9100 USD 208.9300 USD 208.9350 USD 208.9400 USD 208.9450 USD 208.9500 USD 208.9550 USD 208.9600 USD 208.9700 USD 208.9750 USD 208.9800 USD 208.9850 USD 208.9900 USD 208.9933 USD 208.9950 USD 209.0000 USD 209.0220 USD 209.1000 USD 209.1600 USD 209.1677 USD 209.1700 USD 209.2250 USD 209.2300 USD 209.2733 USD 209.3400 USD 210.0400 USD 210.3400 USD 210.3700 USD 210.4100 USD 210.5000 USD 210.5467 USD 211.1050 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long Long Long Long
Short Short Short Short | 324 111 193 1,100 600 367
6 6,267 6,268 6,268 | 208.0404 USD 208.3947 USD 208.7295 USD 208.7489 USD 208.7805 USD 210.3400 USD
207.9004 USD 208.5080 USD 208.8618 USD 208.9833 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 24 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord