16th Dec 2020 16:12
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 15 December 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,776,393 2.96 | 2,800,980 1.22 | ||||
(2) Derivatives (other than options) | 2,586,800 1.13 | 38,402 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,363,193 4.09 | 2,865,682 1.25 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale(Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 37,100
5 2 3 16 1 10 1 1 34 229 1 1,900 30 179 112 532 49 1 207 19 6,157 5 7 492 42 33 6 1 1 8 1 1 26 10 5 20 1 2 3 50 78 1 1 50 20 1 23 111 13
3 100 1 1 3 2 200 5 28 100 1 2 7 200 90 1,900 1 179 112 1,219 532 59 15 6,763 181 11 392 4 2 2 11 1 1 20 20 1 | N/A
205.2060 USD 205.2575 USD 205.4233 USD 205.6000 USD 206.1200 USD 206.2140 USD 206.7300 USD 206.9800 USD 207.0171 USD 207.0379 USD 207.0400 USD 207.1175 USD 207.2763 USD 207.3003 USD 207.3515 USD 207.4459 USD 207.6402 USD 207.6750 USD 207.8527 USD 207.8826 USD 208.0300 USD 208.0660 USD 208.1686 USD 208.1900 USD 208.2838 USD 208.3058 USD 208.3350 USD 208.4200 USD 208.4500 USD 208.4588 USD 208.4800 USD 208.4900 USD 208.4969 USD 208.5040 USD 208.5070 USD 208.5130 USD 208.5200 USD 208.5600 USD 208.6400 USD 208.6700 USD 208.6949 USD 208.7400 USD 208.7500 USD 208.7800 USD 208.7965 USD 208.8800 USD 209.0178 USD 209.0200 USD 209.0900 USD
204.2900 USD 204.5400 USD 204.5600 USD 204.6100 USD 204.8164 USD 204.8258 USD 205.3250 USD 206.0600 USD 206.0700 USD 206.2100 USD 206.2400 USD 206.6650 USD 206.8114 USD 206.8250 USD 206.9132 USD 207.1175 USD 207.2200 USD 207.3003 USD 207.3515 USD 207.4002 USD 207.4459 USD 207.7686 USD 207.9400 USD 208.0300 USD 208.0711 USD 208.1400 USD 208.1900 USD 208.5150 USD 208.5600 USD 208.5700 USD 208.6130 USD 208.7400 USD 208.7600 USD 208.7965 USD 208.8000 USD 208.8700 USD | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long Long Long Long Long Long
Short | 36 1,100 800 179 76 20
532 | 205.9199 USD 207.1122 USD 207.1247 USD 207.3003 USD 208.0296 USD 208.7965 USD
207.4399 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosingand any other person relating to the voting rights of any relevant securities under any optionreferred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 16 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option |
Written |
26,300 |
230.00 USD |
American |
15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord