21st Aug 2020 11:25
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD |
|
| ||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
|
|
|
|
357,624 | 0.15% | 1,631,124 | 0.70% | ||
|
|
|
| ||
(2) | Derivatives (other than options): |
|
|
|
|
527,651 | 0.23% | 23,200 | 0.01% | ||
|
|
|
| ||
(3) | Options and agreements to |
|
|
|
|
| purchase/sell: | 107,299 | 0.05% | 106,599 | 0.05% | |
|
|
|
| ||
| TOTAL: |
|
|
|
| |
992,574 | 0.43% | 1,760,923 | 0.76% | ||
|
|
|
| ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 197.5200 USD |
| Purchase | 1 | 197.3100 USD |
| Purchase | 1 | 197.8500 USD |
| Purchase | 1 | 197.7900 USD |
| Purchase | 1 | 197.6300 USD |
| Purchase | 2 | 197.7800 USD |
| Purchase | 2 | 197.5150 USD |
| Purchase | 4 | 197.3975 USD |
| Purchase | 5 | 197.7300 USD |
| Purchase | 7 | 197.4557 USD |
| Purchase | 9 | 197.7211 USD |
| Purchase | 11 | 197.4090 USD |
| Purchase | 99 | 197.6800 USD |
| Purchase | 100 | 197.4000 USD |
| Purchase | 100 | 197.5750 USD |
| Purchase | 100 | 197.5600 USD |
| Purchase | 101 | 197.9441 USD |
| Purchase | 148 | 196.9931 USD |
| Purchase | 192 | 197.6327 USD |
| Purchase | 200 | 197.8375 USD |
| Purchase | 201 | 197.7191 USD |
| Purchase | 275 | 197.7844 USD |
| Purchase | 400 | 197.4450 USD |
| Purchase | 401 | 197.5976 USD |
| Purchase | 437 | 197.5398 USD |
| Purchase | 466 | 197.6174 USD |
| Purchase | 500 | 197.5980 USD |
| Purchase | 528 | 197.5292 USD |
| Purchase | 677 | 197.7364 USD |
| Purchase | 958 | 197.5563 USD |
| Purchase | 1,500 | 197.5080 USD |
| Purchase | 1,647 | 197.5238 USD |
| Purchase | 2,364 | 197.5700 USD |
| Purchase | 3,770 | 197.4488 USD |
| Purchase | 4,096 | 197.4945 USD |
| Purchase | 5,211 | 197.3873 USD |
| Purchase | 5,484 | 197.1645 USD |
| Purchase | 5,581 | 197.0100 USD |
| Purchase | 7,247 | 197.5193 USD |
| Purchase | 7,698 | 197.5235 USD |
| Purchase | 28,367 | 197.3204 USD |
| Sale | 1 | 197.3600 USD |
| Sale | 6 | 197.4700 USD |
| Sale | 14 | 196.9800 USD |
| Sale | 26 | 197.4600 USD |
| Sale | 26 | 197.3400 USD |
| Sale | 27 | 197.5514 USD |
| Sale | 39 | 197.5341 USD |
| Sale | 43 | 197.6644 USD |
| Sale | 46 | 197.6593 USD |
| Sale | 48 | 197.5050 USD |
| Sale | 65 | 197.6100 USD |
| Sale | 65 | 197.6800 USD |
| Sale | 80 | 197.7288 USD |
| Sale | 100 | 197.2900 USD |
| Sale | 100 | 197.8000 USD |
| Sale | 100 | 197.9100 USD |
| Sale | 115 | 197.4000 USD |
| Sale | 200 | 197.4200 USD |
| Sale | 200 | 197.2300 USD |
| Sale | 235 | 197.4127 USD |
| Sale | 300 | 197.2466 USD |
| Sale | 302 | 197.5022 USD |
| Sale | 400 | 197.4550 USD |
| Sale | 400 | 197.3450 USD |
| Sale | 400 | 197.4500 USD |
| Sale | 400 | 197.6650 USD |
| Sale | 677 | 197.7364 USD |
| Sale | 721 | 197.6120 USD |
| Sale | 800 | 197.0850 USD |
| Sale | 900 | 197.5000 USD |
| Sale | 1,012 | 197.1681 USD |
| Sale | 1,448 | 197.3818 USD |
| Sale | 2,303 | 197.5152 USD |
| Sale | 2,464 | 197.5700 USD |
| Sale | 2,650 | 197.5210 USD |
| Sale | 3,240 | 197.5271 USD |
| Sale | 4,022 | 197.7335 USD |
| Sale | 4,945 | 197.5213 USD |
| Sale | 5,083 | 197.0100 USD |
| Sale | 9,071 | 197.4588 USD |
| Sale | 10,295 | 197.2943 USD |
| Sale | 10,355 | 197.5454 USD |
| Sale | 14,677 | 197.1419 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Aug 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
| |||
or derivative |
|
| |||
relates |
|
| |||
| Call Options | Purchased | 700 | 195.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -106,599 | 214.5780 | European | Oct 20, 2020 |
| Put Options | Written | 106,599 | 214.5780 | European | Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200821005231/en/
Copyright Business Wire 2020
Related Shares:
Aon Cl A OrdBarclays