21st Aug 2020 12:31
FORM 8.3
Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 19 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities |
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359,661 | 0.16% | 1,630,628 | 0.70% | ||
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(2) | Derivatives (other than options): |
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527,651 | 0.23% | 23,200 | 0.01% | ||
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(3) | Options and agreements to |
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| purchase/sell: | 107,299 | 0.05% | 106,599 | 0.05% | |
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(4) | TOTAL: |
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994,611 | 0.43% | 1,760,427 | 0.76% | ||
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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(2) Derivatives (other than options) |
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(3) Options and agreements to purchase/sell |
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Total |
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Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 198.3000 USD |
| Purchase | 10 | 196.0800 USD |
| Purchase | 33 | 198.0525 USD |
| Purchase | 41 | 197.6700 USD |
| Purchase | 45 | 198.2300 USD |
| Purchase | 79 | 198.4700 USD |
| Purchase | 100 | 198.0650 USD |
| Purchase | 106 | 197.3105 USD |
| Purchase | 200 | 197.3850 USD |
| Purchase | 300 | 198.0333 USD |
| Purchase | 350 | 197.9900 USD |
| Purchase | 400 | 197.3300 USD |
| Purchase | 401 | 198.0747 USD |
| Purchase | 459 | 197.9191 USD |
| Purchase | 491 | 197.6385 USD |
| Purchase | 500 | 197.6180 USD |
| Purchase | 503 | 197.9505 USD |
| Purchase | 506 | 197.3259 USD |
| Purchase | 600 | 198.3591 USD |
| Purchase | 880 | 198.3620 USD |
| Purchase | 896 | 197.9315 USD |
| Purchase | 1,030 | 198.1353 USD |
| Purchase | 1,107 | 198.0466 USD |
| Purchase | 1,365 | 195.0800 USD |
| Purchase | 1,600 | 198.2563 USD |
| Purchase | 2,300 | 197.9804 USD |
| Purchase | 4,094 | 197.9380 USD |
| Purchase | 5,372 | 198.0649 USD |
| Purchase | 5,500 | 197.9767 USD |
| Purchase | 5,938 | 197.5263 USD |
| Purchase | 8,893 | 198.1218 USD |
| Purchase | 9,780 | 198.1740 USD |
| Purchase | 30,697 | 197.5700 USD |
| Purchase | 43,478 | 197.9853 USD |
| Sale | 1 | 198.2300 USD |
| Sale | 1 | 197.9500 USD |
| Sale | 2 | 198.3300 USD |
| Sale | 2 | 198.2350 USD |
| Sale | 2 | 197.9400 USD |
| Sale | 3 | 198.1333 USD |
| Sale | 10 | 196.0800 USD |
| Sale | 14 | 197.5746 USD |
| Sale | 14 | 195.0000 USD |
| Sale | 18 | 197.5208 USD |
| Sale | 33 | 198.0525 USD |
| Sale | 33 | 197.8081 USD |
| Sale | 57 | 198.2505 USD |
| Sale | 66 | 198.1763 USD |
| Sale | 69 | 197.9100 USD |
| Sale | 69 | 197.8360 USD |
| Sale | 82 | 198.3100 USD |
| Sale | 100 | 198.5800 USD |
| Sale | 100 | 197.7700 USD |
| Sale | 101 | 197.6105 USD |
| Sale | 101 | 198.6936 USD |
| Sale | 114 | 198.1273 USD |
| Sale | 129 | 198.1374 USD |
| Sale | 201 | 198.1208 USD |
| Sale | 210 | 197.8955 USD |
| Sale | 224 | 198.3450 USD |
| Sale | 267 | 197.8398 USD |
| Sale | 336 | 196.1526 USD |
| Sale | 700 | 198.3757 USD |
| Sale | 786 | 198.3276 USD |
| Sale | 852 | 197.6654 USD |
| Sale | 1,012 | 197.3259 USD |
| Sale | 1,170 | 195.0800 USD |
| Sale | 1,453 | 197.5933 USD |
| Sale | 2,032 | 197.9365 USD |
| Sale | 3,700 | 198.2400 USD |
| Sale | 3,790 | 197.4365 USD |
| Sale | 6,019 | 198.1233 USD |
| Sale | 6,731 | 198.2399 USD |
| Sale | 9,180 | 197.9561 USD |
| Sale | 17,346 | 197.7753 USD |
| Sale | 19,155 | 197.9842 USD |
| Sale | 22,495 | 198.1436 USD |
| Sale | 27,550 | 197.5700 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Aug 2020 |
| Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative |
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| relates |
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| Call Options | Purchased | 700 | 195.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -106,599 | 214.5780 | European | Oct 20, 2020 |
| Put Options | Written | 106,599 | 214.5780 | European | Oct 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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Related Shares:
Aon Cl A OrdBarclays