11th May 2021 11:50
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. |
Company dealt in | AON PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
Date of dealing | 10 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
445,621 | 0.20% | 1,788,422 | 0.79% | ||
(2) | Derivatives (other than options): | ||||
170,733 | 0.08% | 7,021 | 0.00% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 24,200 | 0.01% | 24,200 | 0.01% | |
| TOTAL: | |||||
640,554 | 0.28% | 1,819,643 | 0.81% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
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(2) Derivatives (other than options) |
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(3) Options and agreements to purchase/sell |
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Total |
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Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 258.3900 USD |
| Purchase | 2 | 258.5300 USD |
| Purchase | 2 | 260.1500 USD |
| Purchase | 3 | 259.3100 USD |
| Purchase | 9 | 260.1200 USD |
| Purchase | 12 | 259.2841 USD |
| Purchase | 19 | 259.6000 USD |
| Purchase | 20 | 259.2800 USD |
| Purchase | 43 | 260.3306 USD |
| Purchase | 80 | 258.5905 USD |
| Purchase | 94 | 258.5131 USD |
| Purchase | 100 | 257.7450 USD |
| Purchase | 100 | 257.4800 USD |
| Purchase | 100 | 257.4900 USD |
| Purchase | 200 | 258.5475 USD |
| Purchase | 420 | 258.0592 USD |
| Purchase | 422 | 257.8039 USD |
| Purchase | 739 | 258.5331 USD |
| Purchase | 827 | 259.0761 USD |
| Purchase | 900 | 258.1455 USD |
| Purchase | 1,033 | 257.8404 USD |
| Purchase | 1,631 | 258.4627 USD |
| Purchase | 1,638 | 258.7055 USD |
| Purchase | 1,825 | 257.6593 USD |
| Purchase | 2,681 | 258.4500 USD |
| Purchase | 2,834 | 258.5713 USD |
| Purchase | 3,900 | 258.4594 USD |
| Purchase | 3,991 | 258.6991 USD |
| Purchase | 4,373 | 258.4591 USD |
| Purchase | 4,696 | 258.8916 USD |
| Purchase | 6,411 | 258.5600 USD |
| Purchase | 7,109 | 258.8084 USD |
| Purchase | 11,614 | 259.0672 USD |
| Purchase | 21,653 | 258.7934 USD |
| Purchase | 27,257 | 258.8304 USD |
| Sale | 4 | 258.6000 USD |
| Sale | 5 | 258.2600 USD |
| Sale | 20 | 259.2800 USD |
| Sale | 21 | 258.4600 USD |
| Sale | 73 | 258.4997 USD |
| Sale | 100 | 258.5000 USD |
| Sale | 100 | 258.5800 USD |
| Sale | 100 | 258.3700 USD |
| Sale | 100 | 258.8100 USD |
| Sale | 101 | 259.1806 USD |
| Sale | 179 | 258.4581 USD |
| Sale | 200 | 258.3500 USD |
| Sale | 200 | 258.4234 USD |
| Sale | 200 | 258.5725 USD |
| Sale | 200 | 258.6150 USD |
| Sale | 200 | 259.1400 USD |
| Sale | 200 | 259.3650 USD |
| Sale | 200 | 259.3850 USD |
| Sale | 400 | 258.7175 USD |
| Sale | 400 | 258.5325 USD |
| Sale | 481 | 258.4135 USD |
| Sale | 500 | 259.2280 USD |
| Sale | 600 | 259.0966 USD |
| Sale | 600 | 259.1241 USD |
| Sale | 603 | 259.1165 USD |
| Sale | 644 | 258.8072 USD |
| Sale | 700 | 258.3971 USD |
| Sale | 700 | 259.1814 USD |
| Sale | 700 | 259.0828 USD |
| Sale | 800 | 259.3225 USD |
| Sale | 800 | 259.1475 USD |
| Sale | 900 | 259.1411 USD |
| Sale | 1,000 | 259.1185 USD |
| Sale | 1,098 | 259.1608 USD |
| Sale | 1,109 | 259.0823 USD |
| Sale | 1,150 | 259.3400 USD |
| Sale | 1,239 | 258.3937 USD |
| Sale | 1,461 | 258.4182 USD |
| Sale | 1,515 | 258.4286 USD |
| Sale | 1,593 | 258.3600 USD |
| Sale | 1,626 | 258.4633 USD |
| Sale | 1,656 | 258.7104 USD |
| Sale | 1,664 | 259.1634 USD |
| Sale | 1,672 | 258.4068 USD |
| Sale | 1,681 | 258.4180 USD |
| Sale | 1,981 | 258.5600 USD |
| Sale | 2,269 | 259.0582 USD |
| Sale | 2,355 | 258.6064 USD |
| Sale | 2,793 | 258.4500 USD |
| Sale | 3,168 | 258.6894 USD |
| Sale | 3,667 | 259.2523 USD |
| Sale | 4,000 | 258.8648 USD |
| Sale | 4,691 | 258.5543 USD |
| Sale | 4,830 | 258.9035 USD |
| Sale | 5,000 | 257.8586 USD |
| Sale | 5,254 | 259.2148 USD |
| Sale | 5,395 | 258.5852 USD |
| Sale | 5,564 | 259.1393 USD |
| Sale | 7,400 | 258.6912 USD |
| Sale | 9,363 | 258.4902 USD |
| Sale | 9,443 | 258.6779 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
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(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 11 May 2021 |
Contact name | Large Holdings Regulatory Operations |
Telephone number | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
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If a connected EFM, state nature of connection (Note 10) |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Purchased | -1,200 | 220.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 1,200 | 240.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 23,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -23,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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Related Shares:
Aon Cl A OrdBarclays