16th Oct 2015 15:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,624,569 | 0.72% | 10,725,185 | 0.67% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,024,107 | 0.19% | 448,691 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,526,931 | 0.09% | 1,492,331 | 0.09% | |||||||
| TOTAL: | 16,175,607 | 1.00% | 12,666,207 | 0.71% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 10 | 115.2300 USD | ||||
| ORD | Purchase | 13 | 100.6000 EUR | ||||
| ORD | Purchase | 28 | 101.7000 EUR | ||||
| ADR | Purchase | 35 | 115.0099 USD | ||||
| ADR | Purchase | 50 | 115.5499 USD | ||||
| ORD | Purchase | 51 | 101.8500 EUR | ||||
| ORD | Purchase | 53 | 100.4250 EUR | ||||
| ORD | Purchase | 64 | 101.6500 EUR | ||||
| ORD | Purchase | 67 | 100.8866 EUR | ||||
| ADR | Purchase | 100 | 115.2000 USD | ||||
| ADR | Purchase | 100 | 115.0090 USD | ||||
| ADR | Purchase | 100 | 114.9680 USD | ||||
| ORD | Purchase | 100 | 101.5500 EUR | ||||
| ORD | Purchase | 111 | 101.4000 EUR | ||||
| ORD | Purchase | 123 | 101.5250 EUR | ||||
| ORD | Purchase | 181 | 100.6750 EUR | ||||
| ORD | Purchase | 193 | 101.8250 EUR | ||||
| ORD | Purchase | 196 | 101.8750 EUR | ||||
| ADR | Purchase | 200 | 115.2200 USD | ||||
| ADR | Purchase | 200 | 115.0450 USD | ||||
| ADR | Purchase | 200 | 115.8450 USD | ||||
| ADR | Purchase | 250 | 115.0900 USD | ||||
| ORD | Purchase | 254 | 100.6250 EUR | ||||
| ORD | Purchase | 277 | 100.8500 EUR | ||||
| ORD | Purchase | 300 | 101.1475 EUR | ||||
| ADR | Purchase | 300 | 115.0933 USD | ||||
| ORD | Purchase | 346 | 100.7500 EUR | ||||
| ORD | Purchase | 362 | 101.4750 EUR | ||||
| ORD | Purchase | 377 | 100.7250 EUR | ||||
| ORD | Purchase | 382 | 101.5000 EUR | ||||
| ORD | Purchase | 406 | 101.6250 EUR | ||||
| ADR | Purchase | 430 | 115.3427 USD | ||||
| ADR | Purchase | 431 | 114.7993 USD | ||||
| ORD | Purchase | 454 | 101.6000 EUR | ||||
| ORD | Purchase | 460 | 101.6750 EUR | ||||
| ORD | Purchase | 490 | 101.3000 EUR | ||||
| ORD | Purchase | 496 | 101.0750 EUR | ||||
| ORD | Purchase | 505 | 100.5500 EUR | ||||
| ADR | Purchase | 525 | 115.0841 USD | ||||
| ORD | Purchase | 526 | 100.9000 EUR | ||||
| ORD | Purchase | 540 | 100.8000 EUR | ||||
| ORD | Purchase | 567 | 100.9750 EUR | ||||
| ORD | Purchase | 576 | 101.1000 EUR | ||||
| ORD | Purchase | 595 | 100.7655 EUR | ||||
| ADR | Purchase | 600 | 115.1516 USD | ||||
| ORD | Purchase | 601 | 100.5250 EUR | ||||
| ORD | Purchase | 669 | 101.1250 EUR | ||||
| ORD | Purchase | 688 | 100.4116 EUR | ||||
| ADR | Purchase | 700 | 115.0914 USD | ||||
| ORD | Purchase | 702 | 100.8290 EUR | ||||
| ORD | Purchase | 753 | 100.9250 EUR | ||||
| ORD | Purchase | 762 | 100.8037 EUR | ||||
| ADR | Purchase | 774 | 115.0475 USD | ||||
| ORD | Purchase | 796 | 101.2000 EUR | ||||
| ADR | Purchase | 800 | 115.4300 USD | ||||
| ORD | Purchase | 859 | 101.4250 EUR | ||||
| ADR | Purchase | 873 | 115.0400 USD | ||||
| ORD | Purchase | 879 | 101.4500 EUR | ||||
| ORD | Purchase | 894 | 101.2500 EUR | ||||
| ORD | Purchase | 913 | 101.1750 EUR | ||||
| ORD | Purchase | 962 | 100.7000 EUR | ||||
| ORD | Purchase | 963 | 101.3250 EUR | ||||
| ADR | Purchase | 1,005 | 115.2421 USD | ||||
| ORD | Purchase | 1,030 | 100.7750 EUR | ||||
| ORD | Purchase | 1,060 | 101.2750 EUR | ||||
| ORD | Purchase | 1,114 | 100.5750 EUR | ||||
| ORD | Purchase | 1,115 | 100.9233 EUR | ||||
| ORD | Purchase | 1,151 | 101.3500 EUR | ||||
| ADR | Purchase | 1,171 | 115.1372 USD | ||||
| ORD | Purchase | 1,177 | 101.3750 EUR | ||||
| ORD | Purchase | 1,182 | 100.9500 EUR | ||||
| ADR | Purchase | 1,200 | 115.5705 USD | ||||
| ORD | Purchase | 1,334 | 101.0250 EUR | ||||
| ADR | Purchase | 1,400 | 115.3900 USD | ||||
| ORD | Purchase | 1,446 | 101.0000 EUR | ||||
| ORD | Purchase | 1,459 | 101.2250 EUR | ||||
| ADR | Purchase | 1,700 | 115.0516 USD | ||||
| ORD | Purchase | 1,716 | 100.9508 EUR | ||||
| ORD | Purchase | 1,752 | 100.8250 EUR | ||||
| ORD | Purchase | 1,797 | 100.6500 EUR | ||||
| ORD | Purchase | 1,827 | 100.8750 EUR | ||||
| ORD | Purchase | 2,436 | 101.1500 EUR | ||||
| ORD | Purchase | 2,609 | 101.6650 EUR | ||||
| ORD | Purchase | 2,688 | 101.0045 EUR | ||||
| ORD | Purchase | 2,855 | 101.0688 EUR | ||||
| ADR | Purchase | 3,264 | 115.0746 USD | ||||
| ORD | Purchase | 3,317 | 101.0962 EUR | ||||
| ADR | Purchase | 3,593 | 115.3898 USD | ||||
| ADR | Purchase | 4,100 | 115.2138 USD | ||||
| ORD | Purchase | 4,269 | 101.1549 EUR | ||||
| ADR | Purchase | 5,100 | 115.1896 USD | ||||
| ADR | Purchase | 5,722 | 115.2283 USD | ||||
| ORD | Purchase | 5,776 | 100.9854 EUR | ||||
| ADR | Purchase | 5,802 | 115.1160 USD | ||||
| ORD | Purchase | 6,240 | 100.9805 EUR | ||||
| ADR | Purchase | 7,063 | 115.0786 USD | ||||
| ADR | Purchase | 7,920 | 115.0926 USD | ||||
| ORD | Purchase | 7,920 | 115.0926 USD | ||||
| ADR | Purchase | 12,220 | 115.0446 USD | ||||
| ORD | Purchase | 15,424 | 115.1504 USD | ||||
| ADR | Purchase | 20,010 | 115.0670 USD | ||||
| ORD | Purchase | 31,218 | 101.3247 EUR | ||||
| ORD | Purchase | 33,572 | 101.1304 EUR | ||||
| ORD | Purchase | 37,854 | 101.0500 EUR | ||||
| ORD | Purchase | 47,687 | 101.0053 EUR | ||||
| ADR | Purchase | 60,307 | 115.1078 USD | ||||
| ADR | Sale | 10 | 115.2300 USD | ||||
| ADR | Sale | 10 | 115.1100 USD | ||||
| ADR | Sale | 11 | 114.9600 USD | ||||
| ORD | Sale | 13 | 100.6000 EUR | ||||
| ORD | Sale | 28 | 101.7000 EUR | ||||
| ORD | Sale | 46 | 101.2152 EUR | ||||
| ORD | Sale | 51 | 101.8500 EUR | ||||
| ORD | Sale | 53 | 100.4250 EUR | ||||
| ORD | Sale | 64 | 101.6500 EUR | ||||
| ADR | Sale | 74 | 114.8901 USD | ||||
| ORD | Sale | 89 | 101.3469 EUR | ||||
| ADR | Sale | 100 | 115.4000 USD | ||||
| ADR | Sale | 100 | 115.0000 USD | ||||
| ORD | Sale | 100 | 101.5500 EUR | ||||
| ORD | Sale | 111 | 101.4000 EUR | ||||
| ORD | Sale | 123 | 101.5250 EUR | ||||
| ADR | Sale | 135 | 115.0092 USD | ||||
| ADR | Sale | 145 | 115.2475 USD | ||||
| ORD | Sale | 181 | 100.6750 EUR | ||||
| ORD | Sale | 192 | 100.9129 EUR | ||||
| ORD | Sale | 193 | 101.8250 EUR | ||||
| ORD | Sale | 196 | 101.8750 EUR | ||||
| ADR | Sale | 200 | 115.4400 USD | ||||
| ADR | Sale | 250 | 115.0900 USD | ||||
| ORD | Sale | 254 | 100.6250 EUR | ||||
| ORD | Sale | 254 | 100.8017 EUR | ||||
| ORD | Sale | 276 | 101.1812 EUR | ||||
| ORD | Sale | 277 | 100.8500 EUR | ||||
| ADR | Sale | 300 | 115.0400 USD | ||||
| ADR | Sale | 314 | 115.1000 USD | ||||
| ORD | Sale | 328 | 101.6750 EUR | ||||
| ORD | Sale | 346 | 100.7500 EUR | ||||
| ORD | Sale | 362 | 101.4750 EUR | ||||
| ORD | Sale | 377 | 100.7250 EUR | ||||
| ADR | Sale | 400 | 115.1675 USD | ||||
| ADR | Sale | 400 | 115.2100 USD | ||||
| ORD | Sale | 406 | 101.6250 EUR | ||||
| ORD | Sale | 435 | 100.5886 EUR | ||||
| ORD | Sale | 454 | 101.6000 EUR | ||||
| ORD | Sale | 490 | 101.3000 EUR | ||||
| ADR | Sale | 493 | 115.0838 USD | ||||
| ORD | Sale | 496 | 101.0750 EUR | ||||
| ADR | Sale | 500 | 115.0864 USD | ||||
| ORD | Sale | 505 | 100.5500 EUR | ||||
| ORD | Sale | 526 | 100.9000 EUR | ||||
| ORD | Sale | 540 | 100.8000 EUR | ||||
| ORD | Sale | 562 | 100.7000 EUR | ||||
| ORD | Sale | 567 | 100.9750 EUR | ||||
| ORD | Sale | 576 | 101.1000 EUR | ||||
| ORD | Sale | 601 | 100.5250 EUR | ||||
| ORD | Sale | 652 | 101.3783 EUR | ||||
| ORD | Sale | 669 | 101.1250 EUR | ||||
| ORD | Sale | 734 | 101.3419 EUR | ||||
| ORD | Sale | 747 | 100.6500 EUR | ||||
| ORD | Sale | 753 | 100.9250 EUR | ||||
| ORD | Sale | 782 | 101.5000 EUR | ||||
| ADR | Sale | 800 | 115.4300 USD | ||||
| ORD | Sale | 859 | 101.4250 EUR | ||||
| ORD | Sale | 879 | 101.4500 EUR | ||||
| ORD | Sale | 894 | 101.2500 EUR | ||||
| ADR | Sale | 900 | 115.0433 USD | ||||
| ORD | Sale | 913 | 101.1750 EUR | ||||
| ORD | Sale | 952 | 101.3250 EUR | ||||
| ORD | Sale | 1,030 | 100.7750 EUR | ||||
| ORD | Sale | 1,034 | 101.1304 EUR | ||||
| ORD | Sale | 1,060 | 101.2750 EUR | ||||
| ORD | Sale | 1,151 | 101.3500 EUR | ||||
| ORD | Sale | 1,177 | 101.3750 EUR | ||||
| ADR | Sale | 1,180 | 115.1025 USD | ||||
| ORD | Sale | 1,182 | 100.9500 EUR | ||||
| ADR | Sale | 1,200 | 115.4641 USD | ||||
| ORD | Sale | 1,210 | 101.3577 EUR | ||||
| ORD | Sale | 1,259 | 100.5969 EUR | ||||
| ORD | Sale | 1,334 | 101.0250 EUR | ||||
| ORD | Sale | 1,337 | 101.1635 EUR | ||||
| ORD | Sale | 1,396 | 101.2000 EUR | ||||
| ADR | Sale | 1,400 | 115.3900 USD | ||||
| ORD | Sale | 1,418 | 100.5750 EUR | ||||
| ORD | Sale | 1,446 | 101.0000 EUR | ||||
| ORD | Sale | 1,538 | 101.0500 EUR | ||||
| ADR | Sale | 1,700 | 115.0441 USD | ||||
| ORD | Sale | 1,752 | 100.8250 EUR | ||||
| ADR | Sale | 1,799 | 115.0581 USD | ||||
| ORD | Sale | 1,827 | 100.8750 EUR | ||||
| ADR | Sale | 1,900 | 115.0442 USD | ||||
| ORD | Sale | 1,911 | 101.0483 EUR | ||||
| ADR | Sale | 2,040 | 115.0573 USD | ||||
| ADR | Sale | 2,060 | 115.0988 USD | ||||
| ADR | Sale | 2,100 | 115.1615 USD | ||||
| ADR | Sale | 2,100 | 115.0252 USD | ||||
| ORD | Sale | 2,258 | 101.2962 EUR | ||||
| ADR | Sale | 2,300 | 115.1406 USD | ||||
| ADR | Sale | 2,350 | 115.0787 USD | ||||
| ADR | Sale | 2,400 | 115.1180 USD | ||||
| ADR | Sale | 2,500 | 115.2392 USD | ||||
| ADR | Sale | 2,550 | 115.0972 USD | ||||
| ADR | Sale | 2,600 | 115.0411 USD | ||||
| ADR | Sale | 2,600 | 115.2871 USD | ||||
| ADR | Sale | 2,600 | 115.0181 USD | ||||
| ADR | Sale | 2,680 | 115.0513 USD | ||||
| ADR | Sale | 2,823 | 115.0873 USD | ||||
| ORD | Sale | 2,838 | 101.1526 EUR | ||||
| ORD | Sale | 2,868 | 101.1500 EUR | ||||
| ADR | Sale | 2,874 | 115.1534 USD | ||||
| ORD | Sale | 3,024 | 101.2630 EUR | ||||
| ADR | Sale | 3,377 | 115.0690 USD | ||||
| ADR | Sale | 3,555 | 115.1602 USD | ||||
| ORD | Sale | 3,960 | 115.0926 USD | ||||
| ORD | Sale | 4,043 | 101.0582 EUR | ||||
| ORD | Sale | 4,359 | 101.1576 EUR | ||||
| ORD | Sale | 5,948 | 101.3288 EUR | ||||
| ADR | Sale | 6,110 | 115.1172 USD | ||||
| ADR | Sale | 6,110 | 115.0446 USD | ||||
| ADR | Sale | 6,259 | 115.1587 USD | ||||
| ORD | Sale | 7,037 | 101.2037 EUR | ||||
| ADR | Sale | 7,901 | 115.0875 USD | ||||
| ADR | Sale | 8,985 | 115.0004 USD | ||||
| ADR | Sale | 9,028 | 114.9708 USD | ||||
| ORD | Sale | 9,306 | 101.1678 EUR | ||||
| ORD | Sale | 9,368 | 101.0249 EUR | ||||
| ORD | Sale | 9,455 | 101.2370 EUR | ||||
| ORD | Sale | 10,438 | 101.0175 EUR | ||||
| ORD | Sale | 12,808 | 101.1493 EUR | ||||
| ADR | Sale | 15,430 | 115.1828 USD | ||||
| ORD | Sale | 15,598 | 101.1551 EUR | ||||
| ORD | Sale | 16,857 | 101.3242 EUR | ||||
| ADR | Sale | 20,277 | 115.2220 USD | ||||
| ORD | Sale | 26,229 | 101.1334 EUR | ||||
| ORD | Sale | 30,848 | 115.1504 USD | ||||
| ADR | Sale | 30,848 | 115.1504 USD | ||||
| ORD | Sale | 38,926 | 101.2250 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 44 | 100.9490 EUR | |||||
| ORD | SWAP | Long | 127 | 101.3240 EUR | |||||
| ORD | SWAP | Long | 366 | 101.5174 EUR | |||||
| ORD | CFD | Long | 734 | 101.3419 EUR | |||||
| ORD | SWAP | Long | 1,137 | 101.5110 EUR | |||||
| ORD | SWAP | Long | 1,210 | 101.3577 EUR | |||||
| ORD | SWAP | Long | 1,337 | 101.1636 EUR | |||||
| ORD | SWAP | Long | 2,852 | 101.2562 EUR | |||||
| ORD | SWAP | Long | 11,062 | 101.1839 EUR | |||||
| ORD | CFD | Long | 11,133 | 101.1337 EUR | |||||
| ORD | SWAP | Short | 23 | 101.3643 EUR | |||||
| ORD | SWAP | Short | 90 | 101.3642 EUR | |||||
| ORD | SWAP | Short | 100 | 101.0500 EUR | |||||
| ORD | SWAP | Short | 147 | 101.3428 EUR | |||||
| ORD | SWAP | Short | 174 | 101.3641 EUR | |||||
| ORD | CFD | Short | 300 | 101.1475 EUR | |||||
| ORD | SWAP | Short | 1,716 | 100.9508 EUR | |||||
| ORD | SWAP | Short | 2,853 | 101.0775 EUR | |||||
| ORD | SWAP | Short | 2,855 | 101.0688 EUR | |||||
| ORD | SWAP | Short | 5,577 | 100.8611 EUR | |||||
| ORD | CFD | Short | 9,304 | 100.9754 EUR | |||||
| ORD | SWAP | Short | 12,077 | 100.7322 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 8,100 | 110 USD | American | 16 Oct 2015 | 5.1246 USD | ||||||||
| ORD | Call Options | Purchasing | 700 | 110 USD | American | 16 Oct 2015 | 5.6000 USD | ||||||||
| ORD | Call Options | Purchasing | 200 | 120 USD | American | 16 Oct 2015 | 0.0500 USD | ||||||||
| ORD | Put Options | Purchasing | 1,900 | 120 USD | American | 20 Nov 2015 | 7.4000 USD | ||||||||
| ORD | Put Options | Selling | 3,400 | 105 USD | American | 15 Jan 2016 | 2.7000 USD | ||||||||
| ORD | Put Options | Selling | 400 | 110 USD | American | 20 Jan 2017 | 11.5000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 16 Oct 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 45,000 | 100.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 300 | 70.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 600 | 75.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 101,100 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 35,800 | 145.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 42,900 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 54,000 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -231,600 | 125.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -400 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 7,700 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 20,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -131,300 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -33,700 | 110.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Purchased | -2,000 | 115.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -1,700 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 85.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 100 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 177,400 | 135.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 244,600 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 29,400 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -30,400 | 150.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -23,200 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -5,300 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 175.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -800 | 130.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 100.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100 | 155.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,900 | 150.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 5,200 | 110.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -17,200 | 120.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -9,000 | 120.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,700 | 165.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 170.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 100.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 95.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 140,200 | 135.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 400 | 110.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 2,500 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 14,500 | 100.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -32,300 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -7,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Written | -5,800 | 115.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -5,200 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -3,900 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -3,300 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,800 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,700 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 180.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -100 | 105.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Written | 1,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 1,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 1,900 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -120,300 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -87,000 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -45,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -37,700 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -20,800 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -5,200 | 75.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -2,000 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,000 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -200 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 100.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 140.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 700 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 39,500 | 125.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -35,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -15,100 | 105.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Purchased | -5,200 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 140.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 85.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -600 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 400 | 105.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 115.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 1,700 | 115.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 5,400 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 16,700 | 170.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 43,400 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -236,600 | 90.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,200 | 155.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -2,200 | 95.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 160.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 95.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -300 | 135.0000 | American | 20 Jan 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151016005616/en/
Copyright Business Wire 2015
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