19th Oct 2015 15:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ANHEUSER-BUSCH INBEV | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 16 Oct 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,618,468 | 0.72% | 10,615,126 | 0.66% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,036,597 | 0.19% | 449,820 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,503,231 | 0.09% | 1,491,531 | 0.09% | |||||||
| (4) | |||||||||||
| TOTAL: | 16,158,296 | 1.00% | 12,556,477 | 0.78% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Purchases and sales | ||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ADR | Purchase | 9 | 115.1200 USD | ||||||
| ORD | Purchase | 29 | 101.3500 EUR | ||||||
| ADR | Purchase | 87 | 115.1600 USD | ||||||
| ADR | Purchase | 100 | 115.4300 USD | ||||||
| ADR | Purchase | 100 | 115.5600 USD | ||||||
| ADR | Purchase | 100 | 115.0000 USD | ||||||
| ORD | Purchase | 100 | 100.8500 EUR | ||||||
| ADR | Purchase | 100 | 115.1797 USD | ||||||
| ORD | Purchase | 110 | 101.4500 EUR | ||||||
| ORD | Purchase | 126 | 101.2107 EUR | ||||||
| ORD | Purchase | 131 | 100.9000 EUR | ||||||
| ORD | Purchase | 143 | 101.1939 EUR | ||||||
| ORD | Purchase | 163 | 100.8250 EUR | ||||||
| ADR | Purchase | 168 | 115.1580 USD | ||||||
| ORD | Purchase | 193 | 101.3000 EUR | ||||||
| ADR | Purchase | 200 | 115.3600 USD | ||||||
| ORD | Purchase | 200 | 101.5500 EUR | ||||||
| ADR | Purchase | 200 | 115.1550 USD | ||||||
| ADR | Purchase | 200 | 115.0250 USD | ||||||
| ORD | Purchase | 224 | 101.6000 EUR | ||||||
| ADR | Purchase | 243 | 115.2418 USD | ||||||
| ORD | Purchase | 255 | 101.2500 EUR | ||||||
| ORD | Purchase | 268 | 101.2454 EUR | ||||||
| ORD | Purchase | 272 | 101.0750 EUR | ||||||
| ADR | Purchase | 300 | 115.3633 USD | ||||||
| ADR | Purchase | 324 | 115.2614 USD | ||||||
| ORD | Purchase | 352 | 101.0250 EUR | ||||||
| ORD | Purchase | 363 | 101.0000 EUR | ||||||
| ORD | Purchase | 376 | 101.5750 EUR | ||||||
| ORD | Purchase | 427 | 101.1500 EUR | ||||||
| ORD | Purchase | 431 | 101.4750 EUR | ||||||
| ADR | Purchase | 435 | 115.3464 USD | ||||||
| ORD | Purchase | 437 | 101.1917 EUR | ||||||
| ORD | Purchase | 458 | 101.1000 EUR | ||||||
| ADR | Purchase | 480 | 115.2687 USD | ||||||
| ADR | Purchase | 482 | 115.1000 USD | ||||||
| ORD | Purchase | 498 | 101.5000 EUR | ||||||
| ADR | Purchase | 500 | 115.2960 USD | ||||||
| ADR | Purchase | 500 | 115.3700 USD | ||||||
| ORD | Purchase | 500 | 101.2100 EUR | ||||||
| ORD | Purchase | 542 | 101.1349 EUR | ||||||
| ORD | Purchase | 557 | 101.0500 EUR | ||||||
| ORD | Purchase | 616 | 101.5250 EUR | ||||||
| ADR | Purchase | 689 | 115.2943 USD | ||||||
| ORD | Purchase | 693 | 101.1750 EUR | ||||||
| ADR | Purchase | 700 | 115.1028 USD | ||||||
| ADR | Purchase | 707 | 115.2710 USD | ||||||
| ORD | Purchase | 758 | 101.1250 EUR | ||||||
| ORD | Purchase | 890 | 100.9250 EUR | ||||||
| ADR | Purchase | 900 | 115.2750 USD | ||||||
| ADR | Purchase | 900 | 115.3800 USD | ||||||
| ADR | Purchase | 900 | 115.1055 USD | ||||||
| ADR | Purchase | 900 | 115.4200 USD | ||||||
| ORD | Purchase | 993 | 101.3750 EUR | ||||||
| ORD | Purchase | 1,026 | 101.3250 EUR | ||||||
| ORD | Purchase | 1,029 | 101.2906 EUR | ||||||
| ORD | Purchase | 1,159 | 100.9750 EUR | ||||||
| ORD | Purchase | 1,172 | 101.2000 EUR | ||||||
| ORD | Purchase | 1,243 | 101.4250 EUR | ||||||
| ORD | Purchase | 1,261 | 101.2750 EUR | ||||||
| ORD | Purchase | 1,336 | 101.1089 EUR | ||||||
| ORD | Purchase | 1,396 | 101.1408 EUR | ||||||
| ADR | Purchase | 1,500 | 115.1500 USD | ||||||
| ORD | Purchase | 1,503 | 100.9500 EUR | ||||||
| ORD | Purchase | 1,516 | 101.1184 EUR | ||||||
| ADR | Purchase | 1,600 | 115.2585 USD | ||||||
| ADR | Purchase | 1,700 | 115.2600 USD | ||||||
| ADR | Purchase | 1,900 | 115.3111 USD | ||||||
| ADR | Purchase | 2,300 | 115.3226 USD | ||||||
| ORD | Purchase | 2,389 | 101.4000 EUR | ||||||
| ADR | Purchase | 2,634 | 115.2551 USD | ||||||
| ADR | Purchase | 2,800 | 115.1967 USD | ||||||
| ADR | Purchase | 2,846 | 115.2470 USD | ||||||
| ORD | Purchase | 2,924 | 101.1333 EUR | ||||||
| ADR | Purchase | 3,056 | 115.1718 USD | ||||||
| ADR | Purchase | 3,150 | 115.1329 USD | ||||||
| ORD | Purchase | 3,150 | 115.1329 USD | ||||||
| ORD | Purchase | 3,283 | 101.1240 EUR | ||||||
| ADR | Purchase | 3,476 | 115.1706 USD | ||||||
| ADR | Purchase | 4,413 | 115.0055 USD | ||||||
| ORD | Purchase | 6,869 | 101.2156 EUR | ||||||
| ADR | Purchase | 6,992 | 115.1258 USD | ||||||
| ADR | Purchase | 7,052 | 115.1286 USD | ||||||
| ADR | Purchase | 7,196 | 115.2441 USD | ||||||
| ORD | Purchase | 7,804 | 101.1631 EUR | ||||||
| ORD | Purchase | 8,040 | 101.1420 EUR | ||||||
| ORD | Purchase | 11,426 | 101.2250 EUR | ||||||
| ADR | Purchase | 11,999 | 115.1351 USD | ||||||
| ADR | Purchase | 13,300 | 115.3281 USD | ||||||
| ADR | Purchase | 13,600 | 115.3339 USD | ||||||
| ORD | Purchase | 22,689 | 101.3367 EUR | ||||||
| ORD | Purchase | 27,020 | 101.0965 EUR | ||||||
| ORD | Purchase | 34,978 | 101.1127 EUR | ||||||
| ORD | Purchase | 76,476 | 100.7500 EUR | ||||||
| ADR | Sale | 9 | 115.1200 USD | ||||||
| ORD | Sale | 29 | 101.3500 EUR | ||||||
| ORD | Sale | 48 | 101.0552 EUR | ||||||
| ADR | Sale | 50 | 115.1400 USD | ||||||
| ORD | Sale | 50 | 100.8500 EUR | ||||||
| ADR | Sale | 80 | 114.7000 USD | ||||||
| ADR | Sale | 100 | 114.8700 USD | ||||||
| ADR | Sale | 100 | 115.3300 USD | ||||||
| ADR | Sale | 100 | 115.2900 USD | ||||||
| ADR | Sale | 110 | 115.2681 USD | ||||||
| ORD | Sale | 110 | 101.4500 EUR | ||||||
| ORD | Sale | 131 | 100.9000 EUR | ||||||
| ORD | Sale | 163 | 100.8250 EUR | ||||||
| ORD | Sale | 165 | 101.2993 EUR | ||||||
| ORD | Sale | 173 | 101.3618 EUR | ||||||
| ORD | Sale | 193 | 101.3000 EUR | ||||||
| ORD | Sale | 194 | 101.5000 EUR | ||||||
| ORD | Sale | 200 | 101.5500 EUR | ||||||
| ORD | Sale | 207 | 101.0429 EUR | ||||||
| ADR | Sale | 209 | 115.0052 USD | ||||||
| ORD | Sale | 224 | 101.6000 EUR | ||||||
| ORD | Sale | 237 | 101.2546 EUR | ||||||
| ORD | Sale | 255 | 101.2500 EUR | ||||||
| ORD | Sale | 272 | 101.0750 EUR | ||||||
| ADR | Sale | 300 | 115.2733 USD | ||||||
| ORD | Sale | 352 | 101.0250 EUR | ||||||
| ORD | Sale | 376 | 101.5750 EUR | ||||||
| ADR | Sale | 400 | 115.1475 USD | ||||||
| ADR | Sale | 400 | 115.3000 USD | ||||||
| ORD | Sale | 427 | 101.0000 EUR | ||||||
| ORD | Sale | 431 | 101.4750 EUR | ||||||
| ORD | Sale | 458 | 101.1000 EUR | ||||||
| ORD | Sale | 469 | 100.9794 EUR | ||||||
| ADR | Sale | 482 | 115.1000 USD | ||||||
| ORD | Sale | 556 | 101.1384 EUR | ||||||
| ADR | Sale | 600 | 115.1800 USD | ||||||
| ORD | Sale | 616 | 101.5250 EUR | ||||||
| ORD | Sale | 622 | 101.0500 EUR | ||||||
| ORD | Sale | 693 | 101.1750 EUR | ||||||
| ORD | Sale | 758 | 101.1250 EUR | ||||||
| ADR | Sale | 775 | 115.2787 USD | ||||||
| ADR | Sale | 821 | 115.3649 USD | ||||||
| ADR | Sale | 857 | 115.2710 USD | ||||||
| ORD | Sale | 890 | 100.9250 EUR | ||||||
| ADR | Sale | 900 | 115.4200 USD | ||||||
| ADR | Sale | 900 | 115.2750 USD | ||||||
| ADR | Sale | 907 | 115.3800 USD | ||||||
| ORD | Sale | 993 | 101.3750 EUR | ||||||
| ADR | Sale | 1,001 | 115.5034 USD | ||||||
| ADR | Sale | 1,025 | 115.2648 USD | ||||||
| ORD | Sale | 1,026 | 101.3250 EUR | ||||||
| ORD | Sale | 1,068 | 101.2000 EUR | ||||||
| ADR | Sale | 1,100 | 115.3700 USD | ||||||
| ORD | Sale | 1,159 | 100.9750 EUR | ||||||
| ORD | Sale | 1,200 | 101.0333 EUR | ||||||
| ADR | Sale | 1,200 | 115.2700 USD | ||||||
| ORD | Sale | 1,227 | 101.1500 EUR | ||||||
| ORD | Sale | 1,243 | 101.4250 EUR | ||||||
| ORD | Sale | 1,261 | 101.2750 EUR | ||||||
| ADR | Sale | 1,265 | 115.2258 USD | ||||||
| ADR | Sale | 1,366 | 115.1524 USD | ||||||
| ADR | Sale | 1,400 | 115.2871 USD | ||||||
| ADR | Sale | 1,410 | 115.0648 USD | ||||||
| ADR | Sale | 1,500 | 115.2861 USD | ||||||
| ORD | Sale | 1,502 | 101.2250 EUR | ||||||
| ORD | Sale | 1,503 | 100.9500 EUR | ||||||
| ORD | Sale | 1,559 | 101.2076 EUR | ||||||
| ORD | Sale | 1,575 | 115.1329 USD | ||||||
| ADR | Sale | 1,600 | 115.2563 USD | ||||||
| ADR | Sale | 1,700 | 115.2888 USD | ||||||
| ADR | Sale | 1,700 | 115.2600 USD | ||||||
| ADR | Sale | 1,849 | 115.1276 USD | ||||||
| ADR | Sale | 2,000 | 115.2800 USD | ||||||
| ADR | Sale | 2,000 | 114.9991 USD | ||||||
| ORD | Sale | 2,106 | 101.0885 EUR | ||||||
| ORD | Sale | 2,134 | 101.4000 EUR | ||||||
| ORD | Sale | 2,298 | 101.3848 EUR | ||||||
| ADR | Sale | 2,300 | 115.3226 USD | ||||||
| ADR | Sale | 2,500 | 115.2267 USD | ||||||
| ADR | Sale | 2,625 | 115.2924 USD | ||||||
| ADR | Sale | 2,900 | 115.3752 USD | ||||||
| ORD | Sale | 3,256 | 101.1797 EUR | ||||||
| ORD | Sale | 6,499 | 101.1996 EUR | ||||||
| ADR | Sale | 11,994 | 115.1410 USD | ||||||
| ADR | Sale | 12,300 | 115.3144 USD | ||||||
| ADR | Sale | 12,800 | 115.3482 USD | ||||||
| ADR | Sale | 16,060 | 115.2200 USD | ||||||
| ADR | Sale | 21,155 | 115.1317 USD | ||||||
| ORD | Sale | 26,055 | 101.2248 EUR | ||||||
| ORD | Sale | 27,447 | 101.1386 EUR | ||||||
| ORD | Sale | 56,467 | 101.1616 EUR | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 31 | 101.3858 EUR | |||||
| ORD | SWAP | Long | 63 | 101.3857 EUR | |||||
| ORD | SWAP | Long | 535 | 101.1148 EUR | |||||
| ORD | SWAP | Long | 581 | 101.2389 EUR | |||||
| ORD | CFD | Long | 1,903 | 101.1446 EUR | |||||
| ORD | SWAP | Long | 2,053 | 101.2545 EUR | |||||
| ORD | SWAP | Long | 2,201 | 101.1798 EUR | |||||
| ORD | SWAP | Long | 3,048 | 101.1192 EUR | |||||
| ORD | SWAP | Long | 12,807 | 101.4072 EUR | |||||
| ORD | CFD | Short | 126 | 101.2107 EUR | |||||
| ORD | SWAP | Short | 192 | 100.9756 EUR | |||||
| ORD | SWAP | Short | 194 | 101.2247 EUR | |||||
| ORD | SWAP | Short | 197 | 101.1000 EUR | |||||
| ORD | SWAP | Short | 300 | 101.2333 EUR | |||||
| ORD | CFD | Short | 865 | 101.4141 EUR | |||||
| ORD | SWAP | Short | 1,516 | 101.1184 EUR | |||||
| ORD | SWAP | Short | 2,055 | 101.1083 EUR | |||||
| ORD | SWAP | Short | 2,632 | 101.0905 EUR | |||||
| ORD | SWAP | Short | 3,784 | 101.1928 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Selling | 45,000 | 100 EUR | American | 16 Oct 2015 | TRANSFER | ||||||||
| ORD | Call Options | Purchasing | 3,900 | 110 USD | American | 16 Oct 2015 | 5.2000 USD | ||||||||
| ORD | Call Options | Purchasing | 15,500 | 110 USD | American | 16 Oct 2015 | 5.2186 USD | ||||||||
| ORD | Call Options | Purchasing | 2,500 | 110 USD | American | 16 Oct 2015 | 5.3000 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 120 USD | American | 20 Nov 2015 | 1.6200 USD | ||||||||
| ORD | Call Options | Purchasing | 1,000 | 125 USD | American | 20 Nov 2015 | 0.5800 USD | ||||||||
| ORD | Call Options | Selling | 2,200 | 110 USD | American | 15 Jan 2016 | 8.5000 USD | ||||||||
| ORD | Put Options | Selling | 200 | 105 USD | American | 15 Jan 2016 | 2.7000 USD | ||||||||
| ORD | Put Options | Selling | 200 | 115 USD | American | 16 Oct 2015 | 0.1500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 19 Oct 2015 |
| Contact name: | Jay Supaya |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ANHEUSER-BUSCH INBEV |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 300 | 70.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 600 | 75.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 101,100 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 35,800 | 145.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 42,900 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 54,000 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -231,600 | 125.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -400 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 8,700 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 20,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -131,300 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -31,200 | 110.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Purchased | -1,800 | 115.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -1,700 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 85.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 100 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 177,400 | 135.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 244,800 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 29,400 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -30,400 | 150.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -23,200 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -5,300 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 175.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -800 | 130.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 100.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100 | 155.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,900 | 150.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 5,200 | 110.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -17,200 | 120.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -9,000 | 120.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,700 | 165.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 170.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 100.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 95.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 140,200 | 135.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 400 | 110.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 2,500 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 14,500 | 100.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -32,300 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -7,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Written | -5,800 | 115.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -5,200 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -3,900 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -3,300 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,800 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,700 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 180.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -100 | 105.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Written | 1,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 1,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 1,900 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -120,300 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -87,000 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -45,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -37,700 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -20,800 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -5,200 | 75.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -2,000 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,000 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -200 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -200 | 100.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 140.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 700 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 6,800 | 125.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 19,400 | 110.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Purchased | 39,500 | 125.0000 | American | 16 Oct 2015 | |||||||
| ORD | Call Options | Written | -35,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -15,100 | 105.0000 | American | 16 Oct 2015 | |||||||
| ORD | Put Options | Purchased | -5,200 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 140.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 85.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -600 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 400 | 105.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 115.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 1,700 | 115.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 5,400 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 16,700 | 170.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 43,400 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -236,600 | 90.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,200 | 155.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -2,200 | 95.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 160.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 95.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -300 | 135.0000 | American | 20 Jan 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151019005918/en/
Copyright Business Wire 2015
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