22nd Oct 2015 15:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ANHEUSER-BUSCH INBEV | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 21 Oct 2015 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,569,408 | 0.72% | 10,615,123 | 0.66% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,042,713 | 0.19% | 444,531 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,428,259 | 0.09% | 1,374,931 | 0.09% | |||||||
| (4) | |||||||||||
| TOTAL: | 16,040,380 | 1.00% | 12,434,585 | 0.78% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ADR | Purchase | 24 | 114.6512 USD | ||||||
| ORD | Purchase | 63 | 100.9750 EUR | ||||||
| ORD | Purchase | 67 | 101.6336 EUR | ||||||
| ADR | Purchase | 88 | 114.5472 USD | ||||||
| ADR | Purchase | 88 | 114.5827 USD | ||||||
| ORD | Purchase | 94 | 101.4250 EUR | ||||||
| ADR | Purchase | 100 | 114.6200 USD | ||||||
| ADR | Purchase | 130 | 114.1700 USD | ||||||
| ORD | Purchase | 176 | 102.1500 EUR | ||||||
| ORD | Purchase | 196 | 101.5250 EUR | ||||||
| ORD | Purchase | 197 | 101.3000 EUR | ||||||
| ORD | Purchase | 197 | 101.9750 EUR | ||||||
| ADR | Purchase | 200 | 114.6350 USD | ||||||
| ADR | Purchase | 200 | 114.1950 USD | ||||||
| ADR | Purchase | 200 | 114.7090 USD | ||||||
| ORD | Purchase | 248 | 100.8250 EUR | ||||||
| ADR | Purchase | 250 | 115.6400 USD | ||||||
| ADR | Purchase | 300 | 114.1300 USD | ||||||
| ADR | Purchase | 300 | 114.6600 USD | ||||||
| ADR | Purchase | 300 | 114.3300 USD | ||||||
| ORD | Purchase | 363 | 101.1750 EUR | ||||||
| ORD | Purchase | 375 | 101.2250 EUR | ||||||
| ORD | Purchase | 388 | 101.0750 EUR | ||||||
| ORD | Purchase | 392 | 101.6750 EUR | ||||||
| ORD | Purchase | 538 | 102.3000 EUR | ||||||
| ORD | Purchase | 574 | 101.3606 EUR | ||||||
| ADR | Purchase | 579 | 114.1769 USD | ||||||
| ADR | Purchase | 600 | 114.2540 USD | ||||||
| ADR | Purchase | 600 | 114.6450 USD | ||||||
| ADR | Purchase | 691 | 114.2307 USD | ||||||
| ADR | Purchase | 708 | 114.2539 USD | ||||||
| ORD | Purchase | 767 | 101.0250 EUR | ||||||
| ORD | Purchase | 776 | 101.1250 EUR | ||||||
| ORD | Purchase | 839 | 102.0250 EUR | ||||||
| ADR | Purchase | 900 | 114.4222 USD | ||||||
| ADR | Purchase | 1,018 | 114.8502 USD | ||||||
| ADR | Purchase | 1,115 | 114.5914 USD | ||||||
| ADR | Purchase | 1,143 | 114.5222 USD | ||||||
| ORD | Purchase | 1,297 | 101.2500 EUR | ||||||
| ADR | Purchase | 1,300 | 114.6523 USD | ||||||
| ADR | Purchase | 1,322 | 114.5993 USD | ||||||
| ORD | Purchase | 1,703 | 101.4545 EUR | ||||||
| ORD | Purchase | 1,802 | 101.3997 EUR | ||||||
| ADR | Purchase | 1,839 | 114.5243 USD | ||||||
| ORD | Purchase | 1,939 | 101.3002 EUR | ||||||
| ORD | Purchase | 1,962 | 101.3577 EUR | ||||||
| ORD | Purchase | 1,967 | 101.4492 EUR | ||||||
| ORD | Purchase | 1,989 | 101.3015 EUR | ||||||
| ADR | Purchase | 2,148 | 114.6654 USD | ||||||
| ADR | Purchase | 2,500 | 114.3850 USD | ||||||
| ORD | Purchase | 2,891 | 101.3526 EUR | ||||||
| ORD | Purchase | 3,362 | 101.6248 EUR | ||||||
| ADR | Purchase | 3,926 | 114.4235 USD | ||||||
| ADR | Purchase | 4,022 | 114.4175 USD | ||||||
| ADR | Purchase | 4,135 | 114.5280 USD | ||||||
| ADR | Purchase | 4,205 | 114.6656 USD | ||||||
| ADR | Purchase | 4,300 | 114.5331 USD | ||||||
| ORD | Purchase | 4,758 | 101.3868 EUR | ||||||
| ADR | Purchase | 4,800 | 114.9747 USD | ||||||
| ADR | Purchase | 4,810 | 115.6008 USD | ||||||
| ORD | Purchase | 4,810 | 115.6008 USD | ||||||
| ORD | Purchase | 5,339 | 101.2581 EUR | ||||||
| ORD | Purchase | 5,502 | 101.5313 EUR | ||||||
| ADR | Purchase | 6,995 | 114.4241 USD | ||||||
| ORD | Purchase | 7,513 | 102.4455 EUR | ||||||
| ORD | Purchase | 8,953 | 114.6623 USD | ||||||
| ADR | Purchase | 10,299 | 114.6959 USD | ||||||
| ADR | Purchase | 12,000 | 114.6680 USD | ||||||
| ORD | Purchase | 13,075 | 101.6525 EUR | ||||||
| ORD | Purchase | 16,051 | 101.4834 EUR | ||||||
| ADR | Purchase | 16,300 | 114.6033 USD | ||||||
| ADR | Purchase | 16,519 | 114.7375 USD | ||||||
| ADR | Purchase | 23,400 | 114.5576 USD | ||||||
| ORD | Purchase | 38,571 | 101.2600 EUR | ||||||
| ADR | Purchase | 62,040 | 114.4851 USD | ||||||
| ADR | Sale | 9 | 114.1703 USD | ||||||
| ADR | Sale | 12 | 114.6512 USD | ||||||
| ADR | Sale | 12 | 114.3900 USD | ||||||
| ADR | Sale | 20 | 114.2200 USD | ||||||
| ADR | Sale | 48 | 114.1800 USD | ||||||
| ADR | Sale | 60 | 114.7066 USD | ||||||
| ORD | Sale | 63 | 100.9750 EUR | ||||||
| ADR | Sale | 88 | 114.5827 USD | ||||||
| ADR | Sale | 88 | 114.5472 USD | ||||||
| ORD | Sale | 94 | 101.4250 EUR | ||||||
| ADR | Sale | 100 | 114.2020 USD | ||||||
| ADR | Sale | 100 | 114.1400 USD | ||||||
| ADR | Sale | 100 | 114.3050 USD | ||||||
| ADR | Sale | 100 | 114.8500 USD | ||||||
| ORD | Sale | 196 | 101.5250 EUR | ||||||
| ORD | Sale | 197 | 101.3000 EUR | ||||||
| ORD | Sale | 197 | 101.9750 EUR | ||||||
| ADR | Sale | 200 | 114.5050 USD | ||||||
| ORD | Sale | 248 | 100.8250 EUR | ||||||
| ORD | Sale | 291 | 101.1849 EUR | ||||||
| ADR | Sale | 300 | 114.1300 USD | ||||||
| ADR | Sale | 300 | 114.3300 USD | ||||||
| ORD | Sale | 331 | 102.0250 EUR | ||||||
| ORD | Sale | 375 | 101.2250 EUR | ||||||
| ORD | Sale | 382 | 101.1750 EUR | ||||||
| ORD | Sale | 388 | 101.0750 EUR | ||||||
| ORD | Sale | 392 | 101.6750 EUR | ||||||
| ADR | Sale | 400 | 114.7245 USD | ||||||
| ORD | Sale | 400 | 102.0000 EUR | ||||||
| ADR | Sale | 500 | 114.5880 USD | ||||||
| ADR | Sale | 500 | 114.9060 USD | ||||||
| ADR | Sale | 500 | 114.8660 USD | ||||||
| ADR | Sale | 536 | 114.7287 USD | ||||||
| ADR | Sale | 543 | 114.6190 USD | ||||||
| ORD | Sale | 545 | 101.6401 EUR | ||||||
| ADR | Sale | 600 | 114.5108 USD | ||||||
| ADR | Sale | 700 | 114.6828 USD | ||||||
| ORD | Sale | 739 | 102.0595 EUR | ||||||
| ORD | Sale | 767 | 101.0250 EUR | ||||||
| ORD | Sale | 776 | 101.1250 EUR | ||||||
| ADR | Sale | 800 | 114.5212 USD | ||||||
| ADR | Sale | 800 | 114.2837 USD | ||||||
| ADR | Sale | 918 | 114.8503 USD | ||||||
| ORD | Sale | 1,338 | 102.3000 EUR | ||||||
| ADR | Sale | 1,386 | 114.2448 USD | ||||||
| ADR | Sale | 1,500 | 114.3549 USD | ||||||
| ADR | Sale | 1,565 | 114.8465 USD | ||||||
| ADR | Sale | 1,600 | 114.7981 USD | ||||||
| ORD | Sale | 1,726 | 101.3647 EUR | ||||||
| ADR | Sale | 1,866 | 114.5381 USD | ||||||
| ADR | Sale | 2,000 | 114.6687 USD | ||||||
| ADR | Sale | 2,000 | 114.2055 USD | ||||||
| ADR | Sale | 2,020 | 114.4563 USD | ||||||
| ADR | Sale | 2,367 | 114.9251 USD | ||||||
| ORD | Sale | 2,382 | 101.2333 EUR | ||||||
| ADR | Sale | 2,500 | 114.3850 USD | ||||||
| ORD | Sale | 2,824 | 101.2500 EUR | ||||||
| ADR | Sale | 3,200 | 115.0628 USD | ||||||
| ADR | Sale | 3,393 | 114.5458 USD | ||||||
| ORD | Sale | 3,522 | 101.8094 EUR | ||||||
| ADR | Sale | 3,526 | 114.4466 USD | ||||||
| ORD | Sale | 3,866 | 101.8084 EUR | ||||||
| ADR | Sale | 4,254 | 114.7703 USD | ||||||
| ADR | Sale | 4,810 | 115.6008 USD | ||||||
| ORD | Sale | 4,810 | 115.6008 USD | ||||||
| ORD | Sale | 5,785 | 101.2857 EUR | ||||||
| ORD | Sale | 6,000 | 102.1463 EUR | ||||||
| ORD | Sale | 6,008 | 101.6163 EUR | ||||||
| ADR | Sale | 6,900 | 114.5650 USD | ||||||
| ORD | Sale | 7,307 | 101.2811 EUR | ||||||
| ORD | Sale | 7,484 | 102.0531 EUR | ||||||
| ORD | Sale | 7,885 | 101.2262 EUR | ||||||
| ADR | Sale | 8,448 | 114.6820 USD | ||||||
| ADR | Sale | 9,900 | 114.7004 USD | ||||||
| ADR | Sale | 10,264 | 114.6983 USD | ||||||
| ORD | Sale | 11,326 | 101.2698 EUR | ||||||
| ORD | Sale | 13,234 | 101.2665 EUR | ||||||
| ADR | Sale | 17,906 | 114.6623 USD | ||||||
| ORD | Sale | 17,906 | 114.6623 USD | ||||||
| ADR | Sale | 18,400 | 114.5932 USD | ||||||
| ORD | Sale | 21,492 | 101.5056 EUR | ||||||
| ADR | Sale | 97,885 | 114.4930 USD | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 21 | 102.0490 EUR | |||||
| ORD | SWAP | Long | 291 | 101.1849 EUR | |||||
| ORD | SWAP | Long | 336 | 102.2295 EUR | |||||
| ORD | SWAP | Long | 460 | 102.0217 EUR | |||||
| ORD | SWAP | Long | 538 | 101.7857 EUR | |||||
| ORD | SWAP | Long | 545 | 101.6401 EUR | |||||
| ORD | SWAP | Long | 739 | 102.0595 EUR | |||||
| ORD | CFD | Long | 1,099 | 102.1718 EUR | |||||
| ORD | SWAP | Long | 1,166 | 102.2796 EUR | |||||
| ORD | SWAP | Long | 6,000 | 102.1462 EUR | |||||
| ORD | CFD | Long | 8,525 | 101.2471 EUR | |||||
| ORD | SWAP | Long | 10,402 | 101.5407 EUR | |||||
| ORD | CFD | Short | 100 | 102.3077 EUR | |||||
| ORD | SWAP | Short | 1,157 | 101.8256 EUR | |||||
| ORD | SWAP | Short | 2,264 | 101.7843 EUR | |||||
| ORD | SWAP | Short | 2,430 | 100.9580 EUR | |||||
| ORD | SWAP | Short | 3,173 | 101.2115 EUR | |||||
| ORD | SWAP | Short | 6,594 | 101.0809 EUR | |||||
| ORD | SWAP | Short | 7,463 | 101.6724 EUR | |||||
| ORD | SWAP | Short | 12,970 | 101.6669 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 600 | 110 USD | American | 20 Nov 2015 | 5.8333 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 22 Oct 2015 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | ANHEUSER-BUSCH INBEV |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Purchased | 2,328 | 103.0000 | European | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 300 | 70.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 600 | 75.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 101,100 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 35,800 | 145.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 42,900 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 54,000 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -231,600 | 125.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -400 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 135.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 8,800 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 20,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -80,200 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,700 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 85.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 100 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 177,400 | 135.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 244,800 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,800 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 29,400 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -30,400 | 150.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -23,200 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -5,300 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 175.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -800 | 130.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 100.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100 | 155.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,900 | 150.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -9,000 | 120.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,700 | 165.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 170.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 100.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 95.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 140,200 | 135.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 500 | 110.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 2,500 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -32,300 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -7,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Written | -5,200 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,400 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -4,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -3,300 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,800 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,700 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 180.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 1,400 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 1,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 1,900 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -120,300 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -87,000 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -45,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -37,700 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -20,800 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -6,900 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -5,200 | 75.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -2,900 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,000 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,000 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,200 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -200 | 100.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 140.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 700 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 6,800 | 125.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -35,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -3,500 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 140.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 85.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -600 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 400 | 105.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 115.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,700 | 115.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 2,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 5,400 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 16,700 | 170.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 43,400 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -236,600 | 90.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,200 | 155.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -2,200 | 95.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 160.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 95.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -300 | 135.0000 | American | 20 Jan 2017 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151022006001/en/
Copyright Business Wire 2015
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