26th Oct 2015 14:10
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV SA/NV | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,555,771 | 0.72% | 10,745,806 | 0.67% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,136,286 | 0.20% | 434,328 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,426,959 | 0.09% | 1,357,131 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 16,119,016 | 1.01% | 12,537,265 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 5 | 107.8000 EUR | ||||
| ADR | Purchase | 5 | 117.8600 USD | ||||
| ORD | Purchase | 9 | 106.7750 EUR | ||||
| ORD | Purchase | 15 | 107.0250 EUR | ||||
| ORD | Purchase | 18 | 107.0750 EUR | ||||
| ORD | Purchase | 18 | 106.9750 EUR | ||||
| ORD | Purchase | 18 | 109.0000 EUR | ||||
| ORD | Purchase | 32 | 106.4750 EUR | ||||
| ADR | Purchase | 50 | 118.0000 USD | ||||
| ORD | Purchase | 54 | 107.9750 EUR | ||||
| ORD | Purchase | 54 | 109.2000 EUR | ||||
| ORD | Purchase | 64 | 106.6000 EUR | ||||
| ORD | Purchase | 64 | 106.3750 EUR | ||||
| ORD | Purchase | 64 | 106.1500 EUR | ||||
| ORD | Purchase | 64 | 106.1250 EUR | ||||
| ORD | Purchase | 64 | 108.6000 EUR | ||||
| ORD | Purchase | 64 | 108.4250 EUR | ||||
| ORD | Purchase | 64 | 108.3250 EUR | ||||
| ORD | Purchase | 64 | 106.8000 EUR | ||||
| ADR | Purchase | 75 | 118.3500 USD | ||||
| ORD | Purchase | 76 | 108.8500 EUR | ||||
| ORD | Purchase | 80 | 106.2500 EUR | ||||
| ORD | Purchase | 96 | 106.5750 EUR | ||||
| ADR | Purchase | 100 | 117.7500 USD | ||||
| ORD | Purchase | 100 | 107.4500 EUR | ||||
| ADR | Purchase | 100 | 118.6600 USD | ||||
| ADR | Purchase | 100 | 118.1900 USD | ||||
| ORD | Purchase | 101 | 107.3250 EUR | ||||
| ORD | Purchase | 104 | 107.4250 EUR | ||||
| ORD | Purchase | 124 | 106.6750 EUR | ||||
| ORD | Purchase | 125 | 107.4000 EUR | ||||
| ORD | Purchase | 127 | 107.3500 EUR | ||||
| ORD | Purchase | 129 | 107.0500 EUR | ||||
| ORD | Purchase | 131 | 108.8300 EUR | ||||
| ORD | Purchase | 137 | 106.7250 EUR | ||||
| ORD | Purchase | 145 | 106.7183 EUR | ||||
| ORD | Purchase | 153 | 108.3651 EUR | ||||
| ORD | Purchase | 164 | 108.8250 EUR | ||||
| ORD | Purchase | 166 | 106.0500 EUR | ||||
| ORD | Purchase | 167 | 107.5500 EUR | ||||
| ORD | Purchase | 167 | 108.8450 EUR | ||||
| ORD | Purchase | 169 | 108.1500 EUR | ||||
| ORD | Purchase | 188 | 108.7750 EUR | ||||
| ORD | Purchase | 188 | 108.0000 EUR | ||||
| ORD | Purchase | 188 | 106.4500 EUR | ||||
| ORD | Purchase | 188 | 107.6500 EUR | ||||
| ORD | Purchase | 193 | 108.2000 EUR | ||||
| ADR | Purchase | 200 | 118.3150 USD | ||||
| ADR | Purchase | 200 | 118.3300 USD | ||||
| ADR | Purchase | 200 | 118.3900 USD | ||||
| ADR | Purchase | 200 | 118.5850 USD | ||||
| ORD | Purchase | 206 | 107.4750 EUR | ||||
| ORD | Purchase | 206 | 106.6145 EUR | ||||
| ORD | Purchase | 209 | 107.2000 EUR | ||||
| ORD | Purchase | 225 | 107.3750 EUR | ||||
| ORD | Purchase | 243 | 108.7000 EUR | ||||
| ADR | Purchase | 280 | 118.3092 USD | ||||
| ORD | Purchase | 290 | 107.3000 EUR | ||||
| ORD | Purchase | 308 | 106.6250 EUR | ||||
| ADR | Purchase | 325 | 118.4300 USD | ||||
| ORD | Purchase | 328 | 108.4000 EUR | ||||
| ORD | Purchase | 343 | 106.8500 EUR | ||||
| ORD | Purchase | 371 | 106.9000 EUR | ||||
| ORD | Purchase | 380 | 107.6063 EUR | ||||
| ORD | Purchase | 383 | 108.3000 EUR | ||||
| ADR | Purchase | 400 | 117.9690 USD | ||||
| ORD | Purchase | 403 | 107.6000 EUR | ||||
| ORD | Purchase | 422 | 108.6500 EUR | ||||
| ORD | Purchase | 426 | 106.3500 EUR | ||||
| ORD | Purchase | 436 | 106.5500 EUR | ||||
| ORD | Purchase | 441 | 107.0000 EUR | ||||
| ORD | Purchase | 459 | 106.7000 EUR | ||||
| ORD | Purchase | 480 | 106.7500 EUR | ||||
| ORD | Purchase | 481 | 107.6971 EUR | ||||
| ADR | Purchase | 500 | 118.6500 USD | ||||
| ORD | Purchase | 522 | 107.1250 EUR | ||||
| ORD | Purchase | 566 | 106.9500 EUR | ||||
| ORD | Purchase | 666 | 107.2500 EUR | ||||
| ORD | Purchase | 673 | 106.5000 EUR | ||||
| ADR | Purchase | 700 | 118.6400 USD | ||||
| ORD | Purchase | 701 | 107.4022 EUR | ||||
| ORD | Purchase | 717 | 108.7500 EUR | ||||
| ORD | Purchase | 748 | 108.2500 EUR | ||||
| ORD | Purchase | 807 | 107.5000 EUR | ||||
| ORD | Purchase | 855 | 107.1000 EUR | ||||
| ORD | Purchase | 887 | 106.4000 EUR | ||||
| ORD | Purchase | 995 | 106.1000 EUR | ||||
| ADR | Purchase | 1,014 | 118.0375 USD | ||||
| ADR | Purchase | 1,050 | 118.3674 USD | ||||
| ORD | Purchase | 1,102 | 108.3500 EUR | ||||
| ADR | Purchase | 1,105 | 118.2585 USD | ||||
| ORD | Purchase | 1,121 | 109.1105 EUR | ||||
| ADR | Purchase | 1,139 | 119.5466 USD | ||||
| ADR | Purchase | 1,200 | 117.8599 USD | ||||
| ORD | Purchase | 1,395 | 106.6500 EUR | ||||
| ADR | Purchase | 1,400 | 118.2957 USD | ||||
| ADR | Purchase | 1,482 | 119.9658 USD | ||||
| ADR | Purchase | 1,600 | 118.3557 USD | ||||
| ORD | Purchase | 2,380 | 108.2883 EUR | ||||
| ADR | Purchase | 2,400 | 118.7100 USD | ||||
| ADR | Purchase | 2,400 | 118.3800 USD | ||||
| ADR | Purchase | 3,734 | 118.3297 USD | ||||
| ORD | Purchase | 3,921 | 119.1430 USD | ||||
| ORD | Purchase | 4,093 | 106.5728 EUR | ||||
| ADR | Purchase | 4,300 | 118.4838 USD | ||||
| ORD | Purchase | 4,993 | 107.4041 EUR | ||||
| ADR | Purchase | 5,200 | 118.4571 USD | ||||
| ORD | Purchase | 5,715 | 106.7869 EUR | ||||
| ORD | Purchase | 6,239 | 108.1552 EUR | ||||
| ORD | Purchase | 6,649 | 107.8598 EUR | ||||
| ORD | Purchase | 7,366 | 118.4702 USD | ||||
| ADR | Purchase | 7,366 | 118.4702 USD | ||||
| ADR | Purchase | 7,881 | 118.3483 USD | ||||
| ORD | Purchase | 10,630 | 107.4056 EUR | ||||
| ORD | Purchase | 10,714 | 107.0667 EUR | ||||
| ORD | Purchase | 11,065 | 108.2244 EUR | ||||
| ADR | Purchase | 11,231 | 118.4406 USD | ||||
| ORD | Purchase | 11,407 | 107.3219 EUR | ||||
| ORD | Purchase | 14,058 | 107.1500 EUR | ||||
| ORD | Purchase | 14,625 | 106.9889 EUR | ||||
| ORD | Purchase | 30,000 | 107.9529 EUR | ||||
| ORD | Purchase | 36,769 | 106.9130 EUR | ||||
| ORD | Purchase | 56,324 | 106.5485 EUR | ||||
| ORD | Purchase | 88,718 | 107.3945 EUR | ||||
| ADR | Purchase | 90,810 | 118.4486 USD | ||||
| ORD | Sale | 1 | 108.2750 EUR | ||||
| ORD | Sale | 3 | 108.2712 EUR | ||||
| ORD | Sale | 3 | 107.4212 EUR | ||||
| ORD | Sale | 9 | 106.7750 EUR | ||||
| ORD | Sale | 9 | 108.2250 EUR | ||||
| ORD | Sale | 9 | 107.4701 EUR | ||||
| ORD | Sale | 14 | 107.3196 EUR | ||||
| ORD | Sale | 15 | 107.0250 EUR | ||||
| ORD | Sale | 18 | 109.0000 EUR | ||||
| ORD | Sale | 18 | 107.0750 EUR | ||||
| ORD | Sale | 18 | 106.9750 EUR | ||||
| ORD | Sale | 24 | 108.8195 EUR | ||||
| ADR | Sale | 25 | 119.0300 USD | ||||
| ORD | Sale | 32 | 106.4750 EUR | ||||
| ORD | Sale | 32 | 108.7195 EUR | ||||
| ADR | Sale | 50 | 118.0000 USD | ||||
| ORD | Sale | 54 | 107.9750 EUR | ||||
| ADR | Sale | 60 | 118.2908 USD | ||||
| ORD | Sale | 64 | 106.1250 EUR | ||||
| ORD | Sale | 64 | 106.1500 EUR | ||||
| ORD | Sale | 64 | 106.3750 EUR | ||||
| ORD | Sale | 64 | 106.6000 EUR | ||||
| ORD | Sale | 64 | 106.8000 EUR | ||||
| ORD | Sale | 64 | 107.0500 EUR | ||||
| ORD | Sale | 64 | 108.3250 EUR | ||||
| ORD | Sale | 64 | 108.4250 EUR | ||||
| ORD | Sale | 64 | 108.6000 EUR | ||||
| ADR | Sale | 75 | 118.3500 USD | ||||
| ORD | Sale | 76 | 108.8500 EUR | ||||
| ORD | Sale | 80 | 106.2500 EUR | ||||
| ADR | Sale | 92 | 118.2203 USD | ||||
| ORD | Sale | 96 | 106.5750 EUR | ||||
| ADR | Sale | 100 | 117.6900 USD | ||||
| ADR | Sale | 100 | 117.7800 USD | ||||
| ADR | Sale | 100 | 118.7500 USD | ||||
| ADR | Sale | 100 | 117.8400 USD | ||||
| ADR | Sale | 100 | 118.5203 USD | ||||
| ADR | Sale | 100 | 118.4300 USD | ||||
| ORD | Sale | 104 | 107.4250 EUR | ||||
| ORD | Sale | 106 | 107.3250 EUR | ||||
| ORD | Sale | 124 | 106.6750 EUR | ||||
| ORD | Sale | 125 | 107.4000 EUR | ||||
| ORD | Sale | 129 | 107.4500 EUR | ||||
| ORD | Sale | 131 | 108.8300 EUR | ||||
| ORD | Sale | 137 | 106.7250 EUR | ||||
| ORD | Sale | 150 | 109.2500 EUR | ||||
| ADR | Sale | 153 | 120.3300 USD | ||||
| ORD | Sale | 164 | 108.8250 EUR | ||||
| ORD | Sale | 166 | 106.0500 EUR | ||||
| ORD | Sale | 167 | 108.8450 EUR | ||||
| ORD | Sale | 169 | 108.1500 EUR | ||||
| ADR | Sale | 180 | 118.3200 USD | ||||
| ORD | Sale | 186 | 107.1000 EUR | ||||
| ORD | Sale | 188 | 106.4500 EUR | ||||
| ORD | Sale | 188 | 108.0000 EUR | ||||
| ORD | Sale | 188 | 108.7750 EUR | ||||
| ORD | Sale | 188 | 107.6500 EUR | ||||
| ADR | Sale | 200 | 117.9995 USD | ||||
| ADR | Sale | 200 | 118.3900 USD | ||||
| ADR | Sale | 200 | 117.6950 USD | ||||
| ORD | Sale | 206 | 107.4750 EUR | ||||
| ORD | Sale | 218 | 107.2000 EUR | ||||
| ORD | Sale | 225 | 107.3750 EUR | ||||
| ORD | Sale | 237 | 108.2000 EUR | ||||
| ADR | Sale | 246 | 118.3711 USD | ||||
| ADR | Sale | 275 | 118.7300 USD | ||||
| ORD | Sale | 285 | 107.5807 EUR | ||||
| ORD | Sale | 307 | 107.0000 EUR | ||||
| ORD | Sale | 308 | 106.6250 EUR | ||||
| ADR | Sale | 326 | 117.7900 USD | ||||
| ORD | Sale | 333 | 107.3500 EUR | ||||
| ORD | Sale | 343 | 106.8500 EUR | ||||
| ORD | Sale | 377 | 107.1250 EUR | ||||
| ORD | Sale | 378 | 108.7000 EUR | ||||
| ADR | Sale | 388 | 118.5294 USD | ||||
| ADR | Sale | 400 | 118.5300 USD | ||||
| ADR | Sale | 400 | 117.8650 USD | ||||
| ORD | Sale | 409 | 107.2319 EUR | ||||
| ORD | Sale | 426 | 106.3500 EUR | ||||
| ORD | Sale | 436 | 106.5500 EUR | ||||
| ORD | Sale | 450 | 108.6500 EUR | ||||
| ORD | Sale | 450 | 109.2000 EUR | ||||
| ORD | Sale | 459 | 106.7000 EUR | ||||
| ORD | Sale | 459 | 108.3000 EUR | ||||
| ORD | Sale | 480 | 106.7500 EUR | ||||
| ADR | Sale | 500 | 117.9864 USD | ||||
| ADR | Sale | 500 | 118.6500 USD | ||||
| ORD | Sale | 527 | 107.3000 EUR | ||||
| ORD | Sale | 562 | 107.5500 EUR | ||||
| ADR | Sale | 625 | 118.5732 USD | ||||
| ORD | Sale | 662 | 108.1722 EUR | ||||
| ORD | Sale | 673 | 106.5000 EUR | ||||
| ORD | Sale | 681 | 107.6000 EUR | ||||
| ADR | Sale | 700 | 117.9466 USD | ||||
| ADR | Sale | 700 | 118.6400 USD | ||||
| ADR | Sale | 800 | 117.9043 USD | ||||
| ADR | Sale | 800 | 117.7362 USD | ||||
| ORD | Sale | 807 | 107.5000 EUR | ||||
| ORD | Sale | 822 | 108.2500 EUR | ||||
| ORD | Sale | 857 | 108.4000 EUR | ||||
| ADR | Sale | 862 | 118.2542 USD | ||||
| ORD | Sale | 876 | 108.9000 EUR | ||||
| ORD | Sale | 887 | 106.4000 EUR | ||||
| ORD | Sale | 995 | 106.1000 EUR | ||||
| ORD | Sale | 998 | 107.2500 EUR | ||||
| ADR | Sale | 1,000 | 118.4336 USD | ||||
| ADR | Sale | 1,050 | 118.5959 USD | ||||
| ADR | Sale | 1,100 | 118.5236 USD | ||||
| ORD | Sale | 1,153 | 108.1529 EUR | ||||
| ORD | Sale | 1,153 | 107.3716 EUR | ||||
| ORD | Sale | 1,190 | 108.7500 EUR | ||||
| ORD | Sale | 1,198 | 108.1156 EUR | ||||
| ORD | Sale | 1,270 | 108.3500 EUR | ||||
| ORD | Sale | 1,395 | 106.6500 EUR | ||||
| ADR | Sale | 1,400 | 118.2957 USD | ||||
| ORD | Sale | 1,504 | 108.2708 EUR | ||||
| ADR | Sale | 1,700 | 118.5494 USD | ||||
| ADR | Sale | 1,700 | 118.5162 USD | ||||
| ORD | Sale | 2,010 | 107.7686 EUR | ||||
| ADR | Sale | 2,400 | 118.7100 USD | ||||
| ADR | Sale | 2,400 | 118.3800 USD | ||||
| ORD | Sale | 2,421 | 108.2331 EUR | ||||
| ADR | Sale | 2,430 | 118.6907 USD | ||||
| ADR | Sale | 2,600 | 118.1121 USD | ||||
| ADR | Sale | 2,900 | 118.5524 USD | ||||
| ORD | Sale | 3,516 | 107.8306 EUR | ||||
| ORD | Sale | 3,683 | 118.4702 USD | ||||
| ORD | Sale | 3,712 | 107.5971 EUR | ||||
| ADR | Sale | 4,200 | 118.3821 USD | ||||
| ADR | Sale | 4,400 | 118.4389 USD | ||||
| ORD | Sale | 4,895 | 108.0587 EUR | ||||
| ADR | Sale | 5,032 | 118.3648 USD | ||||
| ADR | Sale | 6,134 | 118.3016 USD | ||||
| ADR | Sale | 6,199 | 118.4406 USD | ||||
| ORD | Sale | 6,639 | 107.6431 EUR | ||||
| ADR | Sale | 7,091 | 118.3488 USD | ||||
| ORD | Sale | 7,834 | 107.1500 EUR | ||||
| ADR | Sale | 7,842 | 119.1430 USD | ||||
| ORD | Sale | 7,842 | 119.1430 USD | ||||
| ADR | Sale | 7,914 | 118.3829 USD | ||||
| ORD | Sale | 8,148 | 107.2472 EUR | ||||
| ORD | Sale | 8,700 | 107.1864 EUR | ||||
| ORD | Sale | 8,908 | 107.3680 EUR | ||||
| ADR | Sale | 10,064 | 118.4890 USD | ||||
| ADR | Sale | 12,088 | 118.4240 USD | ||||
| ORD | Sale | 12,100 | 105.8925 EUR | ||||
| ORD | Sale | 12,235 | 107.3758 EUR | ||||
| ORD | Sale | 12,607 | 107.8136 EUR | ||||
| ORD | Sale | 12,932 | 107.7203 EUR | ||||
| ADR | Sale | 13,044 | 118.5533 USD | ||||
| ORD | Sale | 20,800 | 106.4784 EUR | ||||
| ADR | Sale | 21,241 | 118.4780 USD | ||||
| ORD | Sale | 23,136 | 107.7961 EUR | ||||
| ADR | Sale | 24,271 | 118.3777 USD | ||||
| ORD | Sale | 29,020 | 106.8166 EUR | ||||
| ORD | Sale | 46,562 | 106.4087 EUR | ||||
| ORD | Sale | 54,297 | 107.4668 EUR | ||||
| ORD | Sale | 82,289 | 107.5954 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 31 | 107.7348 EUR | |||||
| ORD | SWAP | Long | 60 | 108.8500 EUR | |||||
| ORD | SWAP | Long | 409 | 107.2319 EUR | |||||
| ORD | SWAP | Long | 426 | 107.7349 EUR | |||||
| ORD | SWAP | Long | 1,918 | 106.7723 EUR | |||||
| ORD | SWAP | Long | 2,331 | 107.1251 EUR | |||||
| ORD | CFD | Long | 2,421 | 108.2331 EUR | |||||
| ORD | SWAP | Long | 3,209 | 106.9474 EUR | |||||
| ORD | CFD | Long | 3,337 | 106.9726 EUR | |||||
| ORD | CFD | Long | 4,755 | 107.3973 EUR | |||||
| ORD | SWAP | Long | 5,974 | 107.3447 EUR | |||||
| ORD | SWAP | Long | 8,700 | 107.1864 EUR | |||||
| ORD | SWAP | Long | 12,100 | 105.8924 EUR | |||||
| ORD | SWAP | Long | 12,927 | 107.4434 EUR | |||||
| ORD | SWAP | Long | 14,391 | 107.6613 EUR | |||||
| ORD | SWAP | Short | 135 | 107.7511 EUR | |||||
| ORD | CFD | Short | 153 | 108.3651 EUR | |||||
| ORD | SWAP | Short | 1,197 | 107.0500 EUR | |||||
| ORD | SWAP | Short | 2,318 | 107.0210 EUR | |||||
| ORD | SWAP | Short | 3,860 | 107.3698 EUR | |||||
| ORD | SWAP | Short | 5,890 | 107.1018 EUR | |||||
| ORD | SWAP | Short | 6,889 | 107.0320 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | ||||||
| of | description | purchasing, | of | price | |||||||
| relevant | selling, | securities | per unit | ||||||||
| security | varying etc | to which | |||||||||
| option | |||||||||||
| relates | |||||||||||
| ORD | Call Options | Purchasing | 100 | 110 USD | American | ||||||
| ORD | Call Options | Purchasing | 28,400 | 115 USD | American | ||||||
| ORD | Call Options | Purchasing | 1,400 | 125 USD | American | ||||||
| ORD | Call Options | Selling | 200 | 110 USD | American | ||||||
| ORD | Put Options | Purchasing | 200 | 115 USD | American |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 26 Oct 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV SA/NV | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | ||||||
| of | description | purchasing, | of | price | |||||||
| relevant | selling, | securities | per unit | ||||||||
| security | varying etc | to which | |||||||||
| option | |||||||||||
| relates | |||||||||||
| ORD | Call Options | Purchased | 35,800 | 145.0000 | American | ||||||
| ORD | Call Options | Purchased | 42,900 | 105.0000 | American | ||||||
| ORD | Call Options | Purchased | 54,000 | 130.0000 | American | ||||||
| ORD | Put Options | Written | 101,200 | 110.0000 | American | ||||||
| ORD | Put Options | Written | 300 | 70.0000 | American | ||||||
| ORD | Put Options | Written | 600 | 75.0000 | American | ||||||
| ORD | Call Options | Written | -231,600 | 125.0000 | American | ||||||
| ORD | Call Options | Written | -400 | 115.0000 | American | ||||||
| ORD | Call Options | Written | -400 | 95.0000 | American | ||||||
| ORD | Call Options | Purchased | 20,000 | 110.0000 | American | ||||||
| ORD | Call Options | Purchased | 100 | 135.0000 | American | ||||||
| ORD | Call Options | Purchased | 1,200 | 125.0000 | American | ||||||
| ORD | Call Options | Purchased | 7,200 | 120.0000 | American | ||||||
| ORD | Call Options | Written | -54,300 | 115.0000 | American | ||||||
| ORD | Call Options | Written | -1,700 | 115.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 100.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 130.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | ||||||
| ORD | Put Options | Purchased | -100 | 85.0000 | American | ||||||
| ORD | Call Options | Purchased | 7,200 | 125.0000 | American | ||||||
| ORD | Call Options | Purchased | 29,400 | 145.0000 | American | ||||||
| ORD | Call Options | Purchased | 177,400 | 135.0000 | American | ||||||
| ORD | Put Options | Written | 245,000 | 105.0000 | American | ||||||
| ORD | Call Options | Purchased | 100 | 120.0000 | American | ||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | ||||||
| ORD | Call Options | Written | -30,400 | 150.0000 | American | ||||||
| ORD | Put Options | Purchased | -23,200 | 105.0000 | American | ||||||
| ORD | Call Options | Written | -5,300 | 120.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 120.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 175.0000 | American | ||||||
| ORD | Call Options | Written | -900 | 130.0000 | American | ||||||
| ORD | Put Options | Purchased | -500 | 100.0000 | American | ||||||
| ORD | Call Options | Written | -100 | 155.0000 | American | ||||||
| ORD | Call Options | Purchased | 1,000 | 125.0000 | American | ||||||
| ORD | Call Options | Purchased | 1,900 | 150.0000 | American | ||||||
| ORD | Call Options | Written | -16,300 | 120.0000 | American | ||||||
| ORD | Call Options | Written | -2,700 | 165.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 140.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 170.0000 | American | ||||||
| ORD | Put Options | Purchased | -300 | 100.0000 | American | ||||||
| ORD | Put Options | Purchased | -100 | 95.0000 | American | ||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | ||||||
| ORD | Call Options | Purchased | 140,200 | 135.0000 | American | ||||||
| ORD | Put Options | Written | 500 | 110.0000 | American | ||||||
| ORD | Call Options | Purchased | 1,400 | 130.0000 | American | ||||||
| ORD | Put Options | Written | 2,500 | 100.0000 | American | ||||||
| ORD | Call Options | Written | -32,300 | 130.0000 | American | ||||||
| ORD | Call Options | Written | -7,200 | 125.0000 | American | ||||||
| ORD | Call Options | Written | -5,200 | 140.0000 | American | ||||||
| ORD | Call Options | Written | -4,300 | 110.0000 | American | ||||||
| ORD | Call Options | Written | -4,000 | 120.0000 | American | ||||||
| ORD | Put Options | Purchased | -3,300 | 130.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,800 | 80.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,700 | 95.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 180.0000 | American | ||||||
| ORD | Put Options | Written | 1,700 | 110.0000 | American | ||||||
| ORD | Put Options | Written | 1,700 | 130.0000 | American | ||||||
| ORD | Call Options | Purchased | 1,900 | 140.0000 | American | ||||||
| ORD | Put Options | Purchased | -120,300 | 115.0000 | American | ||||||
| ORD | Call Options | Written | -87,000 | 145.0000 | American | ||||||
| ORD | Put Options | Purchased | -45,000 | 110.0000 | American | ||||||
| ORD | Call Options | Written | -37,700 | 100.0000 | American | ||||||
| ORD | Put Options | Purchased | -20,800 | 120.0000 | American | ||||||
| ORD | Put Options | Purchased | -6,900 | 120.0000 | American | ||||||
| ORD | Put Options | Purchased | -5,200 | 75.0000 | American | ||||||
| ORD | Call Options | Written | -3,100 | 110.0000 | American | ||||||
| ORD | Put Options | Purchased | -2,000 | 75.0000 | American | ||||||
| ORD | Call Options | Written | -2,000 | 125.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,200 | 120.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | ||||||
| ORD | Put Options | Purchased | -200 | 100.0000 | American | ||||||
| ORD | Put Options | Purchased | -100 | 140.0000 | American | ||||||
| ORD | Call Options | Purchased | 700 | 140.0000 | American | ||||||
| ORD | Call Options | Purchased | 6,800 | 125.0000 | American | ||||||
| ORD | Call Options | Written | -35,700 | 130.0000 | American | ||||||
| ORD | Put Options | Purchased | -3,500 | 115.0000 | American | ||||||
| ORD | Call Options | Written | -1,900 | 140.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,400 | 85.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 110.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | ||||||
| ORD | Put Options | Purchased | -600 | 90.0000 | American | ||||||
| ORD | Put Options | Purchased | -200 | 115.0000 | American | ||||||
| ORD | Call Options | Purchased | 16,700 | 170.0000 | American | ||||||
| ORD | Call Options | Purchased | 43,400 | 130.0000 | American | ||||||
| ORD | Put Options | Written | 400 | 105.0000 | American | ||||||
| ORD | Call Options | Purchased | 500 | 115.0000 | American | ||||||
| ORD | Call Options | Purchased | 2,000 | 110.0000 | American | ||||||
| ORD | Call Options | Purchased | 5,400 | 120.0000 | American | ||||||
| ORD | Put Options | Purchased | -236,600 | 90.0000 | American | ||||||
| ORD | Call Options | Written | -3,200 | 155.0000 | American | ||||||
| ORD | Put Options | Purchased | -2,200 | 95.0000 | American | ||||||
| ORD | Put Options | Purchased | -1,000 | 160.0000 | American | ||||||
| ORD | Put Options | Purchased | -500 | 95.0000 | American | ||||||
| ORD | Call Options | Written | -300 | 135.0000 | American | ||||||
| ORD | Call Options | Purchased | 2,328 | 103.0000 | European | ||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | ||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | ||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | ||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | ||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | ||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | ||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | ||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | ||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | ||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | ||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | ||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | ||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | ||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | ||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151026005895/en/
Copyright Business Wire 2015
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