18th Sep 2015 15:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | Anheuser-Busch InBev SA/NV | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 September 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,661,434 | 0.73% | 11,328,226 | 0.70% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,075,650 | 0.19% | 439,421 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,222,095 | 0.08% | 444,795 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,959,179 | 1.00% | 12,212,442 | 0.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 24 | 101.1100 EUR | ||||
| ORD | Purchase | 25 | 100.1500 EUR | ||||
| ADR | Purchase | 50 | 114.3200 USD | ||||
| ORD | Purchase | 57 | 99.6800 EUR | ||||
| ORD | Purchase | 68 | 101.1000 EUR | ||||
| ORD | Purchase | 75 | 100.9750 EUR | ||||
| ORD | Purchase | 75 | 100.3950 EUR | ||||
| ORD | Purchase | 78 | 100.5011 EUR | ||||
| ADR | Purchase | 80 | 113.8400 USD | ||||
| ADR | Purchase | 100 | 115.6600 USD | ||||
| ADR | Purchase | 100 | 116.2800 USD | ||||
| ADR | Purchase | 100 | 114.4600 USD | ||||
| ADR | Purchase | 100 | 113.8600 USD | ||||
| ADR | Purchase | 100 | 113.9400 USD | ||||
| ADR | Purchase | 100 | 115.6700 USD | ||||
| ADR | Purchase | 100 | 114.9300 USD | ||||
| ORD | Purchase | 141 | 100.3500 EUR | ||||
| ORD | Purchase | 143 | 100.5451 EUR | ||||
| ORD | Purchase | 146 | 100.7500 EUR | ||||
| ORD | Purchase | 152 | 101.4750 EUR | ||||
| ADR | Purchase | 153 | 115.1100 USD | ||||
| ADR | Purchase | 153 | 115.6400 USD | ||||
| ORD | Purchase | 196 | 100.5750 EUR | ||||
| ORD | Purchase | 197 | 101.4500 EUR | ||||
| ORD | Purchase | 198 | 100.8250 EUR | ||||
| ORD | Purchase | 199 | 100.0250 EUR | ||||
| ADR | Purchase | 200 | 115.5800 USD | ||||
| ADR | Purchase | 200 | 114.0100 USD | ||||
| ADR | Purchase | 200 | 114.0200 USD | ||||
| ADR | Purchase | 209 | 114.0300 USD | ||||
| ORD | Purchase | 225 | 100.5500 EUR | ||||
| ORD | Purchase | 229 | 101.6250 EUR | ||||
| ORD | Purchase | 231 | 101.1750 EUR | ||||
| ORD | Purchase | 251 | 100.4250 EUR | ||||
| ORD | Purchase | 263 | 100.2000 EUR | ||||
| ORD | Purchase | 265 | 101.3250 EUR | ||||
| ORD | Purchase | 290 | 100.3750 EUR | ||||
| ADR | Purchase | 300 | 113.9300 USD | ||||
| ADR | Purchase | 300 | 114.1600 USD | ||||
| ADR | Purchase | 300 | 114.0166 USD | ||||
| ORD | Purchase | 303 | 100.2500 EUR | ||||
| ORD | Purchase | 306 | 100.5111 EUR | ||||
| ADR | Purchase | 313 | 114.2700 USD | ||||
| ORD | Purchase | 329 | 100.3250 EUR | ||||
| ORD | Purchase | 339 | 100.4500 EUR | ||||
| ORD | Purchase | 348 | 100.8500 EUR | ||||
| ORD | Purchase | 363 | 100.3000 EUR | ||||
| ORD | Purchase | 386 | 100.9500 EUR | ||||
| ORD | Purchase | 391 | 101.0250 EUR | ||||
| ORD | Purchase | 395 | 101.4000 EUR | ||||
| ORD | Purchase | 398 | 100.6250 EUR | ||||
| ORD | Purchase | 399 | 100.4000 EUR | ||||
| ADR | Purchase | 400 | 114.7350 USD | ||||
| ADR | Purchase | 400 | 114.1750 USD | ||||
| ORD | Purchase | 400 | 100.6375 EUR | ||||
| ORD | Purchase | 424 | 101.2750 EUR | ||||
| ADR | Purchase | 492 | 114.7046 USD | ||||
| ADR | Purchase | 500 | 115.4968 USD | ||||
| ADR | Purchase | 500 | 114.6240 USD | ||||
| ORD | Purchase | 507 | 100.1000 EUR | ||||
| ORD | Purchase | 528 | 101.5750 EUR | ||||
| ORD | Purchase | 584 | 100.8376 EUR | ||||
| ORD | Purchase | 647 | 100.6750 EUR | ||||
| ORD | Purchase | 656 | 100.9000 EUR | ||||
| ADR | Purchase | 700 | 114.0285 USD | ||||
| ORD | Purchase | 713 | 100.7250 EUR | ||||
| ORD | Purchase | 778 | 101.3750 EUR | ||||
| ADR | Purchase | 900 | 114.0138 USD | ||||
| ADR | Purchase | 900 | 114.5192 USD | ||||
| ORD | Purchase | 909 | 101.0054 EUR | ||||
| ADR | Purchase | 917 | 114.0368 USD | ||||
| ORD | Purchase | 972 | 100.7000 EUR | ||||
| ADR | Purchase | 1,000 | 115.4300 USD | ||||
| ORD | Purchase | 1,055 | 100.5000 EUR | ||||
| ORD | Purchase | 1,065 | 101.4250 EUR | ||||
| ORD | Purchase | 1,066 | 101.1250 EUR | ||||
| ORD | Purchase | 1,090 | 100.4750 EUR | ||||
| ORD | Purchase | 1,102 | 100.6000 EUR | ||||
| ORD | Purchase | 1,180 | 101.0000 EUR | ||||
| ORD | Purchase | 1,202 | 100.8000 EUR | ||||
| ADR | Purchase | 1,300 | 114.5006 USD | ||||
| ADR | Purchase | 1,400 | 114.5128 USD | ||||
| ORD | Purchase | 1,493 | 101.0750 EUR | ||||
| ADR | Purchase | 1,558 | 114.3318 USD | ||||
| ORD | Purchase | 2,084 | 100.3189 EUR | ||||
| ORD | Purchase | 2,099 | 100.2977 EUR | ||||
| ORD | Purchase | 2,308 | 100.8948 EUR | ||||
| ORD | Purchase | 2,388 | 100.7130 EUR | ||||
| ADR | Purchase | 2,557 | 114.3131 USD | ||||
| ADR | Purchase | 2,700 | 114.0403 USD | ||||
| ORD | Purchase | 3,264 | 100.8198 EUR | ||||
| ADR | Purchase | 3,600 | 114.4516 USD | ||||
| ADR | Purchase | 3,700 | 114.1611 USD | ||||
| ADR | Purchase | 4,443 | 114.5504 USD | ||||
| ADR | Purchase | 4,600 | 114.7700 USD | ||||
| ORD | Purchase | 4,864 | 100.6416 EUR | ||||
| ADR | Purchase | 5,243 | 116.1782 USD | ||||
| ORD | Purchase | 6,042 | 100.8408 EUR | ||||
| ADR | Purchase | 6,100 | 114.8249 USD | ||||
| ADR | Purchase | 6,640 | 114.9639 USD | ||||
| ORD | Purchase | 6,746 | 100.5250 EUR | ||||
| ADR | Purchase | 6,778 | 114.6046 USD | ||||
| ORD | Purchase | 6,921 | 100.4159 EUR | ||||
| ADR | Purchase | 7,331 | 114.1818 USD | ||||
| ORD | Purchase | 7,517 | 100.8201 EUR | ||||
| ORD | Purchase | 7,605 | 100.5960 EUR | ||||
| ORD | Purchase | 7,762 | 100.6745 EUR | ||||
| ADR | Purchase | 7,830 | 114.5523 USD | ||||
| ORD | Purchase | 7,992 | 101.1284 EUR | ||||
| ORD | Purchase | 9,009 | 100.8750 EUR | ||||
| ORD | Purchase | 10,326 | 113.9695 USD | ||||
| ADR | Purchase | 10,326 | 113.9695 USD | ||||
| ORD | Purchase | 10,949 | 100.6889 EUR | ||||
| ADR | Purchase | 12,090 | 114.2378 USD | ||||
| ORD | Purchase | 15,739 | 100.8538 EUR | ||||
| ORD | Purchase | 19,664 | 100.6500 EUR | ||||
| ORD | Purchase | 20,000 | 101.4171 EUR | ||||
| ADR | Purchase | 20,409 | 114.6897 USD | ||||
| ORD | Purchase | 23,032 | 100.8070 EUR | ||||
| ADR | Purchase | 44,086 | 114.5265 USD | ||||
| ORD | Purchase | 44,086 | 114.5265 USD | ||||
| ORD | Purchase | 51,291 | 100.9250 EUR | ||||
| ORD | Purchase | 59,658 | 100.8902 EUR | ||||
| ORD | Purchase | 147,048 | 100.8442 EUR | ||||
| ADR | Sale | 9 | 114.0300 USD | ||||
| ORD | Sale | 25 | 100.1500 EUR | ||||
| ORD | Sale | 39 | 100.4500 EUR | ||||
| ADR | Sale | 50 | 114.3200 USD | ||||
| ADR | Sale | 56 | 114.8100 USD | ||||
| ORD | Sale | 57 | 99.6800 EUR | ||||
| ADR | Sale | 58 | 114.1201 USD | ||||
| ORD | Sale | 68 | 101.1000 EUR | ||||
| ORD | Sale | 68 | 100.5250 EUR | ||||
| ORD | Sale | 75 | 100.3950 EUR | ||||
| ORD | Sale | 75 | 100.9750 EUR | ||||
| ADR | Sale | 80 | 113.8400 USD | ||||
| ADR | Sale | 100 | 114.5700 USD | ||||
| ADR | Sale | 100 | 114.1200 USD | ||||
| ORD | Sale | 141 | 100.3500 EUR | ||||
| ORD | Sale | 146 | 100.7500 EUR | ||||
| ORD | Sale | 152 | 101.4750 EUR | ||||
| ADR | Sale | 153 | 115.6400 USD | ||||
| ORD | Sale | 184 | 100.9953 EUR | ||||
| ORD | Sale | 196 | 100.5750 EUR | ||||
| ORD | Sale | 197 | 101.4500 EUR | ||||
| ORD | Sale | 198 | 100.8250 EUR | ||||
| ORD | Sale | 198 | 100.8750 EUR | ||||
| ORD | Sale | 199 | 100.0250 EUR | ||||
| ADR | Sale | 200 | 115.8800 USD | ||||
| ADR | Sale | 200 | 115.5800 USD | ||||
| ADR | Sale | 200 | 114.6500 USD | ||||
| ADR | Sale | 200 | 114.6550 USD | ||||
| ADR | Sale | 200 | 114.6600 USD | ||||
| ORD | Sale | 225 | 100.5500 EUR | ||||
| ORD | Sale | 229 | 101.6250 EUR | ||||
| ORD | Sale | 231 | 101.1750 EUR | ||||
| ORD | Sale | 233 | 100.6250 EUR | ||||
| ADR | Sale | 235 | 114.2748 USD | ||||
| ORD | Sale | 251 | 100.4250 EUR | ||||
| ORD | Sale | 263 | 100.2000 EUR | ||||
| ORD | Sale | 265 | 101.3250 EUR | ||||
| ORD | Sale | 268 | 100.9134 EUR | ||||
| ORD | Sale | 290 | 100.3750 EUR | ||||
| ADR | Sale | 300 | 114.2500 USD | ||||
| ADR | Sale | 300 | 114.0900 USD | ||||
| ADR | Sale | 300 | 114.0666 USD | ||||
| ORD | Sale | 303 | 100.2500 EUR | ||||
| ORD | Sale | 329 | 100.3250 EUR | ||||
| ORD | Sale | 363 | 100.3000 EUR | ||||
| ORD | Sale | 386 | 100.9500 EUR | ||||
| ORD | Sale | 391 | 101.0250 EUR | ||||
| ORD | Sale | 395 | 101.4000 EUR | ||||
| ORD | Sale | 399 | 100.4000 EUR | ||||
| ADR | Sale | 400 | 115.0375 USD | ||||
| ADR | Sale | 400 | 115.0975 USD | ||||
| ADR | Sale | 400 | 114.0700 USD | ||||
| ORD | Sale | 424 | 101.2750 EUR | ||||
| ADR | Sale | 487 | 115.2380 USD | ||||
| ORD | Sale | 507 | 100.1000 EUR | ||||
| ORD | Sale | 528 | 101.5750 EUR | ||||
| ADR | Sale | 556 | 115.2796 USD | ||||
| ADR | Sale | 600 | 114.2400 USD | ||||
| ORD | Sale | 647 | 100.6750 EUR | ||||
| ORD | Sale | 656 | 100.9000 EUR | ||||
| ORD | Sale | 713 | 100.7250 EUR | ||||
| ORD | Sale | 778 | 101.3750 EUR | ||||
| ADR | Sale | 900 | 114.0138 USD | ||||
| ADR | Sale | 1,000 | 115.4300 USD | ||||
| ADR | Sale | 1,000 | 114.2494 USD | ||||
| ORD | Sale | 1,002 | 100.8000 EUR | ||||
| ORD | Sale | 1,055 | 100.5000 EUR | ||||
| ORD | Sale | 1,065 | 101.4250 EUR | ||||
| ORD | Sale | 1,066 | 101.1250 EUR | ||||
| ORD | Sale | 1,090 | 100.4750 EUR | ||||
| ADR | Sale | 1,100 | 114.2078 USD | ||||
| ADR | Sale | 1,100 | 114.9627 USD | ||||
| ORD | Sale | 1,102 | 100.6000 EUR | ||||
| ADR | Sale | 1,135 | 114.3085 USD | ||||
| ORD | Sale | 1,180 | 101.0000 EUR | ||||
| ORD | Sale | 1,230 | 100.7574 EUR | ||||
| ORD | Sale | 1,291 | 100.9250 EUR | ||||
| ADR | Sale | 1,300 | 114.3523 USD | ||||
| ADR | Sale | 1,400 | 115.1600 USD | ||||
| ORD | Sale | 1,493 | 101.0750 EUR | ||||
| ORD | Sale | 1,660 | 100.4144 EUR | ||||
| ORD | Sale | 1,859 | 100.8500 EUR | ||||
| ADR | Sale | 1,900 | 113.9900 USD | ||||
| ORD | Sale | 1,972 | 100.7000 EUR | ||||
| ORD | Sale | 2,410 | 101.0449 EUR | ||||
| ADR | Sale | 2,608 | 114.1431 USD | ||||
| ADR | Sale | 2,700 | 114.1284 USD | ||||
| ADR | Sale | 2,700 | 115.0896 USD | ||||
| ADR | Sale | 2,753 | 115.0303 USD | ||||
| ADR | Sale | 2,900 | 114.3399 USD | ||||
| ORD | Sale | 3,000 | 100.2679 EUR | ||||
| ADR | Sale | 3,078 | 114.8204 USD | ||||
| ORD | Sale | 3,145 | 101.1500 EUR | ||||
| ORD | Sale | 3,323 | 100.8564 EUR | ||||
| ADR | Sale | 3,345 | 114.0587 USD | ||||
| ORD | Sale | 3,691 | 100.8414 EUR | ||||
| ADR | Sale | 3,800 | 114.2848 USD | ||||
| ADR | Sale | 3,900 | 114.4969 USD | ||||
| ADR | Sale | 3,930 | 114.5735 USD | ||||
| ADR | Sale | 4,600 | 114.7700 USD | ||||
| ORD | Sale | 5,915 | 100.9636 EUR | ||||
| ADR | Sale | 6,000 | 114.5287 USD | ||||
| ADR | Sale | 6,596 | 116.0244 USD | ||||
| ADR | Sale | 6,826 | 114.9399 USD | ||||
| ORD | Sale | 6,910 | 100.4788 EUR | ||||
| ORD | Sale | 8,150 | 100.9822 EUR | ||||
| ORD | Sale | 8,178 | 100.9104 EUR | ||||
| ORD | Sale | 8,829 | 101.0013 EUR | ||||
| ORD | Sale | 8,876 | 100.6888 EUR | ||||
| ORD | Sale | 8,936 | 100.9382 EUR | ||||
| ORD | Sale | 9,340 | 100.8852 EUR | ||||
| ORD | Sale | 9,354 | 100.8965 EUR | ||||
| ORD | Sale | 10,091 | 100.9706 EUR | ||||
| ADR | Sale | 10,326 | 113.9695 USD | ||||
| ORD | Sale | 10,326 | 113.9695 USD | ||||
| ORD | Sale | 10,348 | 100.8324 EUR | ||||
| ADR | Sale | 12,039 | 114.6994 USD | ||||
| ADR | Sale | 12,090 | 114.2183 USD | ||||
| ORD | Sale | 13,941 | 100.7779 EUR | ||||
| ORD | Sale | 18,003 | 100.9683 EUR | ||||
| ORD | Sale | 18,560 | 100.6898 EUR | ||||
| ORD | Sale | 20,792 | 100.8235 EUR | ||||
| ORD | Sale | 26,124 | 100.2860 EUR | ||||
| ADR | Sale | 27,993 | 114.5366 USD | ||||
| ADR | Sale | 34,055 | 114.5265 USD | ||||
| ORD | Sale | 34,055 | 114.5265 USD | ||||
| ORD | Sale | 34,357 | 100.6500 EUR | ||||
| ORD | Sale | 40,233 | 100.7913 EUR | ||||
| ORD | Sale | 52,119 | 100.9188 EUR | ||||
| ORD | Sale | 130,516 | 100.8766 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 240 | 99.7900 EUR | |||||
| ORD | SWAP | Long | 544 | 100.5809 EUR | |||||
| ORD | CFD | Long | 740 | 101.2111 EUR | |||||
| ORD | CFD | Long | 1,230 | 100.7573 EUR | |||||
| ORD | SWAP | Long | 1,660 | 100.4144 EUR | |||||
| ORD | SWAP | Long | 2,555 | 100.8253 EUR | |||||
| ORD | SWAP | Long | 2,757 | 100.7247 EUR | |||||
| ORD | SWAP | Long | 5,739 | 100.9866 EUR | |||||
| ORD | CFD | Long | 20,076 | 100.0850 EUR | |||||
| ORD | SWAP | Long | 34,200 | 100.6500 EUR | |||||
| ORD | CFD | Long | 40,233 | 100.7913 EUR | |||||
| ORD | SWAP | Short | 24 | 101.1100 EUR | |||||
| ORD | SWAP | Short | 198 | 101.0244 EUR | |||||
| ORD | SWAP | Short | 414 | 100.7728 EUR | |||||
| ORD | SWAP | Short | 945 | 101.0233 EUR | |||||
| ORD | CFD | Short | 966 | 100.7278 EUR | |||||
| ORD | SWAP | Short | 1,155 | 100.8554 EUR | |||||
| ORD | SWAP | Short | 2,144 | 101.0238 EUR | |||||
| ORD | SWAP | Short | 2,981 | 100.5805 EUR | |||||
| ORD | SWAP | Short | 3,100 | 100.6500 EUR | |||||
| ORD | SWAP | Short | 3,264 | 100.8198 EUR | |||||
| ORD | SWAP | Short | 7,699 | 100.8310 EUR | |||||
| ORD | CFD | Short | 9,046 | 100.3871 EUR | |||||
| ORD | SWAP | Short | 20,000 | 101.4171 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 500 | 115 USD | American | 18 Sep 2015 | 0.9600 USD | ||||||||
| ORD | Call Options | Purchasing | 100 | 120 USD | American | 16 Oct 2015 | 1.5500 USD | ||||||||
| ORD | Call Options | Selling | 500 | 120 USD | American | 18 Sep 2015 | 0.1100 USD | ||||||||
| ORD | Put Options | Purchasing | 700 | 115 USD | American | 18 Sep 2015 | 1.9500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 Sep 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | Anheuser-Busch InBev SA/NV | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 9,333 | 115.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Written | 10,842 | 105.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 30,901 | 120.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -30,901 | 120.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Purchased | -2,535 | 100.0000 | European | 18 Sep 2015 | |||||||
| ORD | Call Options | Purchased | 8,895 | 115.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -9,333 | 115.0000 | European | 18 Sep 2015 | |||||||
| ORD | Call Options | Written | -8,083 | 110.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -8,895 | 115.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Written | 2,535 | 100.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Written | 25,875 | 110.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Purchased | -25,875 | 110.0000 | European | 18 Sep 2015 | |||||||
| ORD | Put Options | Purchased | -10,842 | 105.0000 | European | 18 Sep 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 8,083 | 110.0000 | European | 18 Sep 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -50,000 | 120.0000 | American | 18 Sep 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20150918005458/en/
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