27th Oct 2015 15:05
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV SA/NV | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 October 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SABMILLER PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,549,467 | 0.72% | 10,749,671 | 0.67% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 3,136,815 | 0.20% | 429,865 | 0.03% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,427,359 | 0.09% | 1,357,131 | 0.08% | |||||||
| (4) | |||||||||||
| TOTAL: | 16,113,641 | 1.00% | 12,536,667 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 22 | 118.2472 USD | ||||
| ORD | Purchase | 22 | 118.2472 USD | ||||
| ORD | Purchase | 37 | 106.9500 EUR | ||||
| ORD | Purchase | 45 | 107.4750 EUR | ||||
| ORD | Purchase | 47 | 106.9000 EUR | ||||
| ORD | Purchase | 60 | 106.6500 EUR | ||||
| ORD | Purchase | 70 | 105.9500 EUR | ||||
| ORD | Purchase | 72 | 107.3500 EUR | ||||
| ORD | Purchase | 73 | 107.4000 EUR | ||||
| ADR | Purchase | 75 | 118.0300 USD | ||||
| ORD | Purchase | 76 | 107.1000 EUR | ||||
| ADR | Purchase | 90 | 118.3200 USD | ||||
| ADR | Purchase | 96 | 118.0100 USD | ||||
| ADR | Purchase | 100 | 117.9000 USD | ||||
| ADR | Purchase | 100 | 118.4100 USD | ||||
| ADR | Purchase | 100 | 117.8600 USD | ||||
| ADR | Purchase | 104 | 117.7403 USD | ||||
| ORD | Purchase | 118 | 106.2750 EUR | ||||
| ORD | Purchase | 125 | 106.8500 EUR | ||||
| ORD | Purchase | 128 | 106.8000 EUR | ||||
| ADR | Purchase | 130 | 118.2631 USD | ||||
| ORD | Purchase | 140 | 107.2500 EUR | ||||
| ORD | Purchase | 157 | 106.5000 EUR | ||||
| ORD | Purchase | 162 | 107.6000 EUR | ||||
| ORD | Purchase | 165 | 106.2500 EUR | ||||
| ADR | Purchase | 170 | 117.9641 USD | ||||
| ORD | Purchase | 173 | 107.5250 EUR | ||||
| ORD | Purchase | 185 | 107.0500 EUR | ||||
| ORD | Purchase | 198 | 107.2000 EUR | ||||
| ORD | Purchase | 199 | 107.1425 EUR | ||||
| ADR | Purchase | 200 | 117.7175 USD | ||||
| ADR | Purchase | 200 | 117.9431 USD | ||||
| ADR | Purchase | 200 | 117.8950 USD | ||||
| ORD | Purchase | 210 | 106.7250 EUR | ||||
| ORD | Purchase | 219 | 107.0000 EUR | ||||
| ORD | Purchase | 225 | 106.4500 EUR | ||||
| ORD | Purchase | 230 | 106.6370 EUR | ||||
| ADR | Purchase | 231 | 117.7400 USD | ||||
| ORD | Purchase | 246 | 106.8750 EUR | ||||
| ORD | Purchase | 259 | 106.7725 EUR | ||||
| ADR | Purchase | 270 | 117.8503 USD | ||||
| ORD | Purchase | 279 | 106.8872 EUR | ||||
| ORD | Purchase | 294 | 106.3750 EUR | ||||
| ADR | Purchase | 297 | 117.9447 USD | ||||
| ORD | Purchase | 320 | 106.9750 EUR | ||||
| ORD | Purchase | 343 | 106.0000 EUR | ||||
| ADR | Purchase | 355 | 117.9916 USD | ||||
| ORD | Purchase | 374 | 106.4000 EUR | ||||
| ADR | Purchase | 386 | 117.6679 USD | ||||
| ORD | Purchase | 390 | 107.1250 EUR | ||||
| ORD | Purchase | 392 | 107.3750 EUR | ||||
| ORD | Purchase | 398 | 107.2750 EUR | ||||
| ADR | Purchase | 455 | 117.7475 USD | ||||
| ORD | Purchase | 456 | 107.2250 EUR | ||||
| ORD | Purchase | 472 | 107.0750 EUR | ||||
| ORD | Purchase | 491 | 106.8009 EUR | ||||
| ORD | Purchase | 495 | 106.9250 EUR | ||||
| ADR | Purchase | 500 | 118.0772 USD | ||||
| ADR | Purchase | 500 | 117.9121 USD | ||||
| ADR | Purchase | 500 | 117.9064 USD | ||||
| ORD | Purchase | 508 | 106.6764 EUR | ||||
| ORD | Purchase | 563 | 107.0250 EUR | ||||
| ADR | Purchase | 596 | 117.8267 USD | ||||
| ADR | Purchase | 600 | 117.4766 USD | ||||
| ADR | Purchase | 700 | 117.8500 USD | ||||
| ADR | Purchase | 700 | 117.7942 USD | ||||
| ORD | Purchase | 710 | 106.5750 EUR | ||||
| ORD | Purchase | 715 | 106.4750 EUR | ||||
| ORD | Purchase | 729 | 106.6000 EUR | ||||
| ORD | Purchase | 763 | 106.6893 EUR | ||||
| ADR | Purchase | 824 | 117.7413 USD | ||||
| ORD | Purchase | 854 | 106.4250 EUR | ||||
| ORD | Purchase | 855 | 106.6750 EUR | ||||
| ORD | Purchase | 867 | 107.3250 EUR | ||||
| ORD | Purchase | 868 | 106.7654 EUR | ||||
| ORD | Purchase | 1,000 | 107.3978 EUR | ||||
| ADR | Purchase | 1,000 | 117.9471 USD | ||||
| ORD | Purchase | 1,003 | 106.7050 EUR | ||||
| ORD | Purchase | 1,098 | 106.7500 EUR | ||||
| ORD | Purchase | 1,233 | 106.6250 EUR | ||||
| ADR | Purchase | 1,311 | 117.6741 USD | ||||
| ORD | Purchase | 1,478 | 106.5371 EUR | ||||
| ADR | Purchase | 1,564 | 117.8466 USD | ||||
| ORD | Purchase | 1,645 | 106.7750 EUR | ||||
| ADR | Purchase | 1,700 | 117.8986 USD | ||||
| ORD | Purchase | 1,862 | 106.6997 EUR | ||||
| ORD | Purchase | 1,911 | 117.6121 USD | ||||
| ORD | Purchase | 1,923 | 106.5250 EUR | ||||
| ORD | Purchase | 2,019 | 106.6626 EUR | ||||
| ADR | Purchase | 2,264 | 118.2572 USD | ||||
| ORD | Purchase | 2,457 | 106.6423 EUR | ||||
| ADR | Purchase | 2,479 | 118.4018 USD | ||||
| ORD | Purchase | 2,706 | 106.5500 EUR | ||||
| ADR | Purchase | 3,153 | 117.9294 USD | ||||
| ORD | Purchase | 3,388 | 106.5044 EUR | ||||
| ADR | Purchase | 3,997 | 117.8900 USD | ||||
| ORD | Purchase | 5,777 | 106.7405 EUR | ||||
| ORD | Purchase | 5,999 | 106.7445 EUR | ||||
| ADR | Purchase | 6,901 | 117.9828 USD | ||||
| ORD | Purchase | 7,263 | 106.5943 EUR | ||||
| ORD | Purchase | 9,220 | 106.7859 EUR | ||||
| ADR | Purchase | 10,300 | 117.8133 USD | ||||
| ADR | Purchase | 11,100 | 117.8394 USD | ||||
| ORD | Purchase | 11,700 | 106.7926 EUR | ||||
| ORD | Purchase | 13,358 | 107.4369 EUR | ||||
| ORD | Purchase | 15,582 | 106.6272 EUR | ||||
| ADR | Purchase | 36,000 | 117.8611 USD | ||||
| ORD | Purchase | 44,472 | 106.5264 EUR | ||||
| ORD | Purchase | 63,190 | 106.6576 EUR | ||||
| ADR | Sale | 22 | 118.2472 USD | ||||
| ORD | Sale | 22 | 118.2472 USD | ||||
| ADR | Sale | 30 | 118.2400 USD | ||||
| ADR | Sale | 34 | 117.8082 USD | ||||
| ORD | Sale | 37 | 106.9500 EUR | ||||
| ORD | Sale | 44 | 106.7267 EUR | ||||
| ORD | Sale | 45 | 107.4750 EUR | ||||
| ADR | Sale | 50 | 118.1500 USD | ||||
| ORD | Sale | 60 | 106.6500 EUR | ||||
| ORD | Sale | 70 | 105.9500 EUR | ||||
| ORD | Sale | 72 | 107.3500 EUR | ||||
| ORD | Sale | 73 | 107.4000 EUR | ||||
| ORD | Sale | 76 | 107.1000 EUR | ||||
| ORD | Sale | 83 | 107.0981 EUR | ||||
| ORD | Sale | 83 | 106.5943 EUR | ||||
| ORD | Sale | 92 | 107.3739 EUR | ||||
| ORD | Sale | 94 | 106.9000 EUR | ||||
| ADR | Sale | 100 | 117.9000 USD | ||||
| ADR | Sale | 100 | 117.9110 USD | ||||
| ORD | Sale | 118 | 106.2750 EUR | ||||
| ORD | Sale | 125 | 106.8500 EUR | ||||
| ADR | Sale | 125 | 118.1740 USD | ||||
| ORD | Sale | 128 | 106.8000 EUR | ||||
| ORD | Sale | 140 | 107.2500 EUR | ||||
| ORD | Sale | 157 | 106.5000 EUR | ||||
| ORD | Sale | 162 | 107.6000 EUR | ||||
| ORD | Sale | 165 | 106.2500 EUR | ||||
| ORD | Sale | 173 | 107.5250 EUR | ||||
| ORD | Sale | 198 | 107.2000 EUR | ||||
| ADR | Sale | 203 | 117.9915 USD | ||||
| ORD | Sale | 210 | 106.7250 EUR | ||||
| ORD | Sale | 219 | 107.0000 EUR | ||||
| ORD | Sale | 225 | 106.4500 EUR | ||||
| ORD | Sale | 246 | 106.8750 EUR | ||||
| ADR | Sale | 264 | 118.0343 USD | ||||
| ORD | Sale | 294 | 106.3750 EUR | ||||
| ADR | Sale | 300 | 118.1866 USD | ||||
| ADR | Sale | 300 | 117.9186 USD | ||||
| ORD | Sale | 300 | 106.3851 EUR | ||||
| ADR | Sale | 300 | 117.8900 USD | ||||
| ADR | Sale | 300 | 117.8650 USD | ||||
| ORD | Sale | 320 | 106.9750 EUR | ||||
| ORD | Sale | 343 | 106.0000 EUR | ||||
| ORD | Sale | 374 | 106.4000 EUR | ||||
| ORD | Sale | 390 | 107.1250 EUR | ||||
| ORD | Sale | 392 | 107.3750 EUR | ||||
| ORD | Sale | 398 | 107.2750 EUR | ||||
| ADR | Sale | 400 | 118.2425 USD | ||||
| ADR | Sale | 400 | 117.8675 USD | ||||
| ADR | Sale | 401 | 117.8475 USD | ||||
| ORD | Sale | 438 | 106.8916 EUR | ||||
| ORD | Sale | 456 | 107.2250 EUR | ||||
| ORD | Sale | 472 | 107.0750 EUR | ||||
| ORD | Sale | 495 | 106.9250 EUR | ||||
| ADR | Sale | 528 | 117.8221 USD | ||||
| ORD | Sale | 563 | 107.0250 EUR | ||||
| ORD | Sale | 585 | 107.0500 EUR | ||||
| ADR | Sale | 594 | 117.9447 USD | ||||
| ADR | Sale | 600 | 117.8500 USD | ||||
| ORD | Sale | 691 | 106.5750 EUR | ||||
| ORD | Sale | 693 | 106.4465 EUR | ||||
| ADR | Sale | 700 | 117.9607 USD | ||||
| ADR | Sale | 700 | 118.0492 USD | ||||
| ADR | Sale | 700 | 118.3585 USD | ||||
| ORD | Sale | 715 | 106.4750 EUR | ||||
| ORD | Sale | 729 | 106.6000 EUR | ||||
| ORD | Sale | 854 | 106.4250 EUR | ||||
| ORD | Sale | 855 | 106.6750 EUR | ||||
| ORD | Sale | 867 | 107.3250 EUR | ||||
| ORD | Sale | 885 | 107.3963 EUR | ||||
| ADR | Sale | 900 | 117.8966 USD | ||||
| ORD | Sale | 993 | 107.4625 EUR | ||||
| ORD | Sale | 1,186 | 106.4555 EUR | ||||
| ORD | Sale | 1,233 | 106.6250 EUR | ||||
| ORD | Sale | 1,357 | 106.8398 EUR | ||||
| ORD | Sale | 1,464 | 106.7500 EUR | ||||
| ADR | Sale | 1,600 | 117.9538 USD | ||||
| ORD | Sale | 1,660 | 106.9005 EUR | ||||
| ORD | Sale | 1,716 | 107.3118 EUR | ||||
| ORD | Sale | 1,717 | 106.7750 EUR | ||||
| ORD | Sale | 1,899 | 107.2674 EUR | ||||
| ADR | Sale | 1,900 | 117.9773 USD | ||||
| ORD | Sale | 1,923 | 106.5250 EUR | ||||
| ADR | Sale | 2,064 | 118.3229 USD | ||||
| ORD | Sale | 2,069 | 106.7083 EUR | ||||
| ORD | Sale | 2,096 | 107.0507 EUR | ||||
| ORD | Sale | 2,250 | 106.4915 EUR | ||||
| ORD | Sale | 2,293 | 106.9990 EUR | ||||
| ADR | Sale | 2,479 | 118.3444 USD | ||||
| ORD | Sale | 2,484 | 106.9944 EUR | ||||
| ADR | Sale | 3,000 | 117.9753 USD | ||||
| ADR | Sale | 3,490 | 117.7969 USD | ||||
| ADR | Sale | 3,822 | 117.6121 USD | ||||
| ORD | Sale | 3,822 | 117.6121 USD | ||||
| ADR | Sale | 4,425 | 117.8712 USD | ||||
| ORD | Sale | 4,987 | 106.7255 EUR | ||||
| ORD | Sale | 6,301 | 107.0365 EUR | ||||
| ADR | Sale | 6,700 | 117.8214 USD | ||||
| ORD | Sale | 8,888 | 106.5798 EUR | ||||
| ADR | Sale | 9,900 | 117.8135 USD | ||||
| ORD | Sale | 10,028 | 106.9229 EUR | ||||
| ORD | Sale | 10,066 | 107.2513 EUR | ||||
| ORD | Sale | 14,468 | 106.7902 EUR | ||||
| ADR | Sale | 16,778 | 117.8371 USD | ||||
| ORD | Sale | 17,777 | 107.0637 EUR | ||||
| ADR | Sale | 25,672 | 117.8641 USD | ||||
| ORD | Sale | 34,060 | 106.5500 EUR | ||||
| ORD | Sale | 37,727 | 106.5174 EUR | ||||
| ORD | Sale | 40,751 | 106.7819 EUR |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 65 | 106.6478 EUR | |||||
| ORD | SWAP | Long | 105 | 106.5979 EUR | |||||
| ORD | CFD | Long | 300 | 106.3851 EUR | |||||
| ORD | SWAP | Long | 435 | 107.5133 EUR | |||||
| ORD | SWAP | Long | 693 | 106.4465 EUR | |||||
| ORD | SWAP | Long | 712 | 107.0871 EUR | |||||
| ORD | SWAP | Long | 1,096 | 107.3619 EUR | |||||
| ORD | SWAP | Long | 1,270 | 107.4223 EUR | |||||
| ORD | CFD | Long | 1,500 | 106.5350 EUR | |||||
| ORD | SWAP | Long | 1,716 | 107.3118 EUR | |||||
| ORD | SWAP | Long | 2,069 | 106.7083 EUR | |||||
| ORD | SWAP | Long | 2,123 | 107.0296 EUR | |||||
| ORD | CFD | Long | 12,364 | 106.8540 EUR | |||||
| ORD | SWAP | Short | 383 | 106.7850 EUR | |||||
| ORD | SWAP | Short | 503 | 106.5682 EUR | |||||
| ORD | SWAP | Short | 868 | 106.7654 EUR | |||||
| ORD | SWAP | Short | 975 | 106.5211 EUR | |||||
| ORD | SWAP | Short | 989 | 106.5816 EUR | |||||
| ORD | SWAP | Short | 1,525 | 106.5288 EUR | |||||
| ORD | CFD | Short | 2,130 | 106.3619 EUR | |||||
| ORD | SWAP | Short | 3,059 | 106.4783 EUR | |||||
| ORD | SWAP | Short | 9,024 | 106.5785 EUR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Selling | 400 | 105 USD | American | 15 Jan 2016 |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 27 Oct 2015 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ANHEUSER-BUSCH INBEV SA/NV | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Written | 300 | 70.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 600 | 75.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 101,200 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 35,800 | 145.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 42,900 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 54,000 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -231,600 | 125.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -400 | 115.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -400 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 135.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 7,200 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 20,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -54,300 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,700 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 85.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 100 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Written | 200 | 80.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 177,400 | 135.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 245,400 | 105.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 7,200 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 29,400 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -30,400 | 150.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -23,200 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -5,300 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 175.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -900 | 130.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 100.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100 | 155.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 125.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,900 | 150.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -16,300 | 120.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,700 | 165.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 170.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 100.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 95.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 90.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 140,200 | 135.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 500 | 110.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 2,500 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -32,300 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -7,200 | 125.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Written | -5,200 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,300 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -4,000 | 120.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -3,300 | 130.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,800 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,700 | 95.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 180.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Written | 1,700 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 1,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 1,900 | 140.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -120,300 | 115.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -87,000 | 145.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -45,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -37,700 | 100.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -20,800 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -6,900 | 120.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -5,200 | 75.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -3,100 | 110.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,000 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,000 | 125.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -1,200 | 120.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -200 | 100.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -100 | 140.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 700 | 140.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 6,800 | 125.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -35,700 | 130.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -3,500 | 115.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -1,900 | 140.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 85.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -600 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 115.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Written | 400 | 105.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 115.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 2,000 | 110.0000 | American | 20 Nov 2015 | |||||||
| ORD | Call Options | Purchased | 5,400 | 120.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 16,700 | 170.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 43,400 | 130.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -236,600 | 90.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,200 | 155.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -2,200 | 95.0000 | American | 20 Jan 2017 | |||||||
| ORD | Put Options | Purchased | -1,000 | 160.0000 | American | 20 Nov 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 95.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -300 | 135.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Purchased | 2,328 | 103.0000 | European | 20 Nov 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 105.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -25,000 | 110.0000 | American | 18 Mar 2016 | |||||||
| ORD | Call Options | Purchased | 6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 96.0000 | American | 18 Mar 2016 | |||||||
| ORD | Put Options | Purchased | -103,000 | 86.0900 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -6,606 | 120.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 11,493 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 25,000 | 100.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Written | 150,000 | 94.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 150,000 | 110.0000 | American | 18 Dec 2015 | |||||||
| ORD | Put Options | Purchased | -50,000 | 90.0000 | American | 18 Dec 2015 | |||||||
| ORD | Call Options | Written | -2,232 | 110.0000 | European | 18 Dec 2015 | |||||||
| ORD | Call Options | Purchased | 103,000 | 105.2200 | American | 18 Dec 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20151027006354/en/
Copyright Business Wire 2015
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